ASA

ASA Gold and Precious Metals
ASA

Overview Fund Activity

62 hedge funds and large institutions have $101M invested in ASA Gold and Precious Metals in 2019 Q4 according to their latest regulatory filings, with 8 funds opening new positions, 15 increasing their positions, 16 reducing their positions, and 5 closing their positions.

Holders
62
Holders Change
+3
Holders Change %
+5.08%
% of All Funds
1.22%
Holding in Top 10
2
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-50%
% of All Funds
0.04%
New
8
Increased
15
Reduced
16
Closed
5
Calls
$343K
Puts
$243K
Net Calls
+$100K
Net Calls Change
-$109K

Top Buyers

1
RJA
1
Raymond James & Associates
Florida
$4.08M
2
Lazard Asset Management
2
Lazard Asset Management
New York
$32.2M
3
LCM
3
Landscape Capital Management
New Jersey
$1.84M
4
AC
4
Almitas Capital
California
$1.23M
5
Morgan Stanley
5
Morgan Stanley
New York
$15M

Top Sellers

1
VCWA
1
Vanguard Capital Wealth Advisors
Colorado
$694K
2
ICM
2
Ionic Capital Management
New York
$470K
3
WM
3
WS Management
Florida
$5.88M
4
Janney Montgomery Scott
4
Janney Montgomery Scott
Pennsylvania
$181K
5
EIM
5
Essex Investment Management
Massachusetts
$0
Name Market Value Shares Shares
Change 		Shares
Change %
SI
26
Stephens Inc
Arkansas
$300K 21,975 +2,350 +12%
Walleye Trading
27
Walleye Trading
New York
$274K 20,100 -200 -1%
Geode Capital Management
28
Geode Capital Management
Massachusetts
$257K 18,914 -13,122 -41%
RTS
29
Round Table Services
New Jersey
$232K 17,000 -2,700 -14%
MWPCG
30
Measured Wealth Private Client Group
New Hampshire
$197K 14,450 – –
Commonwealth Equity Services
31
Commonwealth Equity Services
Massachusetts
$197K 14,467 +454 +3%
ACM
32
Avalon Capital Management
California
$196K 14,399 +2,396 +20%
TFCP
33
Twin Focus Capital Partners
Massachusetts
$195K 14,300 – –
Janney Montgomery Scott
34
Janney Montgomery Scott
Pennsylvania
$181K 13,300 -37,500 -74%
CAMG
35
CWA Asset Management Group
Florida
$180K 13,200 -600 -4%
Bank of America
36
Bank of America
North Carolina
$165K 12,109 +1,610 +15%
Royal Bank of Canada
37
Royal Bank of Canada
Ontario, Canada
$133K 9,745 +640 +7%
BBPWM
38
Blue Bell Private Wealth Management
Pennsylvania
$116K 8,525 – –
AA
39
Ancora Advisors
Ohio
$98K 7,180 +7,180 New
Simplex Trading
40
Simplex Trading
Illinois
$78K 5,781 -12,059 -68%
HPC
41
HM Payson & Co
Maine
$68K 5,000 – –
TJHA
42
Thomas J. Herzfeld Advisors
Florida
$68K 5,025 +4 +0.1%
CG
43
Cutler Group
California
$65K 4,800 +4,800 New
AG
44
Advisor Group
Arizona
$40K 2,975 – –
LTFS
45
Ladenburg Thalmann Financial Services
Florida
$27K 2,061 – –
HCM
46
Highlander Capital Management
New Jersey
$23K 1,700 – –
CCM
47
Covington Capital Management
California
$20K 1,500 – –
Bank of Montreal
48
Bank of Montreal
Ontario, Canada
$20K 1,500 – –
PFGIA
49
Patriot Financial Group Insurance Agency
Massachusetts
$19K 1,364 – –
TRCT
50
Tower Research Capital (TRC)
New York
$18K 1,286 +1,286 New
1
2
3