ASA

ASA Gold and Precious Metals
ASA

Overview Fund Activity

50 hedge funds and large institutions have $50.7M invested in ASA Gold and Precious Metals in 2018 Q3 according to their latest regulatory filings, with 4 funds opening new positions, 14 increasing their positions, 13 reducing their positions, and 3 closing their positions.

Holders
50
Holders Change
–
Holders Change %
0%
% of All Funds
1.14%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
4
Increased
14
Reduced
13
Closed
3
Calls
$17K
Puts
$3K
Net Calls
+$14K
Net Calls Change
+$317K

Top Buyers

1
Morgan Stanley
1
Morgan Stanley
New York
$4.37M
2
UCI
2
Uncommon Cents Investing
Wisconsin
$4.77M
3
ICM
3
Ionic Capital Management
New York
$722K
4
RTS
4
Round Table Services
New Jersey
$101K
5
WCM
5
Whitener Capital Management
North Carolina
$78K

Top Sellers

1
WAM
1
Wolverine Asset Management
Illinois
$995K
2
CRC
2
Curi RMB Capital
Illinois
$0
3
Lazard Asset Management
3
Lazard Asset Management
New York
$19.1M
4
MC
4
Matisse Capital
Oregon
$336K
5
TJHA
5
Thomas J. Herzfeld Advisors
Florida
$44K
Name Market Value Shares Shares
Change 		Shares
Change %
RTS
26
Round Table Services
New Jersey
$101K 11,400 +11,400 New
Susquehanna International Group
27
Susquehanna International Group
Pennsylvania
$92K 10,411 -37,311 -78%
SFA
28
Sequoia Financial Advisors
Ohio
$89K 10,000 – –
BBPWM
29
Blue Bell Private Wealth Management
Pennsylvania
$81K 9,175 +1,000 +12%
WCM
30
Whitener Capital Management
North Carolina
$78K 8,900 +8,900 New
TJHA
31
Thomas J. Herzfeld Advisors
Florida
$44K 5,010 -44,999 -90%
Royal Bank of Canada
32
Royal Bank of Canada
Ontario, Canada
$44K 4,925 +100 +2%
AG
33
Advisor Group
Arizona
$31K 3,495 +950 +37%
RFC
34
Regions Financial Corp
Alabama
$14K 1,536 – –
CCM
35
Covington Capital Management
California
$13K 1,500 – –
Bank of Montreal
36
Bank of Montreal
Ontario, Canada
$13K 1,500 – –
LTFS
37
Ladenburg Thalmann Financial Services
Florida
$11K 1,161 +177 +18%
TC
38
Trilogy Capital
California
$9K 1,000 – –
TCOV
39
Trust Company of Vermont
Vermont
$8K 900 – –
GWM
40
Geneos Wealth Management
Colorado
$7K 800 – –
RE
41
RBC Europe
United Kingdom
$6.65K 750 – –
CG
42
Cutler Group
California
$6K 753 – –
PNC Financial Services Group
43
PNC Financial Services Group
Pennsylvania
$6K 744 – –
VFA
44
Valeo Financial Advisors
Indiana
$5K 520 – –
WT
45
Whittier Trust
California
$5K 600 – –
GEA
46
Glen Eagle Advisors
New Jersey
$4.57K 515 +315 +158%
EA
47
Elm Advisors
California
$2K 174 +174 New
FWM
48
Focused Wealth Management
New York
$1K 100 – –
Simplex Trading
49
Simplex Trading
Illinois
$1K 120 +120 New
CRC
50
Curi RMB Capital
Illinois
– – -159,066 Closed
1
2
3