ASA

ASA Gold and Precious Metals
ASA

Overview Fund Activity

46 hedge funds and large institutions have $70.5M invested in ASA Gold and Precious Metals in 2017 Q1 according to their latest regulatory filings, with 4 funds opening new positions, 12 increasing their positions, 12 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
46
Holders Change
-1
Holders Change %
-2.13%
% of All Funds
1.15%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
4
Increased
12
Reduced
12
Closed
4
Calls
$244K
Puts
$270K
Net Calls
-$26K
Net Calls Change
+$50K

Top Buyers

1
MC
1
Matisse Capital
Oregon
$1.21M
2
WAM
2
Wolverine Asset Management
Illinois
$4.17M
3
PVWM
3
Point View Wealth Management
New Jersey
$1.81M
4
Geode Capital Management
4
Geode Capital Management
Massachusetts
$186K
5
Janney Montgomery Scott
5
Janney Montgomery Scott
Pennsylvania
$181K

Top Sellers

1
CRC
1
Curi RMB Capital
Illinois
$180K
2
Lazard Asset Management
2
Lazard Asset Management
New York
$35.3M
3
WAM
3
Weiss Asset Management
Massachusetts
$0
4
Susquehanna International Group
4
Susquehanna International Group
Pennsylvania
$173K
5
LPL Financial
5
LPL Financial
California
$203K
Name Holding Trade Value Shares
Change 		Shares
Change %
Mariner
26
Mariner
Kansas
$160K – – –
SI
27
SII Investments
Wisconsin
$148K – – –
SFA
28
Sequoia Financial Advisors
Ohio
$121K +$121K +10,000 New
BBPWM
29
Blue Bell Private Wealth Management
Pennsylvania
$111K – – –
CG
30
Cutler Group
California
$85K +$11.2K +928 +15%
TJHA
31
Thomas J. Herzfeld Advisors
Florida
$60K – – –
Creative Planning
32
Creative Planning
Kansas
$57K +$28.9K +2,402 +103%
DADC
33
D.A. Davidson & Co
Montana
$29K – – –
AG
34
Advisor Group
Arizona
$27K – – –
Bank of Montreal
35
Bank of Montreal
Ontario, Canada
$18K – – –
TRCT
36
Tower Research Capital (TRC)
New York
$16K +$3.43K +276 +27%
LTFS
37
Ladenburg Thalmann Financial Services
Florida
$12K – – –
TCOV
38
Trust Company of Vermont
Vermont
$11K – – –
GWM
39
Geneos Wealth Management
Colorado
$9K – – –
PNC Financial Services Group
40
PNC Financial Services Group
Pennsylvania
$8K – – –
HNB
41
Huntington National Bank
Ohio
$8K – – –
WT
42
Whittier Trust
California
$7K – – –
Royal Bank of Canada
43
Royal Bank of Canada
Ontario, Canada
$6K – – –
Group One Trading
44
Group One Trading
Illinois
$1K -$5K -500 -83%
FWM
45
Focused Wealth Management
New York
$1K – – –
WAM
46
Weiss Asset Management
Massachusetts
– -$433K -39,241 Closed
TC
47
TFS Capital
Pennsylvania
– -$173K -15,657 Closed
ST
48
Smithfield Trust
Pennsylvania
– -$9K -840 Closed
Fifth Third Bancorp
49
Fifth Third Bancorp
Ohio
– -$2K -211 Closed
1
2