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ASA

ASA Gold and Precious Metals

47 hedge funds and large institutions have $64M invested in ASA Gold and Precious Metals in 2016 Q4 according to their latest regulatory filings, with 9 funds opening new positions, 14 increasing their positions, 9 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

56% more repeat investments, than reductions

Existing positions increased: 14 | Existing positions reduced: 9

29% more first-time investments, than exits

New positions opened: 9 | Existing positions closed: 7

4% more funds holding

Funds holding: 4547 (+2)

2.61% more ownership

Funds ownership: 27.45%30.06% (+2.6%)

18% less capital invested

Capital invested by funds: $78.3M → $64M (-$14.3M)

35% less call options, than puts

Call options by funds: $140K | Put options by funds: $216K

Holders
47
Holders Change
+2
Holders Change %
+4.44%
% of All Funds
1.18%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
9
Increased
14
Reduced
9
Closed
7
Calls
$140K
Puts
$216K
Net Calls
-$76K
Net Calls Change
+$1.25M
Name Holding Trade Value Shares
Change
Change in
Stake
SI
26
SII Investments
Wisconsin
$135K
BBPWM
27
Blue Bell Private Wealth Management
Pennsylvania
$102K +$60.3K +4,989 +119%
CG
28
Cutler Group
California
$67K +$44.7K +3,700 +152%
TJHA
29
Thomas J. Herzfeld Advisors
Florida
$55K +$60.5K +5,000 New
DADC
30
D.A. Davidson & Co
Montana
$27K -$4.84K -400 -14%
Creative Planning
31
Creative Planning
Kansas
$26K -$6.05K -500 -18%
AG
32
Advisor Group
Arizona
$25K
MFS
33
MSI Financial Services
Massachusetts
$18K +$19.9K +1,649 New
Bank of Montreal
34
Bank of Montreal
Ontario, Canada
$16K
LTFS
35
Ladenburg Thalmann Financial Services
Florida
$11K
TRCT
36
Tower Research Capital (TRC)
New York
$11K +$4.68K +387 +62%
TCOV
37
Trust Company of Vermont
Vermont
$10K
ST
38
Smithfield Trust
Pennsylvania
$9K
GWM
39
Geneos Wealth Management
Colorado
$8K -$8.46K -700 -47%
PNC Financial Services Group
40
PNC Financial Services Group
Pennsylvania
$8K -$7.26K -600 -45%
HNB
41
Huntington National Bank
Ohio
$7K
WT
42
Whittier Trust
California
$7K
Group One Trading
43
Group One Trading
Illinois
$7K +$7.26K +600 New
Royal Bank of Canada
44
Royal Bank of Canada
Ontario, Canada
$5K -$6.97K -576 -54%
Fifth Third Bancorp
45
Fifth Third Bancorp
Ohio
$2K
FWM
46
Focused Wealth Management
New York
$1K
US Bancorp
47
US Bancorp
Minnesota
$1K
Cambridge Investment Research Advisors
48
Cambridge Investment Research Advisors
Iowa
-$387K -26,146 Closed
ICM
49
Ionic Capital Management
New York
-$385K -25,951 Closed
PG
50
PEAK6 Group
Illinois
-$226K -15,275 Closed

ASA Hedge Fund Activity: Q4 2016 in Review

47 of the 4,000 institutional investors tracked by Wall St. Rank reported a position in ASA Gold and Precious Metals (ASA) for Q4 2016, worth a combined $64M — down 18% from $78.3M a quarter earlier.

Buyers outnumbered sellers: 9 funds opened new ASA positions and 7 closed out — a net gain of 2 holders — while 14 added to existing stakes and 9 trimmed.

The largest buyer was Wolverine Asset Management, opening a new position worth an estimated $3.15M. The largest seller was Cambridge Investment Research Advisors, exiting entirely with an estimated $387K sold.

  • 47 institutional investors held ASA Gold and Precious Metals (ASA) as of Q4 2016, up from 45 in Q3 2016.
  • Funds reported $64M of ASA Gold and Precious Metals stock for Q4 2016, down 18% quarter-over-quarter.
  • 9 funds opened new ASA Gold and Precious Metals positions in Q4 2016 and 7 closed out, a net change of +2 holders.
  • The largest ASA Gold and Precious Metals buyer in Q4 2016 was Wolverine Asset Management, an estimated $3.15M added.
  • The largest ASA Gold and Precious Metals seller in Q4 2016 was Cambridge Investment Research Advisors, an estimated $387K sold.

Based on aggregated 13F filings for Q4 2016.