ASA

ASA Gold and Precious Metals
ASA

Overview Fund Activity

44 hedge funds and large institutions have $84.5M invested in ASA Gold and Precious Metals in 2016 Q2 according to their latest regulatory filings, with 7 funds opening new positions, 11 increasing their positions, 16 reducing their positions, and 8 closing their positions.

Holders
44
Holders Change
-1
Holders Change %
-2.22%
% of All Funds
1.18%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
7
Increased
11
Reduced
16
Closed
8
Calls
$310K
Puts
$719K
Net Calls
-$409K
Net Calls Change
-$409K

Top Buyers

1
Bank of America
1
Bank of America
North Carolina
$851K
2
UBS Group
2
UBS Group
Switzerland
$708K
3
SI
3
SII Investments
Wisconsin
$154K
4
PG
4
PEAK6 Group
Illinois
$118K
5
CG
5
Cutler Group
California
$105K

Top Sellers

1
Lazard Asset Management
1
Lazard Asset Management
New York
$43.5M
2
MC
2
Matisse Capital
Oregon
$1.59M
3
RA
3
Royce & Associates
New York
$5.78M
4
WAM
4
Wolverine Asset Management
Illinois
$3.02M
5
CL
5
CSS LLC
Illinois
$2.2M
Name Market Value Shares Shares
Change 		Shares
Change %
US Bancorp
26
US Bancorp
Minnesota
$37K 2,521 -2,500 -50%
AG
27
Advisor Group
Arizona
$37K 2,570 +2,570 New
Creative Planning
28
Creative Planning
Kansas
$36K 2,458 +1,623 +194%
GWM
29
Geneos Wealth Management
Colorado
$34K 2,200 +2,200 New
TRCT
30
Tower Research Capital (TRC)
New York
$29K 1,940 +1,791 +1,202%
Simplex Trading
31
Simplex Trading
Illinois
$29K 2,014 +2,014 New
Bank of Montreal
32
Bank of Montreal
Ontario, Canada
$22K 1,500 – –
PNC Financial Services Group
33
PNC Financial Services Group
Pennsylvania
$20K 1,344 +600 +81%
Royal Bank of Canada
34
Royal Bank of Canada
Ontario, Canada
$16K 1,063 – –
LTFS
35
Ladenburg Thalmann Financial Services
Florida
$14K 984 – –
TCOV
36
Trust Company of Vermont
Vermont
$13K 900 – –
ST
37
Smithfield Trust
Pennsylvania
$12K 840 – –
SIA
38
SeaBridge Investment Advisors
New Jersey
$12K 820 +820 New
DADC
39
D.A. Davidson & Co
Montana
$11K 750 -800 -52%
WT
40
Whittier Trust
California
$9K 600 – –
Fifth Third Bancorp
41
Fifth Third Bancorp
Ohio
$9K 611 +400 +190%
HNB
42
Huntington National Bank
Ohio
$9K 632 +632 New
BBPWM
43
Blue Bell Private Wealth Management
Pennsylvania
$8K 486 – –
FWM
44
Focused Wealth Management
New York
$1K 100 – –
ARTA
45
A.R.T. Advisors
New York
– – -18,796 Closed
RTS
46
Round Table Services
New Jersey
– – -13,800 Closed
LCM
47
Landscape Capital Management
New Jersey
– – -10,058 Closed
TJHA
48
Thomas J. Herzfeld Advisors
Florida
– – -3,000 Closed
AIG
49
American International Group
New York
– – -470 Closed
Citigroup
50
Citigroup
New York
– – -300 Closed
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