ASA

ASA Gold and Precious Metals
ASA

Overview Fund Activity

42 hedge funds and large institutions have $64.1M invested in ASA Gold and Precious Metals in 2015 Q3 according to their latest regulatory filings, with 5 funds opening new positions, 10 increasing their positions, 12 reducing their positions, and 4 closing their positions.

Holders
42
Holders Change
+1
Holders Change %
+2.44%
% of All Funds
1.17%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
5
Increased
10
Reduced
12
Closed
4
Calls
$145K
Puts
$47K
Net Calls
+$98K
Net Calls Change
+$31K

Top Buyers

1
FCM
1
Fairholme Capital Management
Florida
$4.52M
2
Millennium Management
2
Millennium Management
New York
$938K
3
ADBIC
3
A.D. Beadell Investment Counsel
Wisconsin
$1.03M
4
Lazard Asset Management
4
Lazard Asset Management
New York
$30.6M
5
PVWM
5
Point View Wealth Management
New Jersey
$952K

Top Sellers

1
RA
1
Royce & Associates
New York
$7.12M
2
WAM
2
Wolverine Asset Management
Illinois
$0
3
DWM
3
Dorchester Wealth Management
Quebec, Canada
$0
4
Royal Bank of Canada
4
Royal Bank of Canada
Ontario, Canada
$11K
5
Baird Financial Group
5
Baird Financial Group
Wisconsin
$1.69M
Name Market Value Shares Shares
Change 		Shares
Change %
TJHA
26
Thomas J. Herzfeld Advisors
Florida
$23K 3,000 -7,307 -71%
Citigroup
27
Citigroup
New York
$23K 2,929 +329 +13%
Creative Planning
28
Creative Planning
Kansas
$14K 1,735 +1,735 New
Bank of Montreal
29
Bank of Montreal
Ontario, Canada
$12K 1,500 – –
Royal Bank of Canada
30
Royal Bank of Canada
Ontario, Canada
$11K 1,373 -68,884 -98%
LTFS
31
Ladenburg Thalmann Financial Services
Florida
$8K 984 – –
TCOV
32
Trust Company of Vermont
Vermont
$7K 900 – –
ST
33
Smithfield Trust
Pennsylvania
$7K 840 – –
PNC Financial Services Group
34
PNC Financial Services Group
Pennsylvania
$7K 828 +84 +11%
WT
35
Whittier Trust
California
$5K 600 – –
FNBT
36
FineMark National Bank & Trust
Florida
$5K 600 – –
Fifth Third Bancorp
37
Fifth Third Bancorp
Ohio
$2K 211 – –
FWM
38
Focused Wealth Management
New York
$1K 100 – –
AIG
39
American International Group
New York
$1K 170 – –
MFS
40
MSI Financial Services
Massachusetts
$1K 100 – –
TRCT
41
Tower Research Capital (TRC)
New York
$1K 100 +75 +300%
WIC
42
Woodmont Investment Counsel
Tennessee
$1K 100 +100 New
WAM
43
Wolverine Asset Management
Illinois
– – -135,330 Closed
DWM
44
Dorchester Wealth Management
Quebec, Canada
– – -62,100 Closed
VKH
45
Virtu KCG Holdings
New York
– – -13,963 Closed
KTC
46
Kistler-Tiffany Companies
Pennsylvania
– – -900 Closed
PG
47
PEAK6 Group
Illinois
– – – –
Susquehanna International Group
48
Susquehanna International Group
Pennsylvania
– – – –
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