ASA

ASA Gold and Precious Metals
ASA

Overview Fund Activity

47 hedge funds and large institutions have $110M invested in ASA Gold and Precious Metals in 2014 Q1 according to their latest regulatory filings, with 7 funds opening new positions, 10 increasing their positions, 13 reducing their positions, and 8 closing their positions.

Holders
47
Holders Change
-1
Holders Change %
-2.08%
% of All Funds
1.36%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
7
Increased
10
Reduced
13
Closed
8
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
TC
1
TFS Capital
Pennsylvania
$397K
2
Susquehanna International Group
2
Susquehanna International Group
Pennsylvania
$312K
3
Bank of America
3
Bank of America
North Carolina
$975K
4
V
4
Veritable
Delaware
$290K
5
ADBIC
5
A.D. Beadell Investment Counsel
Wisconsin
$940K

Top Sellers

1
COLIM
1
City of London Investment Management
United Kingdom
$0
2
Invesco
2
Invesco
Georgia
$2.08M
3
U
3
UBS
Switzerland
$966K
4
SG Americas Securities
4
SG Americas Securities
New York
$0
5
LCM
5
Lucas Capital Management
New Jersey
$0
Name Market Value Shares Shares
Change 		Shares
Change %
TJHA
26
Thomas J. Herzfeld Advisors
Florida
$138K 10,307 – –
US Bancorp
27
US Bancorp
Minnesota
$85K 6,321 – –
Citigroup
28
Citigroup
New York
$71K 5,296 +618 +13%
Schroder Investment Management Group
29
Schroder Investment Management Group
United Kingdom
$42.9K 3,200 – –
PP
30
Palladium Partners
Virginia
$40K 3,000 +3,000 New
Creative Planning
31
Creative Planning
Kansas
$28K 2,056 +121 +6%
Bank of Montreal
32
Bank of Montreal
Ontario, Canada
$20K 1,500 – –
AIG
33
American International Group
New York
$18.7K 1,391 – –
BBPWM
34
Blue Bell Private Wealth Management
Pennsylvania
$18K 1,316 – –
WTB
35
Washington Trust Bank
Washington
$17K 1,235 +1,235 New
LWCFA
36
Loring Wolcott & Coolidge Fiduciary Advisors
Massachusetts
$13K 1,000 – –
LTFS
37
Ladenburg Thalmann Financial Services
Florida
$12K 904 -424 -32%
KTC
38
Kistler-Tiffany Companies
Pennsylvania
$12K 900 – –
TCOV
39
Trust Company of Vermont
Vermont
$12K 900 – –
ST
40
Smithfield Trust
Pennsylvania
$11K 840 – –
Ameriprise
41
Ameriprise
Minnesota
$10K 718 – –
FNBT
42
FineMark National Bank & Trust
Florida
$8K 600 -132 -18%
WT
43
Whittier Trust
California
$8K 600 – –
HPBT
44
High Point Bank & Trust
North Carolina
$8K 600 +300 +100%
PNC Financial Services Group
45
PNC Financial Services Group
Pennsylvania
$5K 372 -600 -62%
DADC
46
D.A. Davidson & Co
Montana
$5K 400 +400 New
TRCT
47
Tower Research Capital (TRC)
New York
$1K 100 -344 -77%
COLIM
48
City of London Investment Management
United Kingdom
– – -234,436 Closed
SG Americas Securities
49
SG Americas Securities
New York
– – -47,911 Closed
VKH
50
Virtu KCG Holdings
New York
– – -11,013 Closed
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2
3