ASA

ASA Gold and Precious Metals
ASA

Overview Fund Activity

48 hedge funds and large institutions have $105M invested in ASA Gold and Precious Metals in 2013 Q4 according to their latest regulatory filings, with 12 funds opening new positions, 10 increasing their positions, 13 reducing their positions, and 3 closing their positions.

Holders
48
Holders Change
+9
Holders Change %
+23.08%
% of All Funds
1.39%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
12
Increased
10
Reduced
13
Closed
3
Calls
$2K
Puts
–
Net Calls
+$2K
Net Calls Change
+$495K

Top Buyers

1
VDBMI
1
Van Den Berg Management I
Texas
$5.41M
2
SCM
2
Summit Capital Management
Washington
$1.88M
3
U
3
UBS
Switzerland
$1.49M
4
ADBIC
4
A.D. Beadell Investment Counsel
Wisconsin
$641K
5
SG Americas Securities
5
SG Americas Securities
New York
$587K

Top Sellers

1
COLIM
1
City of London Investment Management
United Kingdom
$2.88M
2
MWR
2
McAdams Wright Ragen
Washington
$3.37M
3
Invesco
3
Invesco
Georgia
$3.39M
4
WM
4
WS Management
Florida
$12M
5
Morgan Stanley
5
Morgan Stanley
New York
$1.04M
Name Market Value Shares Shares
Change 		Shares
Change %
TJHA
26
Thomas J. Herzfeld Advisors
Florida
$126K 10,307 +2,807 +37%
EVC
27
Eidelman Virant Capital
Missouri
$123K 10,000 +10,000 New
US Bancorp
28
US Bancorp
Minnesota
$77K 6,321 +5,000 +379%
Citigroup
29
Citigroup
New York
$57K 4,678 +2,268 +94%
Schroder Investment Management Group
30
Schroder Investment Management Group
United Kingdom
$39.2K 3,200 -1,700 -35%
Creative Planning
31
Creative Planning
Kansas
$24K 1,935 – –
Bank of Montreal
32
Bank of Montreal
Ontario, Canada
$18K 1,500 -200 -12%
AIG
33
American International Group
New York
$17.1K 1,391 – –
BBPWM
34
Blue Bell Private Wealth Management
Pennsylvania
$16K 1,316 +1,316 New
LTFS
35
Ladenburg Thalmann Financial Services
Florida
$16K 1,328 +1,328 New
PNC Financial Services Group
36
PNC Financial Services Group
Pennsylvania
$12K 972 – –
LWCFA
37
Loring Wolcott & Coolidge Fiduciary Advisors
Massachusetts
$12K 1,000 +1,000 New
TCOV
38
Trust Company of Vermont
Vermont
$11K 900 – –
KTC
39
Kistler-Tiffany Companies
Pennsylvania
$11K 900 – –
ST
40
Smithfield Trust
Pennsylvania
$10K 840 – –
FNBT
41
FineMark National Bank & Trust
Florida
$9K 732 – –
Ameriprise
42
Ameriprise
Minnesota
$9K 718 – –
WT
43
Whittier Trust
California
$7K 600 – –
TRCT
44
Tower Research Capital (TRC)
New York
$5K 444 -1,392 -76%
LNB
45
Ledyard National Bank
$5K 400 – –
HPBT
46
High Point Bank & Trust
North Carolina
$4K 300 – –
WEC
47
Winslow Evans & Crocker
Massachusetts
$2K 132 +132 New
PG
48
PEAK6 Group
Illinois
– – -77,426 Closed
EIM
49
Essex Investment Management
Massachusetts
– – -43,317 Closed
PP
50
Palladium Partners
Virginia
– – -3,000 Closed
1
2
3