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WFI

West Family Investments Portfolio holdings

AUM $345M
1-Year Est. Return 46.29%
This Fund
S&P 500
This Quarter Est. Return
+7.23%
1 Year Est. Return
+46.29%
3 Year Est. Return
+116.17%
5 Year Est. Return
+113.18%
10 Year Est. Return
+254.99%
AUM
$482M
AUM Growth
+$25.6M
Cap. Flow
-$6.65M
Cap. Flow %
-1.38%
Top 10 Hldgs %
64.61%
Holding
109
New
4
Increased
9
Reduced
9
Closed
4

Top Buys

Rank Stock Value
1
JPM.WS
JPMorgan Chase
JPM.WS
+$2.06M
2
TR icon
Tootsie Roll Industries
TR
+$1.57M
3
MVC
MVC Capital, Inc.
MVC
+$1.47M
4
B
Barrick Mining
B
+$780K
5
FCRD
First Eagle Alternative Capital BDC, Inc. Common Stock
FCRD
+$578K

Top Sells

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$8.63M
2
HRZN icon
Horizon Technology Finance
HRZN
+$1.15M
3
PFX icon
PhenixFIN
PFX
+$639K
4
ARI
Apollo Commercial Real Estate
ARI
+$584K
5
GGP
GGP Inc.
GGP
+$465K

Sector Composition

Rank Sector Weight
1 Industrials 29.28%
2 Real Estate 27.75%
3 Energy 12.89%
4 Healthcare 9.7%
5 Financials 7.7%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ZBH icon
101
PUT
Zimmer Biomet
ZBH
$18.5B
$26K 0.01%
+215
New +$21K
TDAY
102
USA Today Co
TDAY
$1B
$12K ﹤0.01%
866
– –
BKD icon
103
PUT
Brookdale Senior Living
BKD
$3B
$11K ﹤0.01%
300
-200
-40% -$6.5K
ACSF
104
DELISTED
American Capital Senior Floating, Ltd.
ACSF
$7K ﹤0.01%
500
– –
MSFT icon
105
PUT
Microsoft
MSFT
$3.74T
$1K ﹤0.01%
650
– –
AFB
106
AllianceBernstein National Municipal Income Fund
AFB
$315M
– –
-22,450
Closed -$298K
ASPS icon
107
CALL
Altisource Portfolio Solutions
ASPS
$63.7M
– –
-15
Closed -$2K
JPM.WS
108
CALL
DELISTED
JPMorgan Chase
JPM.WS
– –
-108,800
Closed -$2.2M
BKW
109
PUT
DELISTED
BURGER KING WORLDWIDE
BKW
– –
-400
Closed -$1K
1 2 3 4
5

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West Family Investments's Q2 2014 Portfolio in Review

As of Q2 2014, West Family Investments held 109 positions worth $482M, up 5.6% from $457M the previous quarter. Its ten largest holdings account for 65% of the portfolio.

West Family Investments's Q2 2014 filing shows 4 new, 9 increased, 9 reduced and 4 closed positions. Its largest new stake was JPMorgan Chase: 108,800 shares worth $2.1M. The largest sale was Microsoft, an estimated $8.63M.

By sector, the portfolio is most concentrated in Industrials at 29% of assets, up from 28% a quarter earlier, followed by Real Estate and Energy.

  • West Family Investments's largest Q2 2014 buy was JPMorgan Chase: 108,800 shares worth $2.1M.
  • West Family Investments added most to MVC Capital, Inc. in Q2 2014, an estimated $1.47M increase.
  • West Family Investments's biggest Q2 2014 reduction was Microsoft, cutting an estimated $8.63M.
  • West Family Investments fully exited AllianceBernstein National Municipal Income Fund in Q2 2014, selling an estimated $298K.
  • West Family Investments's ten largest holdings make up 65% of its $482M portfolio in Q2 2014.
  • West Family Investments opened 4 new positions and closed 4 in Q2 2014.
  • West Family Investments's portfolio value rose 5.6% quarter-over-quarter to $482M.

Based on West Family Investments's 13F filing for Q2 2014, filed 13 Aug 2014.