WFI

West Family Investments Portfolio holdings

AUM $383M
This Quarter Return
+7.2%
1 Year Return
+26.07%
3 Year Return
+62.16%
5 Year Return
+133.6%
10 Year Return
+115.07%
AUM
$480M
AUM Growth
+$480M
Cap. Flow
-$195K
Cap. Flow %
-0.04%
Top 10 Hldgs %
65.02%
Holding
102
New
2
Increased
8
Reduced
8
Closed
1

Top Buys

1
AWH
Allied World Assurance Co Hld Lt
AWH
$4.45M
2
JPM.WS
JPMorgan Chase
JPM.WS
$2.1M
3
TR icon
Tootsie Roll Industries
TR
$1.61M
4
MVC
MVC Capital, Inc.
MVC
$1.47M
5
B
Barrick Mining Corporation
B
$823K

Top Sells

1
MSFT icon
Microsoft
MSFT
$8.89M
2
HRZN icon
Horizon Technology Finance
HRZN
$1.23M
3
PFX icon
PhenixFIN
PFX
$652K
4
ARI
Apollo Commercial Real Estate
ARI
$577K
5
GGP
GGP Inc.
GGP
$471K

Sector Composition

1 Industrials 29.47%
2 Real Estate 27.92%
3 Energy 12.97%
4 Healthcare 9.76%
5 Financials 7.75%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
LVLT
1
DELISTED
Level 3 Communications Inc
LVLT
$125M 25.94% 2,849,911 – –
CIM
2
Chimera Investment
CIM
$1.15B
$50.8M 10.54% 15,938,854 – –
EPD icon
3
Enterprise Products Partners
EPD
$69.6B
$26.6M 5.51% 339,511 – –
BKD icon
4
Brookdale Senior Living
BKD
$1.83B
$26.5M 5.49% 794,140 – –
CYS
5
DELISTED
CYS Investments Inc.
CYS
$18.2M 3.78% 2,020,310 – –
NLY icon
6
Annaly Capital Management
NLY
$13.6B
$15.6M 3.23% 1,361,822 – –
TWO
7
Two Harbors Investment
TWO
$1.04B
$13.3M 2.76% 1,272,654 – –
GS icon
8
Goldman Sachs
GS
$226B
$13.3M 2.76% 79,400 – –
GE icon
9
GE Aerospace
GE
$292B
$11.2M 2.33% 427,069 – –
SYK icon
10
Stryker
SYK
$150B
$11.1M 2.29% 131,220 – –
MFA
11
MFA Financial
MFA
$1.05B
$10M 2.07% 1,218,300 – –
EFC
12
Ellington Financial
EFC
$1.36B
$7.14M 1.48% 297,374 – –
MVC
13
DELISTED
MVC Capital, Inc.
MVC
$6.96M 1.44% 537,747 +113,860 +27% +$1.47M
AWH
14
DELISTED
Allied World Assurance Co Hld Lt
AWH
$6.67M 1.38% 175,440 +116,960 +200% +$4.45M
ARI
15
Apollo Commercial Real Estate
ARI
$1.47B
$6.48M 1.34% 393,084 -35,000 -8% -$577K
B
16
Barrick Mining Corporation
B
$45.4B
$6.03M 1.25% 329,250 +45,000 +16% +$823K
NGLS
17
DELISTED
TARGA RESOURCES PARTNERS LP COM UTS REPTG LTD PARTERSHIP INT
NGLS
$5.47M 1.13% 76,095 – –
RC
18
Ready Capital
RC
$700M
$5.15M 1.07% 309,811 – –
NMFC icon
19
New Mountain Finance
NMFC
$1.13B
$5.05M 1.05% 339,800 – –
RGP
20
DELISTED
REGENCY ENERGY PARTNERS LP COMMON UTS REP LIMITED PART INTS
RGP
$4.79M 0.99% 148,835 – –
TAT
21
DELISTED
TransAtlantic Petroleum LTD.
TAT
$4.64M 0.96% 407,749 – –
NS
22
DELISTED
NuStar Energy L.P.
NS
$4.37M 0.9% 70,406 – –
RIG icon
23
Transocean
RIG
$2.86B
$4.1M 0.85% 91,138 – –
MSFT icon
24
Microsoft
MSFT
$3.77T
$4.09M 0.85% 98,000 -213,200 -69% -$8.89M
HLSS
25
DELISTED
HOME LN SERVICING SOLUTIONS LTD(CAYMAN ISLANDS)
HLSS
$3.82M 0.79% 168,100 – –
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