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WFI

West Family Investments Portfolio holdings

AUM $345M
1-Year Est. Return 46.29%
This Fund
S&P 500
This Quarter Est. Return
-2.52%
1 Year Est. Return
+46.29%
3 Year Est. Return
+116.17%
5 Year Est. Return
+113.18%
10 Year Est. Return
+235%
AUM
$389M
AUM Growth
-$438M
Cap. Flow
-$432M
Cap. Flow %
-111.1%
Top 10 Hldgs %
49.68%
Holding
96
New
7
Increased
11
Reduced
12
Closed
7

Top Buys

Rank Stock Value
1
LUMN icon
Lumen
LUMN
+$43M
2
CCT
Corporate Capital Trust, Inc.
CCT
+$6.27M
3
AMLP icon
Alerian MLP ETF
AMLP
+$6.14M
4
STWD icon
Starwood Property Trust
STWD
+$2.6M
5
GPMT
Granite Point Mortgage Trust
GPMT
+$2.57M

Top Sells

Rank Stock Value
1
WSTC
West Corporation
WSTC
+$389M
2
LVLT
Level 3 Communications Inc
LVLT
+$94.6M
3
NEWT icon
NewtekOne
NEWT
+$3.82M
4
NLY icon
Annaly Capital Management
NLY
+$2.75M
5
CGBD icon
Carlyle Secured Lending
CGBD
+$2.46M

Sector Composition

Rank Sector Weight
1 Real Estate 30.22%
2 Financials 22.76%
3 Communication Services 12.11%
4 Energy 10%
5 Healthcare 9.45%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CIM
1
Chimera Investment
CIM
$910M
$51M 13.1%
919,294
-1,333
-0.1% -$74.7K
LUMN icon
2
Lumen
LUMN
$6.6B
$42.3M 10.87%
+2,537,148
New +$43M
EPD icon
3
Enterprise Products Partners
EPD
$84B
$18.4M 4.73%
694,022
– –
CYS
4
DELISTED
CYS Investments Inc.
CYS
$16.6M 4.26%
2,063,092
-33,940
-2% -$281K
SYK icon
5
Stryker
SYK
$106B
$12.6M 3.23%
81,220
– –
NLY icon
6
Annaly Capital Management
NLY
$15.9B
$12.3M 3.17%
259,006
-57,925
-18% -$2.75M
MVC
7
DELISTED
MVC Capital, Inc.
MVC
$11.7M 3%
1,105,397
– –
GS icon
8
Goldman Sachs
GS
$274B
$10M 2.58%
39,400
-10,000
-20% -$2.45M
SLRC icon
9
SLR Investment Corp
SLRC
$655M
$9.68M 2.49%
479,013
– –
SUNS
10
DELISTED
SLR Senior Investment Corp. Common Stock
SUNS
$8.8M 2.26%
495,609
– –
BKD icon
11
Brookdale Senior Living
BKD
$2.73B
$8.45M 2.17%
870,940
– –
B
12
Barrick Mining
B
$71.3B
$8.42M 2.16%
582,197
– –
TWO
13
DELISTED
Two Harbors Investment
TWO
$7.41M 1.9%
113,891
-16,989
-13% -$1.19M
NEM icon
14
Newmont
NEM
$130B
$7.23M 1.86%
192,763
– –
EFC
15
Ellington Financial
EFC
$1.6B
$7.1M 1.83%
489,584
+47,240
+11% +$720K
PNNT
16
Pennant Park Investment Corp
PNNT
$222M
$6.59M 1.69%
954,457
+95,000
+11% +$703K
RC
17
Ready Capital
RC
$274M
$6.22M 1.6%
410,322
-26,110
-6% -$410K
AMLP icon
18
Alerian MLP ETF
AMLP
$13.4B
$6.2M 1.59%
+114,862
New +$6.14M
STWD icon
19
Starwood Property Trust
STWD
$5.53B
$6M 1.54%
280,853
+120,000
+75% +$2.6M
FDUS icon
20
Fidus Investment
FDUS
$770M
$5.96M 1.53%
392,328
+78,007
+25% +$1.26M
MFA
21
MFA Financial
MFA
$845M
$5.76M 1.48%
181,901
-6,944
-4% -$229K
CCT
22
DELISTED
Corporate Capital Trust, Inc.
CCT
$5.71M 1.47%
+357,494
New +$6.27M
FCRD
23
DELISTED
First Eagle Alternative Capital BDC, Inc. Common Stock
FCRD
$5.55M 1.43%
613,713
+1,000
+0.2% +$9.26K
SYF icon
24
Synchrony
SYF
$24.4B
$5.03M 1.29%
130,362
– –
AMZN icon
25
CALL
Amazon
AMZN
$2.74T
$4.92M 1.26%
8,000
– –
1
2 3 4

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West Family Investments's Q4 2017 Portfolio in Review

As of Q4 2017, West Family Investments held 96 positions worth $389M, down 53% from $827M the previous quarter. Its ten largest holdings account for 50% of the portfolio.

West Family Investments withdrew a net $432M in Q4 2017, closing 7 positions and reducing 12 holdings. Its most notable exit was West Corporation, an estimated $389M position sold in full.

By sector, the portfolio is most concentrated in Real Estate at 30% of assets, up from 15% a quarter earlier, followed by Financials and Communication Services.

Against the trend, West Family Investments opened a new position in Lumen worth $42.3M.

  • West Family Investments's largest Q4 2017 buy was Lumen: 2,537,148 shares worth $42.3M.
  • West Family Investments added most to Starwood Property Trust in Q4 2017, an estimated $2.6M increase.
  • West Family Investments's biggest Q4 2017 reduction was Annaly Capital Management, cutting an estimated $2.75M.
  • West Family Investments fully exited West Corporation in Q4 2017, selling an estimated $389M.
  • West Family Investments's ten largest holdings make up 50% of its $389M portfolio in Q4 2017.
  • West Family Investments opened 7 new positions and closed 7 in Q4 2017.
  • West Family Investments's portfolio value fell 53% quarter-over-quarter to $389M.

Based on West Family Investments's 13F filing for Q4 2017, filed 12 Feb 2018.