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WFI

West Family Investments Portfolio holdings

AUM $285M
1-Year Est. Return 30.42%
This Fund
S&P 500
This Quarter Est. Return
+4.79%
1 Year Est. Return
+30.42%
3 Year Est. Return
+76.38%
5 Year Est. Return
+78.8%
10 Year Est. Return
+185.62%
AUM
$395M
AUM Growth
+$17.2M
Cap. Flow
-$4.12M
Cap. Flow %
-1.04%
Top 10 Hldgs %
59.39%
Holding
109
New
4
Increased
11
Reduced
6
Closed
9

Top Buys

Rank Stock Value
1
CYS
CYS Investments Inc.
CYS
+$1.79M
2
MFA
MFA Financial
MFA
+$1.41M
3
TWO
Two Harbors Investment
TWO
+$1.29M
4
RC
Ready Capital
RC
+$1.22M
5
ARI
Apollo Commercial Real Estate
ARI
+$1.19M

Top Sells

Rank Stock Value
1
TSRX
TRIUS THERAPEUTICS INC COM STK (DE)
TSRX
+$894K
2
PPIH
Perma-Pipe International
PPIH
+$838K
3
HLSS
HOME LN SERVICING SOLUTIONS LTD(CAYMAN ISLANDS)
HLSS
+$797K
4
FCRD
First Eagle Alternative Capital BDC, Inc. Common Stock
FCRD
+$636K
5
GBDC icon
Golub Capital BDC
GBDC
+$569K

Sector Composition

Rank Sector Weight
1 Real Estate 29.25%
2 Industrials 21.36%
3 Energy 13.31%
4 Healthcare 11.83%
5 Financials 9.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LVLT
1
DELISTED
Level 3 Communications Inc
LVLT
$70.9M 17.95%
2,655,006
– –
CIM
2
Chimera Investment
CIM
$985M
$45.4M 11.51%
996,230
+1,667
+0.2% +$74.1K
BKD icon
3
Brookdale Senior Living
BKD
$3.45B
$20.9M 5.29%
794,140
– –
EPD icon
4
Enterprise Products Partners
EPD
$81.4B
$20.7M 5.25%
679,022
– –
NLY icon
5
Annaly Capital Management
NLY
$17.1B
$15.6M 3.94%
336,056
+600
+0.2% +$28.2K
GS icon
6
Goldman Sachs
GS
$317B
$14.1M 3.58%
89,400
– –
SYK icon
7
Stryker
SYK
$128B
$13.6M 3.44%
201,120
– –
TWO
8
Two Harbors Investment
TWO
$1.27B
$11.2M 2.84%
144,357
+16,413
+13% +$1.29M
CYS
9
DELISTED
CYS Investments Inc.
CYS
$11M 2.8%
1,357,826
+221,200
+19% +$1.79M
MSFT icon
10
Microsoft
MSFT
$3.64T
$11M 2.78%
330,000
– –
GE icon
11
GE Aerospace
GE
$396B
$10.8M 2.74%
94,330
– –
ARI
12
Apollo Commercial Real Estate
ARI
$873M
$7.86M 1.99%
514,606
+76,600
+17% +$1.19M
MFA
13
MFA Financial
MFA
$924M
$6.7M 1.7%
224,875
+46,000
+26% +$1.41M
EFC
14
Ellington Financial
EFC
$1.66B
$6.68M 1.69%
297,374
– –
AWH
15
DELISTED
Allied World Assurance Co Hld Lt
AWH
$5.81M 1.47%
175,440
– –
MVC
16
DELISTED
MVC Capital, Inc.
MVC
$4.97M 1.26%
380,752
+38,232
+11% +$487K
RC
17
Ready Capital
RC
$274M
$4.92M 1.25%
283,776
+71,694
+34% +$1.22M
NMFC icon
18
New Mountain Finance
NMFC
$692M
$4.9M 1.24%
339,800
– –
ZBH icon
19
Zimmer Biomet
ZBH
$18.9B
$4.89M 1.24%
61,388
– –
RGP
20
DELISTED
REGENCY ENERGY PARTNERS LP COMMON UTS REP LIMITED PART INTS
RGP
$4.26M 1.08%
148,835
– –
RIG icon
21
Transocean
RIG
$5.73B
$4.06M 1.03%
91,138
– –
NGLS
22
DELISTED
TARGA RESOURCES PARTNERS LP COM UTS REPTG LTD PARTERSHIP INT
NGLS
$3.92M 0.99%
76,095
– –
PFE icon
23
Pfizer
PFE
$146B
$3.51M 0.89%
128,954
– –
TTE icon
24
TotalEnergies
TTE
$189B
$3.48M 0.88%
38,008,546,129
– –
PNNT
25
Pennant Park Investment Corp
PNNT
$226M
$3.47M 0.88%
307,624
– –
1
2 3 4 5

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West Family Investments's Q3 2013 Portfolio in Review

As of Q3 2013, West Family Investments held 109 positions worth $395M, up 4.6% from $378M the previous quarter. Its ten largest holdings account for 59% of the portfolio.

West Family Investments's Q3 2013 filing shows 4 new, 11 increased, 6 reduced and 9 closed positions. The largest sale was TRIUS THERAPEUTICS INC COM STK (DE), an estimated $894K.

By sector, the portfolio is most concentrated in Real Estate at 29% of assets, down from 30% a quarter earlier, followed by Industrials and Energy.

  • West Family Investments added most to CYS Investments Inc. in Q3 2013, an estimated $1.79M increase.
  • West Family Investments's biggest Q3 2013 reduction was HOME LN SERVICING SOLUTIONS LTD(CAYMAN ISLANDS), cutting an estimated $797K.
  • West Family Investments fully exited TRIUS THERAPEUTICS INC COM STK (DE) in Q3 2013, selling an estimated $894K.
  • West Family Investments's ten largest holdings make up 59% of its $395M portfolio in Q3 2013.
  • West Family Investments opened 4 new positions and closed 9 in Q3 2013.
  • West Family Investments's portfolio value rose 4.6% quarter-over-quarter to $395M.

Based on West Family Investments's 13F filing for Q3 2013, filed 12 Nov 2013.