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WFI

West Family Investments Portfolio holdings

AUM $285M
1-Year Est. Return 30.42%
This Fund
S&P 500
This Quarter Est. Return
+2.21%
1 Year Est. Return
+30.42%
3 Year Est. Return
+76.38%
5 Year Est. Return
+78.8%
10 Year Est. Return
+185.62%
AUM
$508M
AUM Growth
+$28.9M
Cap. Flow
+$22.4M
Cap. Flow %
4.42%
Top 10 Hldgs %
63.23%
Holding
123
New
17
Increased
14
Reduced
7
Closed
12

Top Buys

Rank Stock Value
1
SUNS
SLR Senior Investment Corp. Common Stock
SUNS
+$3.1M
2
B
Barrick Mining
B
+$2.95M
3
SLRC icon
SLR Investment Corp
SLRC
+$2.69M
4
NEM icon
Newmont
NEM
+$1.91M
5
MVC
MVC Capital, Inc.
MVC
+$1.74M

Top Sells

Rank Stock Value
1
JPM.WS
JPMorgan Chase
JPM.WS
+$2.12M
2
RIG icon
Transocean
RIG
+$1.53M
3
LVLT
Level 3 Communications Inc
LVLT
+$989K
4
TA
TravelCenters of America LLC
TA
+$985K
5
MXWL
Maxwell Technologies Inc
MXWL
+$439K

Sector Composition

Rank Sector Weight
1 Industrials 30.63%
2 Real Estate 26.77%
3 Energy 10.31%
4 Financials 8.9%
5 Healthcare 8.82%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LVLT
1
DELISTED
Level 3 Communications Inc
LVLT
$140M 27.51%
2,828,511
-21,400
-0.8% -$989K
CIM
2
Chimera Investment
CIM
$985M
$50.7M 9.98%
1,062,590
– –
EPD icon
3
Enterprise Products Partners
EPD
$81.3B
$24.5M 4.83%
679,022
– –
BKD icon
4
Brookdale Senior Living
BKD
$3.45B
$22.1M 4.36%
603,940
– –
CYS
5
DELISTED
CYS Investments Inc.
CYS
$18M 3.54%
2,060,310
– –
GS icon
6
Goldman Sachs
GS
$316B
$15.4M 3.03%
79,400
– –
NLY icon
7
Annaly Capital Management
NLY
$17.1B
$14.7M 2.9%
340,456
– –
TWO
8
Two Harbors Investment
TWO
$1.27B
$12.8M 2.51%
159,082
– –
SYK icon
9
Stryker
SYK
$128B
$12.4M 2.44%
131,220
– –
GE icon
10
GE Aerospace
GE
$396B
$10.8M 2.13%
89,113
– –
MFA
11
MFA Financial
MFA
$925M
$9.73M 1.92%
304,575
– –
EFC
12
Ellington Financial
EFC
$1.66B
$8.83M 1.74%
442,344
– –
MVC
13
DELISTED
MVC Capital, Inc.
MVC
$8.47M 1.67%
861,868
+161,394
+23% +$1.74M
SUNS
14
DELISTED
SLR Senior Investment Corp. Common Stock
SUNS
$6.52M 1.28%
435,659
+203,680
+88% +$3.1M
ARI
15
Apollo Commercial Real Estate
ARI
$873M
$6.43M 1.27%
393,084
– –
HLSS
16
DELISTED
HOME LN SERVICING SOLUTIONS LTD(CAYMAN ISLANDS)
HLSS
$6.28M 1.24%
321,482
+54,100
+20% +$1.07M
B
17
Barrick Mining
B
$68.4B
$6.11M 1.2%
568,250
+239,000
+73% +$2.95M
AWH
18
DELISTED
Allied World Assurance Co Hld Lt
AWH
$6.08M 1.2%
160,440
– –
SLRC icon
19
SLR Investment Corp
SLRC
$686M
$5.78M 1.14%
320,713
+146,282
+84% +$2.69M
RC
20
Ready Capital
RC
$274M
$5.34M 1.05%
309,811
– –
NMFC icon
21
New Mountain Finance
NMFC
$692M
$5.05M 0.99%
337,800
– –
PNNT
22
Pennant Park Investment Corp
PNNT
$226M
$4.63M 0.91%
485,654
+130,280
+37% +$1.36M
NS
23
DELISTED
NuStar Energy L.P.
NS
$4.07M 0.8%
70,406
– –
WSTC
24
DELISTED
West Corporation
WSTC
$3.74M 0.74%
113,347
– –
TAT
25
DELISTED
TransAtlantic Petroleum LTD.
TAT
$3.7M 0.73%
686,528
+83,386
+14% +$582K
1
2 3 4 5

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West Family Investments's Q4 2014 Portfolio in Review

As of Q4 2014, West Family Investments held 123 positions worth $508M, up 6% from $479M the previous quarter. Its ten largest holdings account for 63% of the portfolio.

West Family Investments deployed $22.4M of net new capital in Q4 2014, opening 17 new positions and adding to 14 existing holdings. Its largest new stake was Synaptics: 25,073 shares worth $1.73M.

By sector, the portfolio is most concentrated in Industrials at 31% of assets, up from 31% a quarter earlier, followed by Real Estate and Energy.

On the sell side, the largest reduction was Transocean, an estimated $1.53M trimmed.

  • West Family Investments's largest Q4 2014 buy was Synaptics: 25,073 shares worth $1.73M.
  • West Family Investments added most to SLR Senior Investment Corp. Common Stock in Q4 2014, an estimated $3.1M increase.
  • West Family Investments's biggest Q4 2014 reduction was Transocean, cutting an estimated $1.53M.
  • West Family Investments fully exited JPMorgan Chase in Q4 2014, selling an estimated $2.12M.
  • West Family Investments's ten largest holdings make up 63% of its $508M portfolio in Q4 2014.
  • West Family Investments opened 17 new positions and closed 12 in Q4 2014.
  • West Family Investments's portfolio value rose 6% quarter-over-quarter to $508M.

Based on West Family Investments's 13F filing for Q4 2014, filed 13 Feb 2015.