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WFI

West Family Investments Portfolio holdings

AUM $285M
1-Year Est. Return 30.42%
This Fund
S&P 500
This Quarter Est. Return
+3.46%
1 Year Est. Return
+30.42%
3 Year Est. Return
+76.38%
5 Year Est. Return
+78.8%
10 Year Est. Return
+202.66%
AUM
$422M
AUM Growth
+$17M
Cap. Flow
+$2.2M
Cap. Flow %
0.52%
Top 10 Hldgs %
50.74%
Holding
91
New
6
Increased
8
Reduced
5
Closed
2

Top Buys

Rank Stock Value
1
TWO
Two Harbors Investment
TWO
+$15M
2
OCSI
Oaktree Strategic Income Corporation
OCSI
+$1.37M
3
SMTS
Sierra Metals Inc. Common Stock
SMTS
+$1.13M
4
FFH
FAIRFAX FINL HLDGS LTD SUB VTG
FFH
+$1.08M
5
BBDC icon
Barings BDC
BBDC
+$758K

Top Sells

Rank Stock Value
1
CYS
CYS Investments Inc.
CYS
+$15.5M
2
FCRD
First Eagle Alternative Capital BDC, Inc. Common Stock
FCRD
+$946K
3
PNNT
Pennant Park Investment Corp
PNNT
+$881K
4
THC icon
Tenet Healthcare
THC
+$660K
5
TPVG icon
TriplePoint Venture Growth BDC
TPVG
+$581K

Sector Composition

Rank Sector Weight
1 Real Estate 27.9%
2 Financials 14.53%
3 Communication Services 13.78%
4 Healthcare 10.65%
5 Energy 10.22%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LUMN icon
1
Lumen
LUMN
$6.48B
$54M 12.77%
2,545,668
– –
CIM
2
Chimera Investment
CIM
$1.01B
$51.3M 12.13%
940,694
– –
TWO
3
Two Harbors Investment
TWO
$1.27B
$21.5M 5.08%
356,521
+241,380
+210% +$15M
EPD icon
4
Enterprise Products Partners
EPD
$82.5B
$19.9M 4.72%
694,022
– –
SYK icon
5
Stryker
SYK
$130B
$14.4M 3.42%
81,220
– –
MVC
6
DELISTED
MVC Capital, Inc.
MVC
$11.7M 2.77%
1,211,629
+11,232
+0.9% +$107K
NLY icon
7
Annaly Capital Management
NLY
$17.5B
$11.4M 2.71%
279,731
– –
UNH icon
8
UnitedHealth
UNH
$371B
$10.6M 2.52%
40,000
– –
SLRC icon
9
SLR Investment Corp
SLRC
$716M
$10.3M 2.44%
479,013
– –
BKD icon
10
Brookdale Senior Living
BKD
$3.42B
$9.25M 2.19%
940,940
+70,000
+8% +$644K
FDUS icon
11
Fidus Investment
FDUS
$771M
$9.08M 2.15%
620,824
– –
GS icon
12
Goldman Sachs
GS
$303B
$8.84M 2.09%
39,400
– –
CCT
13
DELISTED
Corporate Capital Trust, Inc.
CCT
$8.61M 2.04%
564,487
– –
SUNS
14
DELISTED
SLR Senior Investment Corp. Common Stock
SUNS
$8.29M 1.96%
495,609
– –
EFC
15
Ellington Financial
EFC
$1.72B
$7.87M 1.86%
491,555
– –
RC
16
Ready Capital
RC
$305M
$6.93M 1.64%
410,322
– –
PNNT
17
Pennant Park Investment Corp
PNNT
$242M
$6.78M 1.6%
908,714
-117,166
-11% -$881K
B
18
Barrick Mining
B
$73.3B
$6.45M 1.53%
582,197
– –
AMLP icon
19
Alerian MLP ETF
AMLP
$12.9B
$6.13M 1.45%
114,862
– –
STWD icon
20
Starwood Property Trust
STWD
$6.07B
$6.05M 1.43%
280,853
– –
CSCO icon
21
Cisco
CSCO
$478B
$5.84M 1.38%
120,000
– –
NEM icon
22
Newmont
NEM
$118B
$5.82M 1.38%
192,763
– –
MFA
23
MFA Financial
MFA
$939M
$5.35M 1.27%
181,901
– –
GPMT
24
Granite Point Mortgage Trust
GPMT
$60.7M
$5.16M 1.22%
267,518
– –
FCRD
25
DELISTED
First Eagle Alternative Capital BDC, Inc. Common Stock
FCRD
$4.96M 1.17%
614,798
-114,576
-16% -$946K
1
2 3 4

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West Family Investments's Q3 2018 Portfolio in Review

As of Q3 2018, West Family Investments held 91 positions worth $422M, up 4.2% from $405M the previous quarter. Its ten largest holdings account for 51% of the portfolio.

West Family Investments's Q3 2018 filing shows 6 new, 8 increased, 5 reduced and 2 closed positions. Its largest new stake was Oaktree Strategic Income Corporation: 159,973 shares worth $1.38M. The largest sale was CYS Investments Inc., an estimated $15.5M.

By sector, the portfolio is most concentrated in Real Estate at 28% of assets, down from 29% a quarter earlier, followed by Financials and Communication Services.

  • West Family Investments's largest Q3 2018 buy was Oaktree Strategic Income Corporation: 159,973 shares worth $1.38M.
  • West Family Investments added most to Two Harbors Investment in Q3 2018, an estimated $15M increase.
  • West Family Investments's biggest Q3 2018 reduction was First Eagle Alternative Capital BDC, Inc. Common Stock, cutting an estimated $946K.
  • West Family Investments fully exited CYS Investments Inc. in Q3 2018, selling an estimated $15.5M.
  • West Family Investments's ten largest holdings make up 51% of its $422M portfolio in Q3 2018.
  • West Family Investments opened 6 new positions and closed 2 in Q3 2018.
  • West Family Investments's portfolio value rose 4.2% quarter-over-quarter to $422M.

Based on West Family Investments's 13F filing for Q3 2018, filed 13 Nov 2018.