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WFI

West Family Investments Portfolio holdings

AUM $345M
1-Year Est. Return 46.29%
This Fund
S&P 500
This Quarter Est. Return
-0.43%
1 Year Est. Return
+46.29%
3 Year Est. Return
+116.17%
5 Year Est. Return
+113.18%
10 Year Est. Return
+235%
AUM
$827M
AUM Growth
+$371M
Cap. Flow
+$11.3M
Cap. Flow %
1.36%
Top 10 Hldgs %
76.53%
Holding
104
New
4
Increased
11
Reduced
20
Closed
15

Top Buys

Rank Stock Value
1
LVLT
Level 3 Communications Inc
LVLT
+$38.6M
2
SMTS
Sierra Metals Inc. Common Stock
SMTS
+$2.42M
3
CMCSA icon
Comcast
CMCSA
+$2.36M
4
MOS icon
The Mosaic Company
MOS
+$1.84M
5
ETP
Energy Transfer Partners, L.P.
ETP
+$1.79M

Top Sells

Rank Stock Value
1
SYK icon
Stryker
SYK
+$6.31M
2
AWH
Allied World Assurance Co Hld Lt
AWH
+$4M
3
MFA
MFA Financial
MFA
+$3.91M
4
ARI
Apollo Commercial Real Estate
ARI
+$2.44M
5
GSBD icon
Goldman Sachs BDC
GSBD
+$2.3M

Sector Composition

Rank Sector Weight
1 Industrials 58.77%
2 Real Estate 14.88%
3 Financials 11.01%
4 Healthcare 4.78%
5 Energy 4.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WSTC
1
DELISTED
West Corporation
WSTC
$389M 47.09%
1,591,636
– –
LVLT
2
DELISTED
Level 3 Communications Inc
LVLT
$94.6M 11.45%
1,775,970
+693,464
+64% +$38.6M
CIM
3
Chimera Investment
CIM
$910M
$52.3M 6.32%
920,627
-5,333
-0.6% -$303K
CYS
4
DELISTED
CYS Investments Inc.
CYS
$18.1M 2.19%
2,097,032
-42,500
-2% -$367K
EPD icon
5
Enterprise Products Partners
EPD
$84B
$18.1M 2.19%
694,022
+15,000
+2% +$397K
NLY icon
6
Annaly Capital Management
NLY
$15.9B
$15.5M 1.87%
316,931
-23,525
-7% -$1.15M
GS icon
7
Goldman Sachs
GS
$274B
$11.7M 1.42%
49,400
– –
SYK icon
8
Stryker
SYK
$106B
$11.5M 1.4%
81,220
-44,000
-35% -$6.31M
MVC
9
DELISTED
MVC Capital, Inc.
MVC
$11.1M 1.34%
1,105,397
+21,384
+2% +$217K
TWO
10
DELISTED
Two Harbors Investment
TWO
$10.6M 1.28%
130,880
-15,996
-11% -$1.28M
SLRC icon
11
SLR Investment Corp
SLRC
$655M
$10.4M 1.25%
479,013
– –
B
12
Barrick Mining
B
$71.3B
$9.37M 1.13%
582,197
– –
BKD icon
13
Brookdale Senior Living
BKD
$2.73B
$9.23M 1.12%
870,940
– –
SUNS
14
DELISTED
SLR Senior Investment Corp. Common Stock
SUNS
$8.54M 1.03%
495,609
+54,593
+12% +$920K
NEM icon
15
Newmont
NEM
$130B
$7.23M 0.87%
192,763
– –
EFC
16
Ellington Financial
EFC
$1.6B
$6.99M 0.84%
442,344
– –
RC
17
Ready Capital
RC
$274M
$6.85M 0.83%
436,432
-148,691
-25% -$2.25M
MFA
18
MFA Financial
MFA
$845M
$6.62M 0.8%
188,845
-112,510
-37% -$3.91M
CGBD icon
19
Carlyle Secured Lending
CGBD
$785M
$6.5M 0.79%
345,400
+45,400
+15% +$837K
PNNT
20
Pennant Park Investment Corp
PNNT
$222M
$6.46M 0.78%
859,457
+49,401
+6% +$371K
FCRD
21
DELISTED
First Eagle Alternative Capital BDC, Inc. Common Stock
FCRD
$5.72M 0.69%
612,713
+53,898
+10% +$519K
NVCN
22
DELISTED
Neovasc Inc.
NVCN
$5.1M 0.62%
120
– –
FDUS icon
23
Fidus Investment
FDUS
$770M
$5.05M 0.61%
314,321
+13,510
+4% +$222K
CMCSA icon
24
Comcast
CMCSA
$80.7B
$4.62M 0.56%
120,000
+60,000
+100% +$2.36M
NMFC icon
25
New Mountain Finance
NMFC
$660M
$4.1M 0.5%
287,435
-93,580
-25% -$1.33M
1
2 3 4 5

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West Family Investments's Q3 2017 Portfolio in Review

As of Q3 2017, West Family Investments held 104 positions worth $827M, up 81% from $456M the previous quarter. Its ten largest holdings account for 77% of the portfolio.

West Family Investments's Q3 2017 filing shows 4 new, 11 increased, 20 reduced and 15 closed positions. Its largest new stake was Sierra Metals Inc. Common Stock: 944,725 shares worth $2.39M. The largest sale was Stryker, an estimated $6.31M.

By sector, the portfolio is most concentrated in Industrials at 59% of assets, up from 22% a quarter earlier, followed by Real Estate and Financials.

  • West Family Investments's largest Q3 2017 buy was Sierra Metals Inc. Common Stock: 944,725 shares worth $2.39M.
  • West Family Investments added most to Level 3 Communications Inc in Q3 2017, an estimated $38.6M increase.
  • West Family Investments's biggest Q3 2017 reduction was Stryker, cutting an estimated $6.31M.
  • West Family Investments fully exited Allied World Assurance Co Hld Lt in Q3 2017, selling an estimated $4M.
  • West Family Investments's ten largest holdings make up 77% of its $827M portfolio in Q3 2017.
  • West Family Investments opened 4 new positions and closed 15 in Q3 2017.
  • West Family Investments's portfolio value rose 81% quarter-over-quarter to $827M.

Based on West Family Investments's 13F filing for Q3 2017, filed 13 Nov 2017.