We are live on ! Find out more
WFI

West Family Investments Portfolio holdings

AUM $285M
1-Year Est. Return 30.42%
This Fund
S&P 500
This Quarter Est. Return
+8.84%
1 Year Est. Return
+30.42%
3 Year Est. Return
+76.38%
5 Year Est. Return
+78.8%
10 Year Est. Return
+202.66%
AUM
$568M
AUM Growth
+$29.3M
Cap. Flow
-$2.51M
Cap. Flow %
-0.44%
Top 10 Hldgs %
58.43%
Holding
117
New
8
Increased
8
Reduced
12
Closed
5

Top Buys

Rank Stock Value
1
WSTC
West Corporation
WSTC
+$12.9M
2
NVCN
Neovasc Inc.
NVCN
+$1.92M
3
RC
Ready Capital
RC
+$1.46M
4
FDUS icon
Fidus Investment
FDUS
+$1.11M
5
FCRD
First Eagle Alternative Capital BDC, Inc. Common Stock
FCRD
+$1.11M

Top Sells

Rank Stock Value
1
CIM
Chimera Investment
CIM
+$8.76M
2
AWH
Allied World Assurance Co Hld Lt
AWH
+$4.31M
3
GSBD icon
Goldman Sachs BDC
GSBD
+$2.34M
4
C icon
Citigroup
C
+$2.14M
5
SYK icon
Stryker
SYK
+$1.15M

Sector Composition

Rank Sector Weight
1 Real Estate 28.48%
2 Industrials 26.63%
3 Financials 13.35%
4 Energy 7.02%
5 Healthcare 6.85%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LVLT
1
DELISTED
Level 3 Communications Inc
LVLT
$109M 19.16%
1,930,211
– –
CIM
2
Chimera Investment
CIM
$996M
$58M 10.22%
1,135,958
-178,800
-14% -$8.76M
WSTC
3
DELISTED
West Corporation
WSTC
$39.4M 6.94%
1,591,636
+557,291
+54% +$12.9M
SPXC icon
4
CALL
SPX Corp
SPXC
$10.9B
$23.5M 4.14%
600
– –
SUI icon
5
Sun Communities
SUI
$14.7B
$22.5M 3.96%
293,657
– –
EPD icon
6
Enterprise Products Partners
EPD
$82.3B
$18.4M 3.23%
679,022
– –
CYS
7
DELISTED
CYS Investments Inc.
CYS
$16.5M 2.91%
2,139,532
– –
GS icon
8
Goldman Sachs
GS
$307B
$16.5M 2.91%
69,000
– –
SYK icon
9
Stryker
SYK
$129B
$14.5M 2.56%
121,220
-10,000
-8% -$1.15M
NLY icon
10
Annaly Capital Management
NLY
$16.9B
$13.6M 2.39%
340,456
– –
TWO
11
Two Harbors Investment
TWO
$1.27B
$11.4M 2.01%
163,457
– –
BKD icon
12
Brookdale Senior Living
BKD
$3.47B
$10.1M 1.77%
810,940
– –
SLRC icon
13
SLR Investment Corp
SLRC
$709M
$9.97M 1.76%
479,013
– –
MVC
14
DELISTED
MVC Capital, Inc.
MVC
$9.47M 1.67%
1,103,953
+12,000
+1% +$103K
B
15
Barrick Mining
B
$69B
$9.3M 1.64%
582,197
– –
MFA
16
MFA Financial
MFA
$915M
$9.3M 1.64%
304,575
– –
SUNS
17
DELISTED
SLR Senior Investment Corp. Common Stock
SUNS
$7.61M 1.34%
462,777
– –
EFC
18
Ellington Financial
EFC
$1.65B
$6.87M 1.21%
442,344
– –
NEM icon
19
Newmont
NEM
$111B
$6.57M 1.16%
192,763
– –
RC
20
Ready Capital
RC
$276M
$6.53M 1.15%
485,793
+108,509
+29% +$1.46M
ARI
21
Apollo Commercial Real Estate
ARI
$877M
$6.47M 1.14%
389,286
– –
FCRD
22
DELISTED
First Eagle Alternative Capital BDC, Inc. Common Stock
FCRD
$6.02M 1.06%
601,403
+113,600
+23% +$1.11M
PNNT
23
Pennant Park Investment Corp
PNNT
$238M
$5.73M 1.01%
748,056
– –
SYF icon
24
Synchrony
SYF
$25.7B
$5.07M 0.89%
140,362
– –
NMFC icon
25
New Mountain Finance
NMFC
$721M
$4.94M 0.87%
350,515
– –
1
2 3 4 5

Similar funds

VPF
Vantage Point Financial Lisle, Illinois $285M AUM 21.31% 1-Year Est. Return
WW
Westshore Wealth Newport Beach, California $285M AUM 18.12% 1-Year Est. Return
ONPI
Owls Nest Partners IA Chadds Ford, Pennsylvania $286M AUM 16.4% 1-Year Est. Return
SIIL
Sinvest Investments II Ltd Nassau, New Providence $286M AUM
HMP
HS Management Partners New York $286M AUM 2.97% 1-Year Est. Return
4WM
44 Wealth Management Eugene, Oregon $286M AUM 18.78% 1-Year Est. Return
A
Argentarii Cincinnati, Ohio $286M AUM 32.04% 1-Year Est. Return
VU
Valence8 US Cambridge, Massachusetts $286M AUM 22.37% 1-Year Est. Return

West Family Investments's Q4 2016 Portfolio in Review

As of Q4 2016, West Family Investments held 117 positions worth $568M, up 5.4% from $538M the previous quarter. Its ten largest holdings account for 58% of the portfolio.

West Family Investments's Q4 2016 filing shows 8 new, 8 increased, 12 reduced and 5 closed positions. Its largest new stake was Neovasc Inc.: 80 shares worth $3.46M. The largest sale was Chimera Investment, an estimated $8.76M.

By sector, the portfolio is most concentrated in Real Estate at 28% of assets, down from 31% a quarter earlier, followed by Industrials and Financials.

  • West Family Investments's largest Q4 2016 buy was Neovasc Inc.: 80 shares worth $3.46M.
  • West Family Investments added most to West Corporation in Q4 2016, an estimated $12.9M increase.
  • West Family Investments's biggest Q4 2016 reduction was Chimera Investment, cutting an estimated $8.76M.
  • West Family Investments fully exited Qualcomm in Q4 2016, selling an estimated $1.07M.
  • West Family Investments's ten largest holdings make up 58% of its $568M portfolio in Q4 2016.
  • West Family Investments opened 8 new positions and closed 5 in Q4 2016.
  • West Family Investments's portfolio value rose 5.4% quarter-over-quarter to $568M.

Based on West Family Investments's 13F filing for Q4 2016, filed 13 Feb 2017.