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WFI

West Family Investments Portfolio holdings

AUM $285M
1-Year Est. Return 30.42%
This Fund
S&P 500
This Quarter Est. Return
-0.57%
1 Year Est. Return
+30.42%
3 Year Est. Return
+76.38%
5 Year Est. Return
+78.8%
10 Year Est. Return
+185.62%
AUM
$456M
AUM Growth
-$63.7M
Cap. Flow
-$44.7M
Cap. Flow %
-9.8%
Top 10 Hldgs %
54.79%
Holding
106
New
15
Increased
14
Reduced
13
Closed
6

Top Buys

Rank Stock Value
1
CGBD icon
Carlyle Secured Lending
CGBD
+$5.48M
2
AWH
Allied World Assurance Co Hld Lt
AWH
+$3.73M
3
GSBD icon
Goldman Sachs BDC
GSBD
+$2.71M
4
C icon
Citigroup
C
+$2.15M
5
WFC icon
Wells Fargo
WFC
+$1.34M

Top Sells

Rank Stock Value
1
LVLT
Level 3 Communications Inc
LVLT
+$43M
2
SUI icon
Sun Communities
SUI
+$9.06M
3
ARI
Apollo Commercial Real Estate
ARI
+$4.44M
4
CMCSA icon
Comcast
CMCSA
+$2.36M
5
ETP
Energy Transfer Partners L.p.
ETP
+$2.24M

Sector Composition

Rank Sector Weight
1 Real Estate 28.1%
2 Industrials 22.25%
3 Financials 16.02%
4 Healthcare 10.29%
5 Energy 7.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LVLT
1
DELISTED
Level 3 Communications Inc
LVLT
$62.1M 13.6%
1,082,506
-714,964
-40% -$43M
CIM
2
Chimera Investment
CIM
$1.04B
$48.2M 10.57%
925,960
-34
-0% -$1.97K
WSTC
3
DELISTED
West Corporation
WSTC
$37.1M 8.13%
1,591,636
– –
EPD icon
4
Enterprise Products Partners
EPD
$82.3B
$18.4M 4.03%
679,022
– –
CYS
5
DELISTED
CYS Investments Inc.
CYS
$18M 3.94%
2,139,532
– –
SYK icon
6
Stryker
SYK
$125B
$16.6M 3.64%
125,220
+4,000
+3% +$549K
NLY icon
7
Annaly Capital Management
NLY
$17.1B
$15.6M 3.41%
340,456
– –
BKD icon
8
Brookdale Senior Living
BKD
$3.49B
$13M 2.86%
870,940
– –
TWO
9
Two Harbors Investment
TWO
$1.27B
$10.8M 2.37%
146,876
-16,581
-10% -$1.33M
MVC
10
DELISTED
MVC Capital, Inc.
MVC
$10.2M 2.24%
1,084,013
-21,384
-2% -$196K
SLRC icon
11
SLR Investment Corp
SLRC
$686M
$9.97M 2.19%
479,013
– –
MFA
12
MFA Financial
MFA
$926M
$9.71M 2.13%
301,355
-3,220
-1% -$107K
B
13
Barrick Mining
B
$61.5B
$9.26M 2.03%
582,197
– –
RC
14
Ready Capital
RC
$258M
$8.25M 1.81%
585,123
+64,694
+12% +$953K
GS icon
15
Goldman Sachs
GS
$300B
$7.88M 1.73%
49,400
– –
SUNS
16
DELISTED
SLR Senior Investment Corp. Common Stock
SUNS
$7.26M 1.59%
441,016
-21,761
-5% -$381K
EFC
17
Ellington Financial
EFC
$1.67B
$7.17M 1.57%
442,344
– –
NEM icon
18
Newmont
NEM
$98.7B
$6.28M 1.38%
192,763
– –
PNNT
19
Pennant Park Investment Corp
PNNT
$215M
$5.78M 1.27%
810,056
+62,000
+8% +$478K
FCRD
20
DELISTED
First Eagle Alternative Capital BDC, Inc. Common Stock
FCRD
$5.77M 1.26%
558,815
-53,898
-9% -$534K
CGBD icon
21
Carlyle Secured Lending
CGBD
$694M
$5.4M 1.18%
+300,000
New +$5.48M
NMFC icon
22
New Mountain Finance
NMFC
$651M
$5.13M 1.12%
381,015
+30,500
+9% +$446K
PFLT icon
23
PennantPark Floating Rate Capital
PFLT
$689M
$4.88M 1.07%
368,493
-46,809
-11% -$653K
FDUS icon
24
Fidus Investment
FDUS
$749M
$4.86M 1.07%
300,811
+981
+0.3% +$16.9K
NVCN
25
DELISTED
Neovasc Inc.
NVCN
$4.14M 0.91%
120
– –
1
2 3 4 5

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West Family Investments's Q2 2017 Portfolio in Review

As of Q2 2017, West Family Investments held 106 positions worth $456M, down 12% from $520M the previous quarter. Its ten largest holdings account for 55% of the portfolio.

West Family Investments withdrew a net $44.7M in Q2 2017, closing 6 positions and reducing 13 holdings. Its most notable exit was Energy Transfer Partners L.p., an estimated $2.24M position sold in full.

By sector, the portfolio is most concentrated in Real Estate at 28% of assets, down from 29% a quarter earlier, followed by Industrials and Financials.

Against the trend, West Family Investments opened a new position in Carlyle Secured Lending worth $5.4M.

  • West Family Investments's largest Q2 2017 buy was Carlyle Secured Lending: 300,000 shares worth $5.4M.
  • West Family Investments added most to Allied World Assurance Co Hld Lt in Q2 2017, an estimated $3.73M increase.
  • West Family Investments's biggest Q2 2017 reduction was Level 3 Communications Inc, cutting an estimated $43M.
  • West Family Investments fully exited Energy Transfer Partners L.p. in Q2 2017, selling an estimated $2.24M.
  • West Family Investments's ten largest holdings make up 55% of its $456M portfolio in Q2 2017.
  • West Family Investments opened 15 new positions and closed 6 in Q2 2017.
  • West Family Investments's portfolio value fell 12% quarter-over-quarter to $456M.

Based on West Family Investments's 13F filing for Q2 2017, filed 3 Aug 2017.