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WFI

West Family Investments Portfolio holdings

AUM $285M
1-Year Est. Return 30.42%
This Fund
S&P 500
This Quarter Est. Return
+1.35%
1 Year Est. Return
+30.42%
3 Year Est. Return
+76.38%
5 Year Est. Return
+78.8%
10 Year Est. Return
+202.66%
AUM
$403M
AUM Growth
+$5.08M
Cap. Flow
+$451K
Cap. Flow %
0.11%
Top 10 Hldgs %
50.68%
Holding
85
New
3
Increased
11
Reduced
2
Closed
6

Top Buys

Rank Stock Value
1
ET icon
Energy Transfer Partners
ET
+$3.46M
2
AMLP icon
Alerian MLP ETF
AMLP
+$946K
3
BBDC icon
Barings BDC
BBDC
+$420K
4
OCSL icon
Oaktree Specialty Lending
OCSL
+$345K
5
FDUS icon
Fidus Investment
FDUS
+$307K

Top Sells

Rank Stock Value
1
GOOG icon
Alphabet (Google) Class C
GOOG
+$2.16M
2
NMFC icon
New Mountain Finance
NMFC
+$1.92M
3
FFH
FAIRFAX FINL HLDGS LTD SUB VTG
FFH
+$977K
4
JPM icon
JPMorgan Chase
JPM
+$525K
5
SUNS
SLR Senior Investment Corp. Common Stock
SUNS
+$331K

Sector Composition

Rank Sector Weight
1 Real Estate 29.01%
2 Financials 18.42%
3 Energy 11.47%
4 Healthcare 10.61%
5 Communication Services 9.36%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CIM
1
Chimera Investment
CIM
$1.01B
$54.8M 13.63%
933,027
– –
LUMN icon
2
Lumen
LUMN
$6.5B
$32.3M 8.02%
2,585,668
– –
SYK icon
3
Stryker
SYK
$130B
$24.6M 6.11%
113,620
– –
EPD icon
4
Enterprise Products Partners
EPD
$82B
$19.8M 4.93%
694,022
– –
TWO
5
Two Harbors Investment
TWO
$1.27B
$18.9M 4.7%
356,521
– –
FSK icon
6
FS KKR Capital
FSK
$3.44B
$12.6M 3.14%
541,992
– –
MVC
7
DELISTED
MVC Capital, Inc.
MVC
$10.9M 2.7%
1,221,628
– –
B
8
Barrick Mining
B
$73.1B
$10.2M 2.54%
590,503
+8,306
+1% +$147K
SLRC icon
9
SLR Investment Corp
SLRC
$715M
$9.94M 2.47%
479,013
– –
NLY icon
10
Annaly Capital Management
NLY
$17.4B
$9.85M 2.45%
279,731
– –
FDUS icon
11
Fidus Investment
FDUS
$769M
$9.5M 2.36%
640,824
+20,000
+3% +$307K
EFC
12
Ellington Financial
EFC
$1.71B
$8.88M 2.21%
491,555
– –
SUNS
13
DELISTED
SLR Senior Investment Corp. Common Stock
SUNS
$8.46M 2.1%
476,059
-19,550
-4% -$331K
GS icon
14
Goldman Sachs
GS
$302B
$8.16M 2.03%
39,400
– –
NEM icon
15
Newmont
NEM
$118B
$7.31M 1.82%
192,763
– –
BKD icon
16
Brookdale Senior Living
BKD
$3.41B
$7.13M 1.77%
940,940
– –
STWD icon
17
Starwood Property Trust
STWD
$6.06B
$6.81M 1.69%
280,853
– –
AMLP icon
18
Alerian MLP ETF
AMLP
$12.8B
$6.62M 1.64%
144,862
+20,000
+16% +$946K
PNNT
19
Pennant Park Investment Corp
PNNT
$242M
$6.56M 1.63%
1,042,062
+11,182
+1% +$71.5K
FCRD
20
DELISTED
First Eagle Alternative Capital BDC, Inc. Common Stock
FCRD
$6.13M 1.52%
901,763
+15,360
+2% +$103K
CSCO icon
21
Cisco
CSCO
$477B
$5.93M 1.47%
120,000
– –
MSFT icon
22
Microsoft
MSFT
$3.71T
$5.89M 1.46%
42,400
– –
OCSL icon
23
Oaktree Specialty Lending
OCSL
$1.15B
$5.71M 1.42%
367,152
+21,912
+6% +$345K
CMCSA icon
24
Comcast
CMCSA
$90.3B
$5.41M 1.34%
120,000
– –
MFA
25
MFA Financial
MFA
$934M
$5.36M 1.33%
181,901
– –
1
2 3 4

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West Family Investments's Q3 2019 Portfolio in Review

As of Q3 2019, West Family Investments held 85 positions worth $403M, up 1.3% from $397M the previous quarter. Its ten largest holdings account for 51% of the portfolio.

West Family Investments's Q3 2019 filing shows 3 new, 11 increased, 2 reduced and 6 closed positions. Its largest new stake was Movado Group: 10,000 shares worth $249K. The largest sale was Alphabet (Google) Class C, an estimated $2.16M.

By sector, the portfolio is most concentrated in Real Estate at 29% of assets, up from 29% a quarter earlier, followed by Financials and Energy.

  • West Family Investments's largest Q3 2019 buy was Movado Group: 10,000 shares worth $249K.
  • West Family Investments added most to Energy Transfer Partners in Q3 2019, an estimated $3.46M increase.
  • West Family Investments's biggest Q3 2019 reduction was New Mountain Finance, cutting an estimated $1.92M.
  • West Family Investments fully exited Alphabet (Google) Class C in Q3 2019, selling an estimated $2.16M.
  • West Family Investments's ten largest holdings make up 51% of its $403M portfolio in Q3 2019.
  • West Family Investments opened 3 new positions and closed 6 in Q3 2019.
  • West Family Investments's portfolio value rose 1.3% quarter-over-quarter to $403M.

Based on West Family Investments's 13F filing for Q3 2019, filed 13 Nov 2019.