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WFI

West Family Investments Portfolio holdings

AUM $285M
1-Year Est. Return 30.42%
This Fund
S&P 500
This Quarter Est. Return
+6.88%
1 Year Est. Return
+30.42%
3 Year Est. Return
+76.38%
5 Year Est. Return
+78.8%
10 Year Est. Return
+202.66%
AUM
$538M
AUM Growth
-$10M
Cap. Flow
-$25.5M
Cap. Flow %
-4.73%
Top 10 Hldgs %
55.36%
Holding
122
New
4
Increased
6
Reduced
15
Closed
13

Top Buys

Rank Stock Value
1
THC icon
Tenet Healthcare
THC
+$1.95M
2
MVC
MVC Capital, Inc.
MVC
+$782K
3
NAD icon
Nuveen Quality Municipal Income Fund
NAD
+$580K
4
PFLT icon
PennantPark Floating Rate Capital
PFLT
+$503K
5
FCRD
First Eagle Alternative Capital BDC, Inc. Common Stock
FCRD
+$471K

Top Sells

Rank Stock Value
1
CIM
Chimera Investment
CIM
+$5.7M
2
TTE icon
TotalEnergies
TTE
+$5.18M
3
DD icon
DuPont de Nemours
DD
+$1.74M
4
HTGC icon
Hercules Capital
HTGC
+$1.63M
5
GSBD icon
Goldman Sachs BDC
GSBD
+$1.6M

Sector Composition

Rank Sector Weight
1 Real Estate 31.3%
2 Industrials 21.39%
3 Financials 13.79%
4 Healthcare 7.53%
5 Energy 7.31%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LVLT
1
DELISTED
Level 3 Communications Inc
LVLT
$89.5M 16.63%
1,930,211
– –
CIM
2
Chimera Investment
CIM
$992M
$62.9M 11.68%
1,314,758
-116,534
-8% -$5.7M
SUI icon
3
Sun Communities
SUI
$14.7B
$23M 4.28%
293,657
– –
WSTC
4
DELISTED
West Corporation
WSTC
$22.9M 4.25%
1,034,345
– –
SPXC icon
5
CALL
SPX Corp
SPXC
$10.7B
$19.7M 3.66%
600
– –
EPD icon
6
Enterprise Products Partners
EPD
$82.3B
$18.8M 3.48%
679,022
– –
CYS
7
DELISTED
CYS Investments Inc.
CYS
$18.7M 3.46%
2,139,532
– –
NLY icon
8
Annaly Capital Management
NLY
$17.1B
$14.3M 2.66%
340,456
– –
BKD icon
9
Brookdale Senior Living
BKD
$3.43B
$14.2M 2.63%
810,940
– –
SYK icon
10
Stryker
SYK
$129B
$14.1M 2.62%
131,220
– –
TWO
11
Two Harbors Investment
TWO
$1.26B
$11.2M 2.07%
163,457
– –
GS icon
12
Goldman Sachs
GS
$301B
$11.1M 2.07%
69,000
-400
-0.6% -$65K
B
13
Barrick Mining
B
$69.3B
$10.3M 1.92%
582,197
– –
SLRC icon
14
SLR Investment Corp
SLRC
$705M
$9.83M 1.83%
479,013
– –
MFA
15
MFA Financial
MFA
$919M
$9.11M 1.69%
304,575
– –
MVC
16
DELISTED
MVC Capital, Inc.
MVC
$9.05M 1.68%
1,091,953
+96,530
+10% +$782K
NEM icon
17
Newmont
NEM
$111B
$7.57M 1.41%
192,763
– –
SUNS
18
DELISTED
SLR Senior Investment Corp. Common Stock
SUNS
$7.5M 1.39%
462,777
+132
+0% +$2.19K
EFC
19
Ellington Financial
EFC
$1.65B
$7.37M 1.37%
442,344
– –
ARI
20
Apollo Commercial Real Estate
ARI
$876M
$6.37M 1.18%
389,286
– –
PNNT
21
Pennant Park Investment Corp
PNNT
$236M
$5.63M 1.04%
748,056
– –
RC
22
Ready Capital
RC
$279M
$5.44M 1.01%
377,284
– –
AWH
23
DELISTED
Allied World Assurance Co Hld Lt
AWH
$5.19M 0.96%
128,340
-22,100
-15% -$873K
NMFC icon
24
New Mountain Finance
NMFC
$723M
$4.82M 0.9%
350,515
-33,947
-9% -$464K
FDUS icon
25
Fidus Investment
FDUS
$781M
$4.72M 0.88%
229,830
-69,400
-23% -$1.1M
1
2 3 4 5

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West Family Investments's Q3 2016 Portfolio in Review

As of Q3 2016, West Family Investments held 122 positions worth $538M, down 1.8% from $549M the previous quarter. Its ten largest holdings account for 55% of the portfolio.

West Family Investments withdrew a net $25.5M in Q3 2016, closing 13 positions and reducing 15 holdings. Its most notable exit was DuPont de Nemours, an estimated $1.74M position sold in full.

By sector, the portfolio is most concentrated in Real Estate at 31% of assets, down from 32% a quarter earlier, followed by Industrials and Financials.

Against the trend, West Family Investments opened a new position in Tenet Healthcare worth $1.7M.

  • West Family Investments's largest Q3 2016 buy was Tenet Healthcare: 75,000 shares worth $1.7M.
  • West Family Investments added most to MVC Capital, Inc. in Q3 2016, an estimated $782K increase.
  • West Family Investments's biggest Q3 2016 reduction was Chimera Investment, cutting an estimated $5.7M.
  • West Family Investments fully exited DuPont de Nemours in Q3 2016, selling an estimated $1.74M.
  • West Family Investments's ten largest holdings make up 55% of its $538M portfolio in Q3 2016.
  • West Family Investments opened 4 new positions and closed 13 in Q3 2016.
  • West Family Investments's portfolio value fell 1.8% quarter-over-quarter to $538M.

Based on West Family Investments's 13F filing for Q3 2016, filed 14 Nov 2016.