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WFI

West Family Investments Portfolio holdings

AUM $285M
1-Year Est. Return 30.42%
This Fund
S&P 500
This Quarter Est. Return
+9.62%
1 Year Est. Return
+30.42%
3 Year Est. Return
+76.38%
5 Year Est. Return
+78.8%
10 Year Est. Return
+202.66%
AUM
$400M
AUM Growth
+$13.3M
Cap. Flow
-$16.2M
Cap. Flow %
-4.04%
Top 10 Hldgs %
50.17%
Holding
97
New
6
Increased
9
Reduced
5
Closed
10

Top Buys

Rank Stock Value
1
SMC
Summit Midstream
SMC
+$1.76M
2
FITB
Fifth Third Bancorp
FITB
+$1.35M
3
FCRD
First Eagle Alternative Capital BDC, Inc. Common Stock
FCRD
+$808K
4
FSK icon
FS KKR Capital
FSK
+$544K
5
AMLP icon
Alerian MLP ETF
AMLP
+$466K

Top Sells

Rank Stock Value
1
UNH icon
UnitedHealth
UNH
+$9.96M
2
META icon
Meta Platforms (Facebook)
META
+$3.28M
3
UAL icon
United Airlines
UAL
+$2.09M
4
PFLT icon
PennantPark Floating Rate Capital
PFLT
+$1.64M
5
MBFI
MB Financial Corp
MBFI
+$1.39M

Sector Composition

Rank Sector Weight
1 Real Estate 28.87%
2 Financials 19.26%
3 Energy 11.36%
4 Healthcare 10.09%
5 Communication Services 9.54%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CIM
1
Chimera Investment
CIM
$1B
$52.6M 13.14%
933,027
-7,667
-0.8% -$431K
LUMN icon
2
Lumen
LUMN
$6.44B
$31M 7.75%
2,585,668
+26,900
+1% +$374K
SYK icon
3
Stryker
SYK
$130B
$22.4M 5.61%
113,620
– –
EPD icon
4
Enterprise Products Partners
EPD
$81.7B
$20.2M 5.05%
694,022
– –
TWO
5
Two Harbors Investment
TWO
$1.27B
$19.5M 4.88%
356,521
– –
FSK icon
6
FS KKR Capital
FSK
$3.44B
$13.1M 3.28%
541,992
+21,949
+4% +$544K
NLY icon
7
Annaly Capital Management
NLY
$17.4B
$11.2M 2.79%
279,731
– –
MVC
8
DELISTED
MVC Capital, Inc.
MVC
$11.1M 2.77%
1,221,628
– –
SLRC icon
9
SLR Investment Corp
SLRC
$715M
$10M 2.51%
479,013
– –
FDUS icon
10
Fidus Investment
FDUS
$772M
$9.52M 2.38%
620,824
– –
EFC
11
Ellington Financial
EFC
$1.71B
$8.8M 2.2%
491,555
– –
SUNS
12
DELISTED
SLR Senior Investment Corp. Common Stock
SUNS
$8.52M 2.13%
495,609
– –
B
13
Barrick Mining
B
$73.2B
$7.98M 2%
582,197
– –
GS icon
14
Goldman Sachs
GS
$303B
$7.56M 1.89%
39,400
– –
PNNT
15
Pennant Park Investment Corp
PNNT
$241M
$7.14M 1.79%
1,030,880
– –
NEM icon
16
Newmont
NEM
$119B
$6.89M 1.72%
192,763
– –
CSCO icon
17
Cisco
CSCO
$479B
$6.48M 1.62%
120,000
– –
STWD icon
18
Starwood Property Trust
STWD
$6.09B
$6.28M 1.57%
280,853
– –
AMLP icon
19
Alerian MLP ETF
AMLP
$12.8B
$6.26M 1.57%
124,862
+9,500
+8% +$466K
BKD icon
20
Brookdale Senior Living
BKD
$3.4B
$6.19M 1.55%
940,940
– –
FCRD
21
DELISTED
First Eagle Alternative Capital BDC, Inc. Common Stock
FCRD
$5.82M 1.45%
886,403
+120,309
+16% +$808K
OCSL icon
22
Oaktree Specialty Lending
OCSL
$1.14B
$5.37M 1.34%
345,240
– –
MFA
23
MFA Financial
MFA
$933M
$5.29M 1.32%
181,901
– –
MSFT icon
24
Microsoft
MSFT
$3.71T
$5M 1.25%
42,400
– –
GPMT
25
Granite Point Mortgage Trust
GPMT
$61.2M
$4.99M 1.25%
267,518
– –
1
2 3 4

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West Family Investments's Q1 2019 Portfolio in Review

As of Q1 2019, West Family Investments held 97 positions worth $400M, up 3.4% from $387M the previous quarter. Its ten largest holdings account for 50% of the portfolio.

West Family Investments withdrew a net $16.2M in Q1 2019, closing 10 positions and reducing 5 holdings. Its most notable exit was UnitedHealth, an estimated $9.96M position sold in full.

By sector, the portfolio is most concentrated in Real Estate at 29% of assets, up from 28% a quarter earlier, followed by Financials and Energy.

Against the trend, West Family Investments opened a new position in Fifth Third Bancorp worth $1.28M.

  • West Family Investments's largest Q1 2019 buy was Fifth Third Bancorp: 50,750 shares worth $1.28M.
  • West Family Investments added most to Summit Midstream in Q1 2019, an estimated $1.76M increase.
  • West Family Investments's biggest Q1 2019 reduction was PennantPark Floating Rate Capital, cutting an estimated $1.64M.
  • West Family Investments fully exited UnitedHealth in Q1 2019, selling an estimated $9.96M.
  • West Family Investments's ten largest holdings make up 50% of its $400M portfolio in Q1 2019.
  • West Family Investments opened 6 new positions and closed 10 in Q1 2019.
  • West Family Investments's portfolio value rose 3.4% quarter-over-quarter to $400M.

Based on West Family Investments's 13F filing for Q1 2019, filed 13 May 2019.