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WFI

West Family Investments Portfolio holdings

AUM $345M
1-Year Est. Return 46.29%
This Fund
S&P 500
This Quarter Est. Return
+6.88%
1 Year Est. Return
+46.29%
3 Year Est. Return
+116.17%
5 Year Est. Return
+113.18%
10 Year Est. Return
+254.99%
AUM
$538M
AUM Growth
-$10M
Cap. Flow
-$25.5M
Cap. Flow %
-4.73%
Top 10 Hldgs %
55.36%
Holding
122
New
4
Increased
6
Reduced
15
Closed
13

Top Buys

Rank Stock Value
1
THC icon
Tenet Healthcare
THC
+$1.95M
2
MVC
MVC Capital, Inc.
MVC
+$782K
3
NAD icon
Nuveen Quality Municipal Income Fund
NAD
+$580K
4
PFLT icon
PennantPark Floating Rate Capital
PFLT
+$503K
5
FCRD
First Eagle Alternative Capital BDC, Inc. Common Stock
FCRD
+$471K

Top Sells

Rank Stock Value
1
CIM
Chimera Investment
CIM
+$5.7M
2
TTE icon
TotalEnergies
TTE
+$5.18M
3
DD icon
DuPont de Nemours
DD
+$1.74M
4
HTGC icon
Hercules Capital
HTGC
+$1.63M
5
GSBD icon
Goldman Sachs BDC
GSBD
+$1.6M

Sector Composition

Rank Sector Weight
1 Real Estate 31.3%
2 Industrials 21.39%
3 Financials 13.79%
4 Healthcare 7.53%
5 Energy 7.31%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FCRD
26
DELISTED
First Eagle Alternative Capital BDC, Inc. Common Stock
FCRD
$4.65M 0.86%
487,803
+44,588
+10% +$471K
PFLT icon
27
PennantPark Floating Rate Capital
PFLT
$749M
$4.61M 0.86%
348,278
+39,094
+13% +$503K
SPXC icon
28
PUT
SPX Corp
SPXC
$11B
$4.51M 0.84%
3,515
– –
CMCSA icon
29
Comcast
CMCSA
$90B
$3.98M 0.74%
120,000
– –
SYF icon
30
Synchrony
SYF
$25.5B
$3.93M 0.73%
140,362
– –
CSCO icon
31
Cisco
CSCO
$487B
$3.81M 0.71%
120,000
– –
C icon
32
Citigroup
C
$230B
$3.75M 0.7%
79,400
– –
GSBD icon
33
Goldman Sachs BDC
GSBD
$1.08B
$3.66M 0.68%
168,279
-76,623
-31% -$1.6M
STWD icon
34
Starwood Property Trust
STWD
$6.15B
$3.62M 0.67%
160,853
– –
NS
35
DELISTED
NuStar Energy L.P.
NS
$3.49M 0.65%
70,406
– –
BXMT icon
36
Blackstone Mortgage Trust
BXMT
$2.46B
$3.28M 0.61%
111,249
– –
HACK icon
37
Amplify Cybersecurity ETF
HACK
$2.99B
$3.25M 0.6%
116,600
– –
PFX icon
38
PhenixFIN
PFX
$88.9M
$3.25M 0.6%
21,318
-925
-4% -$137K
NEWT icon
39
NewtekOne
NEWT
$371M
$3.23M 0.6%
226,647
– –
ZBH icon
40
Zimmer Biomet
ZBH
$18.1B
$2.87M 0.53%
22,763
-5,150
-18% -$636K
PFE icon
41
Pfizer
PFE
$150B
$2.85M 0.53%
88,796
– –
TCPC icon
42
BlackRock TCP Capital
TCPC
$325M
$2.74M 0.51%
167,136
– –
GM icon
43
General Motors
GM
$76.9B
$2.52M 0.47%
79,149
+670
+0.9% +$20.9K
MSFT icon
44
Microsoft
MSFT
$3.66T
$2.44M 0.45%
42,400
– –
GE icon
45
GE Aerospace
GE
$381B
$2.37M 0.44%
16,683
– –
EXC icon
46
Exelon
EXC
$46.3B
$2.33M 0.43%
98,140
– –
TRGP icon
47
Targa Resources
TRGP
$57.5B
$2.32M 0.43%
47,178
– –
ETP
48
DELISTED
Energy Transfer Partners L.p.
ETP
$2.27M 0.42%
61,380
– –
TCP
49
DELISTED
TC Pipelines LP
TCP
$2.17M 0.4%
38,000
– –
XOM icon
50
ExxonMobil
XOM
$653B
$2.03M 0.38%
23,240
– –
1
2
3 4 5

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West Family Investments's Q3 2016 Portfolio in Review

As of Q3 2016, West Family Investments held 122 positions worth $538M, down 1.8% from $549M the previous quarter. Its ten largest holdings account for 55% of the portfolio.

West Family Investments withdrew a net $25.5M in Q3 2016, closing 13 positions and reducing 15 holdings. Its most notable exit was DuPont de Nemours, an estimated $1.74M position sold in full.

By sector, the portfolio is most concentrated in Real Estate at 31% of assets, down from 32% a quarter earlier, followed by Industrials and Financials.

Against the trend, West Family Investments opened a new position in Tenet Healthcare worth $1.7M.

  • West Family Investments's largest Q3 2016 buy was Tenet Healthcare: 75,000 shares worth $1.7M.
  • West Family Investments added most to MVC Capital, Inc. in Q3 2016, an estimated $782K increase.
  • West Family Investments's biggest Q3 2016 reduction was Chimera Investment, cutting an estimated $5.7M.
  • West Family Investments fully exited DuPont de Nemours in Q3 2016, selling an estimated $1.74M.
  • West Family Investments's ten largest holdings make up 55% of its $538M portfolio in Q3 2016.
  • West Family Investments opened 4 new positions and closed 13 in Q3 2016.
  • West Family Investments's portfolio value fell 1.8% quarter-over-quarter to $538M.

Based on West Family Investments's 13F filing for Q3 2016, filed 14 Nov 2016.