WAM

Weiss Asset Management Portfolio holdings

AUM $6.19B
1-Year Return 26.89%
This Quarter Return
+3.18%
1 Year Return
+26.89%
3 Year Return
+55.28%
5 Year Return
+74.65%
10 Year Return
+88.68%
AUM
$1.25B
AUM Growth
+$195M
Cap. Flow
-$418M
Cap. Flow %
-33.27%
Top 10 Hldgs %
52.62%
Holding
455
New
71
Increased
20
Reduced
102
Closed
134

Top Buys

1
EPR.PRE icon
EPR Properties 9.00% Series E Cumulative Convertible Preferred Shares
EPR.PRE
$15.6M
2
XLF icon
Financial Select Sector SPDR Fund
XLF
$14.9M
3
AGN
Allergan plc
AGN
$14.8M
4
LACQ
Leisure Acquisition Corp.
LACQ
$13.5M
5
JIH
Juniper Industrial Holdings, Inc.
JIH
$12.3M

Top Sells

1
BDXA
Becton, Dickinson and Company Depositary Shares, each Representing a 1/20th Interest in a Share of 6
BDXA
$28.1M
2
CELG
Celgene Corp
CELG
$19.3M
3
AABA
Altaba Inc. Common Stock
AABA
$18.1M
4
THBRU
Thunder Bridge Acquisition II, Ltd. Units
THBRU
$15M
5
XLU icon
Utilities Select Sector SPDR Fund
XLU
$12.9M

Sector Composition

1 Industrials 8.21%
2 Financials 4.74%
3 Healthcare 3.74%
4 Real Estate 2.62%
5 Communication Services 1.88%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
IBM icon
201
IBM
IBM
$232B
$244K 0.02%
1,907
– –
STT icon
202
State Street
STT
$32B
$244K 0.02%
3,083
-1,434
-32% -$113K
BK icon
203
Bank of New York Mellon
BK
$73.1B
$243K 0.02%
4,836
-1,094
-18% -$55K
GOOG icon
204
Alphabet (Google) Class C
GOOG
$2.84T
$243K 0.02%
3,640
-560
-13% -$37.4K
OGS icon
205
ONE Gas
OGS
$4.56B
$243K 0.02%
2,597
-219
-8% -$20.5K
PRU icon
206
Prudential Financial
PRU
$37.2B
$243K 0.02%
2,589
-532
-17% -$49.9K
RGA icon
207
Reinsurance Group of America
RGA
$12.8B
$243K 0.02%
1,490
-188
-11% -$30.7K
USB icon
208
US Bancorp
USB
$75.9B
$243K 0.02%
4,104
-634
-13% -$37.5K
AMTD
209
DELISTED
TD Ameritrade Holding Corp
AMTD
$242K 0.02%
4,864
-666
-12% -$33.1K
NTRS icon
210
Northern Trust
NTRS
$24.3B
$242K 0.02%
2,282
-544
-19% -$57.7K
SCHW icon
211
Charles Schwab
SCHW
$167B
$241K 0.02%
5,068
-1,360
-21% -$64.7K
PCAR icon
212
PACCAR
PCAR
$52B
$236K 0.02%
4,478
-1,444
-24% -$76.1K
LHC.WS
213
DELISTED
Leo Holdings Corp. Warrants, each whole warrant exercisable for one Class A Ordinary Share at an exe
LHC.WS
$235K 0.02%
355,050
– –
PSA icon
214
Public Storage
PSA
$52.2B
$234K 0.02%
1,098
– –
KMB icon
215
Kimberly-Clark
KMB
$43.1B
$232K 0.02%
1,686
– –
JFKKR
216
DELISTED
8i Enterprises Acquisition Corp Right
JFKKR
$229K 0.02%
600,000
– –
BA icon
217
Boeing
BA
$174B
$222K 0.02%
681
– –
GCO icon
218
Genesco
GCO
$360M
$219K 0.01%
+4,562
New +$219K
MAPSW icon
219
WM Technology, Inc. Warrants
MAPSW
$3.67M
$215K 0.01%
+499,239
New +$215K
CBB.PRB
220
DELISTED
Cincinnati Bell Inc. DEP SHS
CBB.PRB
$209K 0.01%
+4,409
New +$209K
GES icon
221
Guess, Inc.
GES
$878M
$203K 0.01%
+9,057
New +$203K
TIBRW
222
DELISTED
Tiberius Acquisition Corporation Warrant
TIBRW
$202K 0.01%
+176,889
New +$202K
WMGI
223
DELISTED
Wright Medical Group Inc
WMGI
$201K 0.01%
+6,600
New +$201K
DDMXW
224
DELISTED
DD3 Acquisition Corp. Warrants
DDMXW
$199K 0.01%
390,800
– –
PAACW
225
DELISTED
Proficient Alpha Acquisition Corp. Warrant
PAACW
$198K 0.01%
1,318,062
– –
7 8
9
10 11