WAM

Weiss Asset Management Portfolio holdings

AUM $6.19B
1-Year Return 26.89%
This Quarter Return
-0.49%
1 Year Return
+26.89%
3 Year Return
+55.28%
5 Year Return
+74.65%
10 Year Return
+88.68%
AUM
$1.06B
AUM Growth
-$294M
Cap. Flow
-$643M
Cap. Flow %
-60.69%
Top 10 Hldgs %
48.45%
Holding
501
New
147
Increased
112
Reduced
30
Closed
119

Top Buys

1
SMTA
Spirit MTA REIT Common Shares of Beneficial Interest
SMTA
$33M
2
HPK icon
HighPeak Energy
HPK
$18.5M
3
CELG
Celgene Corp
CELG
$16.8M
4
THBRU
Thunder Bridge Acquisition II, Ltd. Units
THBRU
$15M
5
XLU icon
Utilities Select Sector SPDR Fund
XLU
$12.9M

Top Sells

1
DCUD
Dominion Energy, Inc 2016 Series A Corporate Units
DCUD
$126M
2
DYNC
Vistra Energy Corp.
DYNC
$61.8M
3
FSR
Fisker Inc.
FSR
$19.2M
4
GIX.U
GigCapital2, Inc.
GIX.U
$16.2M
5
RHT
Red Hat Inc
RHT
$14.6M

Sector Composition

1 Healthcare 6.23%
2 Industrials 6.01%
3 Real Estate 5.02%
4 Technology 4.55%
5 Financials 3.51%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
USB icon
201
US Bancorp
USB
$75.9B
$262K 0.02%
4,738
+808
+21% +$44.7K
JFKKR
202
DELISTED
8i Enterprises Acquisition Corp Right
JFKKR
$262K 0.02%
600,000
– –
HQH
203
abrdn Healthcare Investors
HQH
$912M
$261K 0.02%
+14,245
New +$261K
CSCO icon
204
Cisco
CSCO
$264B
$260K 0.02%
+5,253
New +$260K
BA icon
205
Boeing
BA
$174B
$259K 0.02%
681
+111
+19% +$42.2K
MSEX icon
206
Middlesex Water
MSEX
$976M
$258K 0.02%
+3,964
New +$258K
AMTD
207
DELISTED
TD Ameritrade Holding Corp
AMTD
$258K 0.02%
+5,530
New +$258K
HYMC icon
208
Hycroft Mining Holding Corp
HYMC
$215M
$257K 0.02%
2,500
– –
GOOG icon
209
Alphabet (Google) Class C
GOOG
$2.84T
$256K 0.02%
+4,200
New +$256K
GOOGL icon
210
Alphabet (Google) Class A
GOOGL
$2.84T
$256K 0.02%
+4,200
New +$256K
TRI icon
211
Thomson Reuters
TRI
$78.7B
$256K 0.02%
3,693
+289
+8% +$20K
OSB
212
DELISTED
Norbord Inc.
OSB
$256K 0.02%
10,673
-864
-7% -$20.7K
MMM icon
213
3M
MMM
$82.7B
$255K 0.02%
1,857
+411
+28% +$56.4K
MORL
214
DELISTED
ETRACS Monthly Pay 2xLeveraged Mortgage REIT ETN
MORL
$254K 0.02%
18,383
– –
CVX icon
215
Chevron
CVX
$310B
$251K 0.02%
2,120
+477
+29% +$56.5K
NTR icon
216
Nutrien
NTR
$27.4B
$248K 0.02%
4,980
+492
+11% +$24.5K
SLB icon
217
Schlumberger
SLB
$53.4B
$248K 0.02%
+7,246
New +$248K
MRK icon
218
Merck
MRK
$212B
$243K 0.02%
3,028
+358
+13% +$28.7K
PAACR
219
DELISTED
Proficient Alpha Acquisition Corp. Rights
PAACR
$240K 0.02%
1,264,354
+152,592
+14% +$29K
KMB icon
220
Kimberly-Clark
KMB
$43.1B
$239K 0.02%
1,686
+141
+9% +$20K
DIS icon
221
Walt Disney
DIS
$212B
$235K 0.02%
1,803
+302
+20% +$39.4K
HSACW
222
DELISTED
Health Sciences Acquisitions Corporation Warrants
HSACW
$233K 0.02%
277,000
-23,000
-8% -$19.3K
INSUW
223
DELISTED
Insurance Acquisition Corp. Warrant
INSUW
$228K 0.02%
245,000
– –
BHK icon
224
BlackRock Core Bond Trust
BHK
$707M
$223K 0.02%
+15,450
New +$223K
STSA
225
DELISTED
Satsuma Pharmaceuticals, Inc. Common Stock
STSA
$212K 0.02%
+14,150
New +$212K
7 8
9
10 11