WAM

Weiss Asset Management Portfolio holdings

AUM $6.19B
This Quarter Return
-0.38%
1 Year Return
+26.89%
3 Year Return
+55.28%
5 Year Return
+74.65%
10 Year Return
+88.68%
AUM
$1.15B
AUM Growth
+$1.15B
Cap. Flow
+$64.8M
Cap. Flow %
5.66%
Top 10 Hldgs %
43.99%
Holding
285
New
73
Increased
29
Reduced
28
Closed
78

Top Buys

1
CCC.U
Churchill Capital Corp
CCC.U
$23.9M
2
CEF icon
Sprott Physical Gold and Silver Trust
CEF
$22.3M
3
CHR icon
Cheer Holding
CHR
$21.9M
4
QTS.PRB
QTS Realty Trust, Inc. 6.50% Series B Cumulative Convertible Perpetual Preferred Stock
QTS.PRB
$16.9M
5
TTCF
Tattooed Chef, Inc Class A Common Stock
TTCF
$13.8M

Top Sells

1
NRCG
NRC Group Holdings Corp.
NRCG
$20.5M
2
MTGE
MTGE Investment Corp. Common Stock
MTGE
$16.1M
3
TBRGU
Thunder Bridge Acquisition, Ltd. Unit
TBRGU
$16M
4
KNTK icon
Kinetik
KNTK
$13.6M
5
BROGU
Twelve Seas Investment Company Units
BROGU
$12.4M

Sector Composition

1 Consumer Discretionary 4.95%
2 Technology 4.9%
3 Healthcare 4.75%
4 Financials 3.17%
5 Communication Services 2.95%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
MTEM
201
DELISTED
Molecular Templates, Inc.
MTEM
– – -12,494 Closed -$65K
GER
202
DELISTED
Goldman Sachs MLP Energy Renaissance Fund
GER
– – -21,300 Closed -$131K
AVYA
203
DELISTED
Avaya Holdings Corp. Common Stock
AVYA
– – -25,800 Closed -$518K
AXU
204
DELISTED
Alexco Resource Corp.
AXU
– – -55,180 Closed -$73K
TWNKW
205
DELISTED
Hostess Brands, Inc. Warrants
TWNKW
– – -1,176,386 Closed -$2M
GLUU
206
DELISTED
Glu Mobile Inc.
GLUU
– – -10,192 Closed -$65K
HPR
207
DELISTED
HighPoint Resources Corporation
HPR
– – -11,486 Closed -$70K
HCCHU
208
DELISTED
HL Acquisitions Corp. Unit
HCCHU
– – -250,000 Closed -$2.51M
AXAS
209
DELISTED
Abraxas Petroleum Corporation
AXAS
– – -24,673 Closed -$71K
MNK
210
DELISTED
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
– – -10,550 Closed -$197K
VSLR
211
DELISTED
VIVINT SOLAR, INC.
VSLR
– – -10,805 Closed -$53K
FPAC.U
212
DELISTED
Far Point Acquisition Corporation Units, each consisting of one share of Class A common stock, $0.00
FPAC.U
– – -150,000 Closed -$1.53M
PACQW
213
DELISTED
Pure Acquisition Corp. Warrant
PACQW
– – -1,175,000 Closed -$1.5M
WRLSR
214
DELISTED
Pensare Acquisition Corp. Right to purchase 1/10 of common stock
WRLSR
– – -50,316 Closed -$25K
WRLSW
215
DELISTED
Pensare Acquisition Corp. Warrant
WRLSW
– – -25,158 Closed -$16K
BROGU
216
DELISTED
Twelve Seas Investment Company Units
BROGU
– – -1,230,499 Closed -$12.4M
NFC.U
217
DELISTED
New Frontier Corporation Units, each consisting of one Class A Ordinary Share and one half of one Wa
NFC.U
– – -175,000 Closed -$1.76M
NRCG
218
DELISTED
NRC Group Holdings Corp.
NRCG
– – -2,020,704 Closed -$20.5M
MTEC
219
DELISTED
MTech Acquisition Corp. Class A Common Stock
MTEC
– – -90,432 Closed -$883K
SCAC
220
DELISTED
Saban Capital Acquisition Corp. Class A Ordinary Share
SCAC
– – -74,898 Closed -$756K
NXEOW
221
DELISTED
Nexeo Solutions, Inc. Warrant
NXEOW
– – -1,000,000 Closed -$571K
MB
222
DELISTED
MINDBODY, Inc. Class A Common Stock
MB
– – -28,750 Closed -$1.11M
FSAC
223
DELISTED
Federal Street Acquisition Corp. Common Stock
FSAC
– – -306,250 Closed -$3.01M
DOTA
224
DELISTED
Draper Oakwood Technology Acquisition, Inc. Class A Common Stock
DOTA
– – -152,358 Closed -$1.52M
KAACU
225
DELISTED
Kayne Anderson Acquisition Corp. Unit
KAACU
– – -269,000 Closed -$2.78M
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