WAM

Weiss Asset Management Portfolio holdings

AUM $6.19B
This Quarter Return
+0.32%
1 Year Return
+26.89%
3 Year Return
+55.28%
5 Year Return
+74.65%
10 Year Return
+88.68%
AUM
$741M
AUM Growth
+$741M
Cap. Flow
-$160M
Cap. Flow %
-21.55%
Top 10 Hldgs %
72.3%
Holding
245
New
22
Increased
8
Reduced
14
Closed
163

Top Buys

1
AMT.PRA
American Tower Corporation
AMT.PRA
$21.1M
2
TMUSP
T-Mobile US, Inc.5.50% Mandatory Convertible Preferred Stock, Series A
TMUSP
$13.2M
3
UAM
Universal American Corp
UAM
$9.88M
4
KAACU
Kayne Anderson Acquisition Corp. Unit
KAACU
$7.52M
5
EVHC.PR
Envision Healthcare Corporation
EVHC.PR
$6.27M

Top Sells

1
KEY.PRG
KeyCorp Pfd
KEY.PRG
$46.1M
2
XELA
Exela Technologies, Inc. Common Stock
XELA
$38.1M
3
PHYS icon
Sprott Physical Gold
PHYS
$28.3M
4
AGN.PRA
Allergan plc.
AGN.PRA
$21.4M
5
DYNC
Vistra Energy Corp.
DYNC
$15.9M

Sector Composition

1 Technology 2.49%
2 Financials 2.09%
3 Energy 1.71%
4 Healthcare 1.36%
5 Materials 0.35%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
RFI
201
Cohen & Steers Total Return Realty Fund
RFI
$318M
– –
-17,464
Closed -$211K
RNP icon
202
Cohen & Steers REIT and Preferred and Income Fund
RNP
$1.05B
– –
-16,991
Closed -$325K
RQI icon
203
Cohen & Steers Quality Income Realty Fund
RQI
$1.66B
– –
-73,708
Closed -$900K
GM.WS.B
204
DELISTED
General Motors Company
GM.WS.B
– –
-300,000
Closed -$5.14M
DYNC
205
DELISTED
Vistra Energy Corp.
DYNC
– –
-256,630
Closed -$15.9M
TFCFA
206
DELISTED
Twenty-First Century Fox, Inc. Class A
TFCFA
– –
-7,151
Closed -$201K
STLRW
207
DELISTED
Stellar Acquisition III Inc. Warrants
STLRW
– –
-500,000
Closed -$100K
SYNT
208
DELISTED
Syntel Inc
SYNT
– –
-10,202
Closed -$202K
MACQW
209
DELISTED
M I Acquisitions, Inc. Warrant
MACQW
– –
-378,000
Closed -$94K
KLDX
210
DELISTED
KLONDEX MINES LTD
KLDX
– –
-124,000
Closed -$577K
RSPP
211
DELISTED
RSP Permian, Inc.
RSPP
– –
-5,236
Closed -$234K
AGN.PRA
212
DELISTED
Allergan plc.
AGN.PRA
– –
-28,034
Closed -$21.4M
TIME
213
DELISTED
Time Inc.
TIME
– –
-19,757
Closed -$353K
TTF
214
DELISTED
Thai Fund
TTF
– –
-18,348
Closed -$139K
CFCOW
215
DELISTED
CF Corporation
CFCOW
– –
-184,158
Closed -$230K
FNFV
216
DELISTED
Fidelity Natl Financial, Inc.
FNFV
– –
-14,002
Closed -$192K
BRCD
217
DELISTED
Brocade Communications Systems, Inc. NEW
BRCD
– –
0
– –
TSL
218
DELISTED
Trina Solar Limited
TSL
– –
0
– –
NRF
219
DELISTED
NorthStar Realty Finance Corp.
NRF
– –
-12,691
Closed -$192K
XL
220
DELISTED
XL Group Ltd.
XL
– –
-5,454
Closed -$203K
JTA
221
DELISTED
Nuveen Tax-Advantaged Total Return Strategy Fund
JTA
– –
-10,819
Closed -$123K
GRA
222
DELISTED
W.R. Grace & Co.
GRA
– –
-3,007
Closed -$203K
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