WAM

Weiss Asset Management Portfolio holdings

AUM $6.19B
1-Year Return 26.89%
This Quarter Return
-1.29%
1 Year Return
+26.89%
3 Year Return
+55.28%
5 Year Return
+74.65%
10 Year Return
+88.68%
AUM
$401M
AUM Growth
+$6.32M
Cap. Flow
-$35.3M
Cap. Flow %
-8.81%
Top 10 Hldgs %
56.71%
Holding
264
New
24
Increased
14
Reduced
7
Closed
193

Top Buys

1
NPBC
NATL PENN BANCSHARES INC
NPBC
$69.2M
2
NEE.PRP
NEXTERA ENERGY INC EQUITY UNIT
NEE.PRP
$39.6M
3
AGN.PRA
Allergan plc.
AGN.PRA
$16.5M
4
TMUSP
T-Mobile US, Inc.5.50% Mandatory Convertible Preferred Stock, Series A
TMUSP
$13.2M
5
ACG
ALLIANCEBERNSTEIN INCOME FUND INC.
ACG
$8.8M

Top Sells

1
TSNU
Tyson Foods, Inc.
TSNU
$25M
2
FCAM
Fiat Chrysler Automobiles N.V.
FCAM
$12.8M
3
KYN icon
Kayne Anderson Energy Infrastructure Fund
KYN
$12.1M
4
PHYS icon
Sprott Physical Gold
PHYS
$10.7M
5
IVR icon
Invesco Mortgage Capital
IVR
$9.66M

Sector Composition

1 Financials 12.37%
2 Industrials 8.08%
3 Energy 2.82%
4 Technology 2.45%
5 Consumer Discretionary 1.63%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
FCT
201
First Trust Senior Floating Rate Income Fund II
FCT
$262M
– –
-15,827
Closed -$195K
FFA
202
First Trust Enhanced Equity Income Fund
FFA
$427M
– –
-16,482
Closed -$218K
FOF icon
203
Cohen & Steers Closed End Opportunity Fund
FOF
$361M
– –
-23,914
Closed -$262K
FRA icon
204
BlackRock Floating Rate Income Strategies Fund
FRA
$470M
– –
-39,765
Closed -$513K
FT
205
Franklin Universal Trust
FT
$200M
– –
-13,426
Closed -$77K
FTF
206
Franklin Limited Duration Income Trust
FTF
$259M
– –
-18,115
Closed -$194K
GAB icon
207
Gabelli Equity Trust
GAB
$1.88B
– –
-29,401
Closed -$151K
GAM
208
General American Investors Company
GAM
$1.4B
– –
-25,250
Closed -$806K
GDV icon
209
Gabelli Dividend & Income Trust
GDV
$2.39B
– –
-51,354
Closed -$948K
GGN
210
GAMCO Global Gold, Natural Resources & Income Trust
GGN
$752M
– –
-155,551
Closed -$739K
GGT
211
Gabelli Multimedia Trust
GGT
$143M
– –
-23,394
Closed -$173K
GHY
212
PGIM Global High Yield Fund
GHY
$546M
– –
-58,109
Closed -$822K
GLO
213
Clough Global Opportunities Fund
GLO
$241M
– –
-50,346
Closed -$526K
GLQ
214
Clough Global Equity Fund
GLQ
$139M
– –
-26,566
Closed -$333K
GLV
215
Clough Global Dividend & Income Fund
GLV
$72.3M
– –
-10,082
Closed -$136K
GNT
216
GAMCO Natural Resources, Gold & Income Trust
GNT
$112M
– –
-31,394
Closed -$180K
GOF icon
217
Guggenheim Strategic Opportunities Fund
GOF
$2.66B
– –
-19,944
Closed -$336K
HEQ
218
John Hancock Hedged Equity & Income Fund
HEQ
$130M
– –
-13,710
Closed -$198K
HIO
219
Western Asset High Income Opportunity Fund
HIO
$376M
– –
-111,478
Closed -$523K
HIX
220
Western Asset High Income Fund II
HIX
$390M
– –
-99,069
Closed -$625K
HNW
221
Pioneer Diversified High Income Fund
HNW
$107M
– –
-13,366
Closed -$195K
HQH
222
abrdn Healthcare Investors
HQH
$911M
– –
-43,297
Closed -$1.28M
HQL
223
abrdn Life Sciences Investors
HQL
$412M
– –
-10,036
Closed -$237K
HYT icon
224
BlackRock Corporate High Yield Fund
HYT
$1.47B
– –
-149,647
Closed -$1.46M
IAF
225
abrdn Australia Equity Fund
IAF
$126M
– –
-16,979
Closed -$93K
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9
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