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WAM

Weiss Asset Management Portfolio holdings

AUM $5.91B
1-Year Est. Return 42.42%
This Fund
S&P 500
This Quarter Est. Return
-0.45%
1 Year Est. Return
+42.42%
3 Year Est. Return
+87.34%
5 Year Est. Return
+112.49%
10 Year Est. Return
+166%
AUM
$1.3B
AUM Growth
+$291M
Cap. Flow
-$157M
Cap. Flow %
-12.03%
Top 10 Hldgs %
39.38%
Holding
276
New
74
Increased
30
Reduced
28
Closed
79

Top Buys

Rank Stock Value
1
CCC.U
Churchill Capital Corp
CCC.U
+$23.8M
2
CEF icon
Sprott Physical Gold and Silver Trust
CEF
+$22.9M
3
CHR icon
Cheer Holding
CHR
+$21.9M
4
QTS.PRB
QTS Realty Trust, Inc. 6.50% Series B Cumulative Convertible Perpetual Preferred Stock
QTS.PRB
+$17.2M
5
TTCF
Tattooed Chef, Inc Class A Common Stock
TTCF
+$13.9M

Top Sells

Rank Stock Value
1
NRCG
NRC Group Holdings Corp.
NRCG
+$20.5M
2
MTGE
MTGE Investment Corp. Common Stock
MTGE
+$16.1M
3
TBRGU
Thunder Bridge Acquisition, Ltd. Unit
TBRGU
+$15.9M
4
KNTK icon
Kinetik
KNTK
+$13.6M
5
BROGU
Twelve Seas Investment Company Units
BROGU
+$12.4M

Sector Composition

Rank Sector Weight
1 Technology 5.02%
2 Consumer Discretionary 4.36%
3 Healthcare 3.87%
4 Financials 2.8%
5 Consumer Staples 2.31%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DSE
151
DELISTED
Duff & Phelps Select MLP and Midstream Energy Fund Inc.
DSE
$85K 0.01%
1,404
-1,010
-42% -$59.9K
QTNT
152
DELISTED
Quotient Limited Ordinary Shares
QTNT
$84K 0.01%
+279
New +$83.7K
NE
153
DELISTED
Noble Corporation
NE
$84K 0.01%
11,927
– –
ADVM
154
DELISTED
Adverum Biotechnologies
ADVM
$82K 0.01%
1,360
+240
+21% +$13.5K
CDMO
155
DELISTED
Avid Bioservices, Inc. Common Stock
CDMO
$79K 0.01%
+11,554
New +$68.5K
LAB icon
156
Standard BioTools
LAB
$342M
$77K 0.01%
10,313
– –
SRNE
157
DELISTED
Sorrento Therapeutics, Inc.
SRNE
$77K 0.01%
+17,398
New +$96.4K
MFIN icon
158
Medallion Financial
MFIN
$230M
$75K 0.01%
11,262
– –
GEN
159
DELISTED
Genesis Healthcare, Inc.
GEN
$74K 0.01%
+54,446
New +$86.2K
TTI icon
160
TETRA Technologies
TTI
$1.08B
$71K 0.01%
15,820
– –
TUES
161
DELISTED
Tuesday Morning Corp
TUES
$65K 0.01%
20,200
+2,300
+13% +$6.81K
FMCIW
162
DELISTED
Forum Merger II Corporation Warrant
FMCIW
$58K ﹤0.01%
+100,000
New +$58.5K
VANI icon
163
Vivani Medical
VANI
$109M
$56K ﹤0.01%
1,237
+217
+21% +$8.76K
APPS icon
164
Digital Turbine
APPS
$982M
$54K ﹤0.01%
43,437
-4,600
-10% -$6.38K
ACET
165
DELISTED
Aceto Corp
ACET
$49K ﹤0.01%
+21,900
New +$70K
NVAX icon
166
Novavax
NVAX
$1.21B
$43K ﹤0.01%
1,153
-2,518
-69% -$70.9K
INFI
167
DELISTED
Infinity Pharmaceuticals, Inc.
INFI
$36K ﹤0.01%
+13,101
New +$27.1K
LTRYW icon
168
Sports Entertainment Gaming Global Corp Warrants
LTRYW
$916
$26K ﹤0.01%
90,700
-642,800
-88% -$211K
CYHHZ
169
DELISTED
Community Health Systems, Inc. Series A Contingent Value Rights
CYHHZ
$18K ﹤0.01%
3,000,000
– –
DHXM
170
DELISTED
DHX Media Ltd. Common Voting and Variable Voting Shares
DHXM
$18K ﹤0.01%
12,159
-29,000
-70% -$51.3K
ROX
171
DELISTED
Castle Brands, Inc.
ROX
$16K ﹤0.01%
14,989
-10,962
-42% -$12.5K
GCV.RT
172
DELISTED
Gabelli Conv and Income Sec Fund
GCV.RT
$3K ﹤0.01%
+38,175
New +$3.74K
FTF.RT
173
DELISTED
Franklin Limited Duration Income Trust Rights (expiring October 18, 2018)
FTF.RT
$2K ﹤0.01%
+24,800
New +$4.78K
ACEL icon
174
Accel Entertainment
ACEL
$1B
– –
-715,443
Closed -$7.1M
AEF
175
abrdn Emerging Markets Equity Income Fund
AEF
$329M
– –
-155,640
Closed -$1.09M
5 6
7
8 9

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TCM
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CAG
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Weiss Asset Management's Q3 2018 Portfolio in Review

As of Q3 2018, Weiss Asset Management held 276 positions worth $1.3B, up 29% from $1.01B the previous quarter. Its ten largest holdings account for 39% of the portfolio.

Weiss Asset Management withdrew a net $157M in Q3 2018, closing 79 positions and reducing 28 holdings. Its most notable exit was NRC Group Holdings Corp., an estimated $20.5M position sold in full.

By sector, the portfolio is most concentrated in Technology at 5% of assets, up from 3.3% a quarter earlier, followed by Consumer Discretionary and Healthcare.

Against the trend, Weiss Asset Management opened a new position in Churchill Capital Corp worth $23.9M.

  • Weiss Asset Management's largest Q3 2018 buy was Churchill Capital Corp: 2,356,100 shares worth $23.9M.
  • Weiss Asset Management added most to Sprott Physical Gold and Silver Trust in Q3 2018, an estimated $22.9M increase.
  • Weiss Asset Management's biggest Q3 2018 reduction was Thunder Bridge Acquisition, Ltd. Unit, cutting an estimated $15.9M.
  • Weiss Asset Management fully exited NRC Group Holdings Corp. in Q3 2018, selling an estimated $20.5M.
  • Weiss Asset Management's ten largest holdings make up 39% of its $1.3B portfolio in Q3 2018.
  • Weiss Asset Management opened 74 new positions and closed 79 in Q3 2018.
  • Weiss Asset Management's portfolio value rose 29% quarter-over-quarter to $1.3B.

Based on Weiss Asset Management's 13F filing for Q3 2018, filed 13 Nov 2018.