WAM

Weiss Asset Management Portfolio holdings

AUM $6.19B
1-Year Return 26.89%
This Quarter Return
+3.22%
1 Year Return
+26.89%
3 Year Return
+55.28%
5 Year Return
+74.65%
10 Year Return
+88.68%
AUM
$2.19B
AUM Growth
+$938M
Cap. Flow
-$89.9M
Cap. Flow %
-4.1%
Top 10 Hldgs %
40.24%
Holding
327
New
130
Increased
13
Reduced
32
Closed
73

Top Buys

1
SPY icon
SPDR S&P 500 ETF Trust
SPY
$102M
2
BFT.U
Foley Trasimene Acquisition Corp. II Units, each consisting of one share of Class A common stock, an
BFT.U
$74M
3
PFNX
Pfenex Inc.
PFNX
$53.8M
4
LCID icon
Lucid Motors
LCID
$52.6M
5
RTP.U
Reinvent Technology Partners Units, each consisting of one Class A ordinary share and one-fourth of
RTP.U
$43.6M

Top Sells

1
CCI.PRA
Crown Castle International Corp. 6.875% Mandatory Convertible Preferred Stock, Series A
CCI.PRA
$97.1M
2
CZR
Caesars Entertainment Corporation
CZR
$31.6M
3
PCG icon
PG&E
PCG
$26.9M
4
MVST icon
Microvast
MVST
$15.1M
5
MAPS icon
WM Technology
MAPS
$13.4M

Sector Composition

1 Consumer Discretionary 5.34%
2 Financials 3.81%
3 Healthcare 3.4%
4 Industrials 2.57%
5 Materials 1.61%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
NGA.U
126
DELISTED
Northern Genesis Acquisition Corp. Units, each consisting of one share of common stock and one-half
NGA.U
$525K 0.02%
+52,524
New +$525K
ETJ
127
Eaton Vance Risk-Managed Diversified Equity Income Fund
ETJ
$610M
$513K 0.02%
+53,633
New +$513K
GOAC.U
128
DELISTED
GO Acquisition Corp. Units, each consisting of one share of Class A Common Stock and one-third of on
GOAC.U
$504K 0.02%
+50,000
New +$504K
CLA.U
129
DELISTED
Colonnade Acquisition Corp. Units, each consisting of one Class A ordinary share and one-half of one
CLA.U
$498K 0.02%
+50,000
New +$498K
LIVK
130
DELISTED
LIV Capital Acquisition Corp. Class A Ordinary Shares
LIVK
$490K 0.02%
50,000
– –
HCCH
131
DELISTED
HL Acquisitions Corp. Ordinary Shares
HCCH
$457K 0.02%
41,044
-233,390
-85% -$2.6M
FSDC
132
DELISTED
FS Development Corp. Class A Common Stock
FSDC
$448K 0.02%
+40,000
New +$448K
AWF
133
AllianceBernstein Global High Income Fund
AWF
$968M
$437K 0.02%
+41,603
New +$437K
DIAX icon
134
Nuveen Dow 30SM Dynamic Overwrite Fund
DIAX
$536M
$407K 0.02%
+30,100
New +$407K
GDYNW
135
DELISTED
Grid Dynamics Holdings, Inc. Warrant
GDYNW
$393K 0.02%
220,950
– –
EOI
136
Eaton Vance Enhanced Equity Income Fund
EOI
$875M
$359K 0.01%
+24,547
New +$359K
ALUS
137
DELISTED
Alussa Energy Acquisition Corp.
ALUS
$352K 0.01%
35,410
-397,150
-92% -$3.95M
BOE icon
138
BlackRock Enhanced Global Dividend Trust
BOE
$657M
$336K 0.01%
+35,108
New +$336K
PCPL.WS
139
DELISTED
CC Neuberger Principal Holdings I Warrants, each whole warrant exercisable for one Class A ordinary
PCPL.WS
$336K 0.01%
+186,395
New +$336K
BWG
140
BrandywineGLOBAL Global Income Opportunities Fund
BWG
$146M
$308K 0.01%
+26,800
New +$308K
BGY icon
141
BlackRock Enhanced International Dividend Trust
BGY
$534M
$290K 0.01%
+55,100
New +$290K
KB icon
142
KB Financial Group
KB
$28.5B
$289K 0.01%
9,003
-16,517
-65% -$530K
ATCXW
143
DELISTED
Atlas Technical Consultants, Inc. Warrant
ATCXW
$287K 0.01%
558,333
– –
ETACW
144
DELISTED
E.Merge Technology Acquisition Corp. Warrant
ETACW
$285K 0.01%
+303,577
New +$285K
PHGE.WS
145
DELISTED
BiomX Inc. Warrants to purchase one-half of a share of Common Stock
PHGE.WS
$281K 0.01%
396,370
– –
GIK.WS
146
DELISTED
GigCapital3, Inc. Redeemable Warrants, each exercisable for one share of Common Stock at an exercise
GIK.WS
$270K 0.01%
+421,680
New +$270K
FFAIW
147
Faraday Future Intelligent Electric Inc. Warrant
FFAIW
$5.23M
$267K 0.01%
+721,822
New +$267K
PTK.WS
148
DELISTED
PTK Acquisition Corp. Warrants, each whole warrant exercisable for one half (1/2) of a share of Comm
PTK.WS
$264K 0.01%
+528,657
New +$264K
SNAXW
149
DELISTED
Stryve Foods, Inc. Warrant
SNAXW
$259K 0.01%
784,216
-485,111
-38% -$160K
IPV.U
150
DELISTED
InterPrivate Acquisition Corp. Units, each consisting of one share of common stock, $.0001 par value
IPV.U
$258K 0.01%
25,000
– –
4 5
6
7 8