WAM

Weiss Asset Management Portfolio holdings

AUM $6.19B
1-Year Return 26.89%
This Quarter Return
+0.32%
1 Year Return
+26.89%
3 Year Return
+55.28%
5 Year Return
+74.65%
10 Year Return
+88.68%
AUM
$741M
AUM Growth
+$80.4M
Cap. Flow
-$460M
Cap. Flow %
-62.05%
Top 10 Hldgs %
72.3%
Holding
245
New
22
Increased
8
Reduced
14
Closed
163

Top Buys

1
AMT.PRA
American Tower Corporation
AMT.PRA
$21.1M
2
TMUSP
T-Mobile US, Inc.5.50% Mandatory Convertible Preferred Stock, Series A
TMUSP
$13.2M
3
UAM
Universal American Corp
UAM
$9.88M
4
KAACU
Kayne Anderson Acquisition Corp. Unit
KAACU
$7.52M
5
EVHC.PR
Envision Healthcare Corporation
EVHC.PR
$6.27M

Top Sells

1
KEY.PRG
KeyCorp Pfd
KEY.PRG
$46.1M
2
XELA
Exela Technologies, Inc. Common Stock
XELA
$38.1M
3
PHYS icon
Sprott Physical Gold
PHYS
$28.3M
4
AGN.PRA
Allergan plc.
AGN.PRA
$21.4M
5
DYNC
Vistra Energy Corp.
DYNC
$15.9M

Sector Composition

1 Technology 2.49%
2 Financials 2.09%
3 Energy 1.71%
4 Healthcare 1.36%
5 Materials 0.35%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
JPI icon
126
Nuveen Preferred Securities & Income Opportunities Fund
JPI
$290M
– –
-16,993
Closed -$390K
JRS icon
127
Nuveen Real Estate Income Fund
JRS
$235M
– –
-24,785
Closed -$267K
KEY icon
128
KeyCorp
KEY
$21.2B
– –
0
– –
OIA icon
129
Invesco Municipal Income Opportunities Trust
OIA
$274M
– –
-27,399
Closed -$196K
PHUN icon
130
Phunware
PHUN
$50.5M
– –
-10,000
Closed -$5M
PHYS icon
131
Sprott Physical Gold
PHYS
$12.8B
– –
-3,017,325
Closed -$28.3M
PMM
132
Putnam Managed Municipal Income
PMM
$254M
– –
-14,877
Closed -$105K
PMO
133
Putnam Municipal Opportunities Trust
PMO
$279M
– –
-24,618
Closed -$294K
PPC icon
134
Pilgrim's Pride
PPC
$10.5B
– –
-10,080
Closed -$191K
RFI
135
Cohen & Steers Total Return Realty Fund
RFI
$320M
– –
-17,464
Closed -$211K
RNP icon
136
Cohen & Steers REIT and Preferred and Income Fund
RNP
$1.06B
– –
-16,991
Closed -$325K
RQI icon
137
Cohen & Steers Quality Income Realty Fund
RQI
$1.69B
– –
-73,708
Closed -$900K
GM.WS.B
138
DELISTED
General Motors Company
GM.WS.B
– –
-300,000
Closed -$5.14M
DYNC
139
DELISTED
Vistra Energy Corp.
DYNC
– –
-256,630
Closed -$15.9M
TFCFA
140
DELISTED
Twenty-First Century Fox, Inc. Class A
TFCFA
– –
-7,151
Closed -$201K
STLRW
141
DELISTED
Stellar Acquisition III Inc. Warrants
STLRW
– –
-500,000
Closed -$100K
SYNT
142
DELISTED
Syntel Inc
SYNT
– –
-10,202
Closed -$202K
MACQW
143
DELISTED
M I Acquisitions, Inc. Warrant
MACQW
– –
-378,000
Closed -$94K
KLDX
144
DELISTED
KLONDEX MINES LTD
KLDX
– –
-124,000
Closed -$577K
RSPP
145
DELISTED
RSP Permian, Inc.
RSPP
– –
-5,236
Closed -$234K
AGN.PRA
146
DELISTED
Allergan plc.
AGN.PRA
– –
-28,034
Closed -$21.4M
TIME
147
DELISTED
Time Inc.
TIME
– –
-19,757
Closed -$353K
TTF
148
DELISTED
Thai Fund
TTF
– –
-18,348
Closed -$139K
CFCOW
149
DELISTED
CF Corporation
CFCOW
– –
-184,158
Closed -$230K
FNFV
150
DELISTED
Fidelity Natl Financial, Inc.
FNFV
– –
-14,002
Closed -$192K
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6
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