WAM

Weiss Asset Management Portfolio holdings

AUM $6.19B
1-Year Return 26.89%
This Quarter Return
-1.29%
1 Year Return
+26.89%
3 Year Return
+55.28%
5 Year Return
+74.65%
10 Year Return
+88.68%
AUM
$401M
AUM Growth
+$6.32M
Cap. Flow
-$35.3M
Cap. Flow %
-8.81%
Top 10 Hldgs %
56.71%
Holding
264
New
24
Increased
14
Reduced
7
Closed
193

Top Buys

1
NPBC
NATL PENN BANCSHARES INC
NPBC
$69.2M
2
NEE.PRP
NEXTERA ENERGY INC EQUITY UNIT
NEE.PRP
$39.6M
3
AGN.PRA
Allergan plc.
AGN.PRA
$16.5M
4
TMUSP
T-Mobile US, Inc.5.50% Mandatory Convertible Preferred Stock, Series A
TMUSP
$13.2M
5
ACG
ALLIANCEBERNSTEIN INCOME FUND INC.
ACG
$8.8M

Top Sells

1
TSNU
Tyson Foods, Inc.
TSNU
$25M
2
FCAM
Fiat Chrysler Automobiles N.V.
FCAM
$12.8M
3
KYN icon
Kayne Anderson Energy Infrastructure Fund
KYN
$12.1M
4
PHYS icon
Sprott Physical Gold
PHYS
$10.7M
5
IVR icon
Invesco Mortgage Capital
IVR
$9.66M

Sector Composition

1 Financials 12.37%
2 Industrials 8.08%
3 Energy 2.82%
4 Technology 2.45%
5 Consumer Discretionary 1.63%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
AMTG
126
DELISTED
APOLLO RESIDENTIAL MTG INC COM STK
AMTG
– –
-40,799
Closed -$488K
MHY
127
DELISTED
WESTERN ASSET MANAGED HIGH INCOM FD INC. COM
MHY
– –
-48,772
Closed -$220K
PKO
128
DELISTED
Pimco Income Opportunity Fund
PKO
– –
-20,915
Closed -$443K
DCA
129
DELISTED
Virtus Total Return Fund
DCA
– –
-22,718
Closed -$87K
CBA
130
DELISTED
ClearBridge American Energy MLP
CBA
– –
-113,711
Closed -$931K
BOI
131
DELISTED
Brookfield Mtge Opportunity Fd
BOI
– –
-20,588
Closed -$304K
CSQ icon
132
Calamos Strategic Total Return Fund
CSQ
$3B
– –
-92,575
Closed -$916K
DHF
133
BNY Mellon High Yield Strategies Fund
DHF
$190M
– –
-69,432
Closed -$214K
DSU icon
134
BlackRock Debt Strategies Fund
DSU
$547M
– –
-43,626
Closed -$441K
EAD
135
Allspring Income Opportunities Fund
EAD
$421M
– –
-60,171
Closed -$448K
EDD
136
Morgan Stanley Emerging Markets Domestic Debt Fund
EDD
$347M
– –
-96,545
Closed -$657K
IGD
137
Voya Global Equity Dividend and Premium Opportunity Fund
IGD
$466M
– –
-87,746
Closed -$614K
IGR
138
CBRE Global Real Estate Income Fund
IGR
$705M
– –
-87,860
Closed -$671K
IHD
139
Voya Emerging Markets High Income Dividend Equity Fund
IHD
$104M
– –
-19,095
Closed -$141K
IIF
140
Morgan Stanley India Investment Fund
IIF
$255M
– –
-11,034
Closed -$281K
ISD
141
PGIM High Yield Bond Fund
ISD
$484M
– –
-43,128
Closed -$630K
IVR icon
142
Invesco Mortgage Capital
IVR
$529M
– –
-78,000
Closed -$9.66M
IWM icon
143
iShares Russell 2000 ETF
IWM
$67.4B
– –
-42,400
Closed -$4.77M
JFR icon
144
Nuveen Floating Rate Income Fund
JFR
$1.13B
– –
-35,567
Closed -$364K
TDF
145
Templeton Dragon Fund
TDF
$281M
– –
-45,962
Closed -$819K
TEI
146
Templeton Emerging Markets Income Fund
TEI
$290M
– –
-43,689
Closed -$436K
TPZ
147
Tortoise Power & Energy Infrastructure Fund
TPZ
$121M
– –
-10,595
Closed -$178K
TWO
148
Two Harbors Investment
TWO
$1.08B
– –
-20,313
Closed -$1.32M
TY icon
149
TRI-Continental Corp
TY
$1.74B
– –
-23,118
Closed -$463K
TTP
150
DELISTED
TORTOISE PIPELINE & ENERGY FUND, INC.
TTP
– –
-7,228
Closed -$420K
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