WAM

Weiss Asset Management Portfolio holdings

AUM $6.19B
This Quarter Return
+3.18%
1 Year Return
+26.89%
3 Year Return
+55.28%
5 Year Return
+74.65%
10 Year Return
+88.68%
AUM
$1.25B
AUM Growth
+$1.25B
Cap. Flow
-$11.8M
Cap. Flow %
-0.94%
Top 10 Hldgs %
52.62%
Holding
455
New
71
Increased
20
Reduced
102
Closed
134

Top Buys

1
EPR.PRE icon
EPR Properties 9.00% Series E Cumulative Convertible Preferred Shares
EPR.PRE
$15.6M
2
XLF icon
Financial Select Sector SPDR Fund
XLF
$14.9M
3
AGN
Allergan plc
AGN
$14.8M
4
LACQ
Leisure Acquisition Corp.
LACQ
$13.5M
5
JIH
Juniper Industrial Holdings, Inc.
JIH
$12.3M

Top Sells

1
BDXA
Becton, Dickinson and Company Depositary Shares, each Representing a 1/20th Interest in a Share of 6
BDXA
$28.1M
2
CELG
Celgene Corp
CELG
$19.3M
3
AABA
Altaba Inc. Common Stock
AABA
$18.1M
4
THBRU
Thunder Bridge Acquisition II, Ltd. Units
THBRU
$15M
5
XLU icon
Utilities Select Sector SPDR Fund
XLU
$12.9M

Sector Composition

1 Industrials 8.21%
2 Financials 4.74%
3 Healthcare 3.74%
4 Real Estate 2.62%
5 Communication Services 1.88%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
VXX icon
101
iPath Series B S&P 500 VIX Short-Term Futures ETN
VXX
$264M
$493K 0.03%
+32,600
New +$493K
BKSY icon
102
BlackSky Technology
BKSY
$583M
$488K 0.03%
+50,000
New +$488K
JIH.WS
103
DELISTED
Juniper Industrial Holdings, Inc. Redeemable warrants included as part of the units
JIH.WS
$488K 0.03%
+625,000
New +$488K
GSAH.WS
104
DELISTED
GS Acquisition Holdings Corp Warrants, each whole warrant exercisable for one share of Class A Commo
GSAH.WS
$463K 0.03%
+200,943
New +$463K
BWIN
105
Baldwin Insurance Group
BWIN
$2.15B
$417K 0.03%
+25,962
New +$417K
AGO icon
106
Assured Guaranty
AGO
$3.89B
$410K 0.03%
8,371
-1,034
-11% -$50.6K
IMVTW
107
DELISTED
Immunovant, Inc. Warrants expiring 12/18/2024
IMVTW
$399K 0.03%
+199,600
New +$399K
UTF icon
108
Cohen & Steers Infrastructure Fund
UTF
$2.54B
$390K 0.03%
+14,867
New +$390K
KPLTW icon
109
Katapult Holdings, Inc. Warrant
KPLTW
$63.6K
$375K 0.03%
+379,303
New +$375K
SCPE.WS
110
DELISTED
SC Health Corporation Warrants, each whole warrant exercisable for one Class A ordinary share at an
SCPE.WS
$363K 0.02%
377,991
– –
SNAXW
111
DELISTED
Stryve Foods, Inc. Warrant
SNAXW
$317K 0.02%
1,511,034
-125,500
-8% -$26.3K
FSR
112
DELISTED
Fisker Inc.
FSR
$305K 0.02%
29,951
– –
INSUW
113
DELISTED
Insurance Acquisition Corp. Warrant
INSUW
$292K 0.02%
245,000
– –
BWMCW
114
DELISTED
Boxwood Merger Corp. Warrant
BWMCW
$284K 0.02%
458,333
– –
ALGR
115
DELISTED
Allegro Merger Corp. Common Stock
ALGR
$274K 0.02%
26,842
– –
COP icon
116
ConocoPhillips
COP
$118B
$271K 0.02%
4,164
-500
-11% -$32.5K
CTACW
117
DELISTED
ChaSerg Technology Acquisition Corp. Warrant
CTACW
$269K 0.02%
+122,200
New +$269K
DHR icon
118
Danaher
DHR
$143B
$267K 0.02%
1,740
-136
-7% -$20.8K
MORL
119
DELISTED
ETRACS Monthly Pay 2xLeveraged Mortgage REIT ETN
MORL
$263K 0.02%
18,383
– –
SPG icon
120
Simon Property Group
SPG
$58.7B
$262K 0.02%
1,757
– –
GILD icon
121
Gilead Sciences
GILD
$140B
$260K 0.02%
4,007
-200
-5% -$13K
AAPL icon
122
Apple
AAPL
$3.54T
$259K 0.02%
882
-340
-28% -$99.8K
CWT icon
123
California Water Service
CWT
$2.77B
$259K 0.02%
5,029
– –
HYMC icon
124
Hycroft Mining Holding Corp
HYMC
$203M
$258K 0.02%
25,000
– –
INTC icon
125
Intel
INTC
$105B
$258K 0.02%
4,314
-35,465
-89% -$2.12M
3 4
5
6 7