WAM

Weiss Asset Management Portfolio holdings

AUM $6.19B
This Quarter Return
-0.49%
1 Year Return
+26.89%
3 Year Return
+55.28%
5 Year Return
+74.65%
10 Year Return
+88.68%
AUM
$1.06B
AUM Growth
+$1.06B
Cap. Flow
-$228M
Cap. Flow %
-21.5%
Top 10 Hldgs %
48.45%
Holding
501
New
147
Increased
112
Reduced
30
Closed
120

Top Buys

1
SMTA
Spirit MTA REIT Common Shares of Beneficial Interest
SMTA
$33M
2
HPK icon
HighPeak Energy
HPK
$18.5M
3
CELG
Celgene Corp
CELG
$16.8M
4
THBRU
Thunder Bridge Acquisition II, Ltd. Units
THBRU
$15M
5
XLU icon
Utilities Select Sector SPDR Fund
XLU
$12.9M

Top Sells

1
DCUD
Dominion Energy, Inc 2016 Series A Corporate Units
DCUD
$126M
2
DYNC
Vistra Energy Corp.
DYNC
$61.8M
3
FSR
Fisker Inc.
FSR
$19.2M
4
GIX.U
GigCapital2, Inc.
GIX.U
$16.2M
5
RHT
Red Hat Inc
RHT
$14.6M

Sector Composition

1 Healthcare 6.23%
2 Industrials 6.01%
3 Real Estate 5.02%
4 Technology 4.55%
5 Financials 3.51%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
AGO icon
101
Assured Guaranty
AGO
$3.89B
$418K 0.03%
9,405
+993
+12% +$44.1K
GAB icon
102
Gabelli Equity Trust
GAB
$1.88B
$410K 0.03%
+68,500
New +$410K
BTCT icon
103
BTC Digital
BTCT
$23.7M
$404K 0.03%
39,833
-238,748
-86% -$2.44M
BXMX icon
104
Nuveen S&P 500 Buy-Write Income Fund
BXMX
$1.48B
$381K 0.03%
+29,168
New +$381K
SWTX
105
DELISTED
SpringWorks Therapeutics
SWTX
$373K 0.03%
+17,194
New +$373K
DISH
106
DELISTED
DISH Network Corp.
DISH
$371K 0.03%
+10,877
New +$371K
THWWW
107
DELISTED
Target Hospitality Corp. Warrant expiring 3/15/2024
THWWW
$334K 0.03%
318,098
– –
SNAXW
108
DELISTED
Stryve Foods, Inc. Warrant
SNAXW
$328K 0.03%
1,636,534
+500,000
+44% +$100K
DFBHW
109
DELISTED
DFB Healthcare Acquisitions Corp. Warrant
DFBHW
$324K 0.03%
224,825
+200,000
+806% +$288K
BWMCW
110
DELISTED
Boxwood Merger Corp. Warrant
BWMCW
$321K 0.03%
458,333
+183,333
+67% +$128K
ETJ
111
Eaton Vance Risk-Managed Diversified Equity Income Fund
ETJ
$604M
$304K 0.02%
+32,896
New +$304K
CSQ icon
112
Calamos Strategic Total Return Fund
CSQ
$2.97B
$304K 0.02%
+23,920
New +$304K
FSR
113
DELISTED
Fisker Inc.
FSR
$303K 0.02%
29,951
-1,900,000
-98% -$19.2M
BBCP icon
114
Concrete Pumping Holdings
BBCP
$352M
$302K 0.02%
76,193
-8,405
-10% -$33.3K
DBI icon
115
Designer Brands
DBI
$194M
$295K 0.02%
+17,230
New +$295K
BTU icon
116
Peabody Energy
BTU
$2.08B
$293K 0.02%
+19,898
New +$293K
CNX icon
117
CNX Resources
CNX
$4.17B
$292K 0.02%
40,234
+20,740
+106% +$151K
HTD
118
John Hancock Tax-Advantaged Dividend Income Fund
HTD
$869M
$291K 0.02%
+10,239
New +$291K
AMP icon
119
Ameriprise Financial
AMP
$47.8B
$283K 0.02%
1,923
+545
+40% +$80.2K
PRU icon
120
Prudential Financial
PRU
$37.8B
$281K 0.02%
3,121
+1,097
+54% +$98.8K
NKE icon
121
Nike
NKE
$110B
$279K 0.02%
2,974
+567
+24% +$53.2K
EMR icon
122
Emerson Electric
EMR
$72.9B
$279K 0.02%
4,170
+1,025
+33% +$68.6K
EL icon
123
Estee Lauder
EL
$33.1B
$278K 0.02%
1,397
+184
+15% +$36.6K
PCAR icon
124
PACCAR
PCAR
$50.5B
$276K 0.02%
3,948
+1,049
+36% +$73.3K
ORCL icon
125
Oracle
ORCL
$628B
$276K 0.02%
5,017
+1,272
+34% +$70K
3 4
5
6 7