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WAM

Weiss Asset Management Portfolio holdings

AUM $5.91B
1-Year Est. Return 42.42%
This Fund
S&P 500
This Quarter Est. Return
-0.61%
1 Year Est. Return
+42.42%
3 Year Est. Return
+87.34%
5 Year Est. Return
+112.49%
10 Year Est. Return
+166%
AUM
$1.25B
AUM Growth
-$398M
Cap. Flow
-$642M
Cap. Flow %
-51.36%
Top 10 Hldgs %
45.43%
Holding
502
New
148
Increased
112
Reduced
30
Closed
124

Top Buys

Rank Stock Value
1
SMTA
Spirit MTA REIT Common Shares of Beneficial Interest
SMTA
+$33M
2
HPK icon
HighPeak Energy
HPK
+$18.5M
3
CELG
Celgene Corp
CELG
+$16.1M
4
THBRU
Thunder Bridge Acquisition II, Ltd. Units
THBRU
+$14.9M
5
XBI icon
State Street SPDR S&P Biotech ETF
XBI
+$13.8M

Top Sells

Rank Stock Value
1
DCUD
Dominion Energy, Inc 2016 Series A Corporate Units
DCUD
+$126M
2
DYNC
Vistra Energy Corp.
DYNC
+$61.8M
3
FSR
Fisker Inc.
FSR
+$19M
4
GIX.U
GigCapital2, Inc.
GIX.U
+$16.2M
5
RHT
Red Hat Inc
RHT
+$14.6M

Sector Composition

Rank Sector Weight
1 Industrials 5.09%
2 Healthcare 5.04%
3 Technology 4.5%
4 Real Estate 4.26%
5 Financials 2.97%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LOAC
101
DELISTED
Longevity Acquisition Corporation Ordinary Shares
LOAC
$498K 0.04%
48,264
+8,194
+20% +$83.6K
CELU icon
102
Celularity
CELU
$19.4M
$497K 0.04%
+5,000
New +$491K
ARKO icon
103
ARKO Corp
ARKO
$868M
$495K 0.04%
+49,998
New +$496K
IMTX icon
104
Immatics
IMTX
$1.23B
$493K 0.04%
47,800
– –
FREE
105
DELISTED
Whole Earth Brands, Inc. Class A Common Stock
FREE
$492K 0.04%
50,000
– –
WTRE
106
DELISTED
Watford Holdings Ltd. Common Shares
WTRE
$482K 0.04%
+17,900
New +$437K
VNQ icon
107
Vanguard Real Estate ETF
VNQ
$39.9B
$466K 0.04%
+5,000
New +$454K
SCPE.WS
108
DELISTED
SC Health Corporation Warrants, each whole warrant exercisable for one Class A ordinary share at an
SCPE.WS
$454K 0.04%
+377,991
New +$446K
JPC icon
109
Nuveen Preferred & Income Opportunities Fund
JPC
$2.88B
$453K 0.04%
+45,100
New +$446K
AGO icon
110
Assured Guaranty
AGO
$3.73B
$418K 0.03%
9,405
+993
+12% +$43.7K
GAB icon
111
Gabelli Equity Trust
GAB
$1.73B
$410K 0.03%
+70,076
New +$417K
BTCT icon
112
BTC Digital
BTCT
$8.69M
$404K 0.03%
66
-398
-86% -$2.41M
BXMX
113
DELISTED
Nuveen S&P 500 Buy-Write Income Fund
BXMX
$381K 0.03%
+29,168
New +$381K
SWTX
114
DELISTED
SpringWorks Therapeutics
SWTX
$373K 0.03%
+17,194
New +$406K
DISH
115
DELISTED
DISH Network Corp.
DISH
$371K 0.03%
+10,877
New +$389K
THWWW
116
DELISTED
Target Hospitality Corp. Warrant expiring 3/15/2024
THWWW
$334K 0.03%
318,098
– –
SNAXW
117
DELISTED
Stryve Foods, Inc. Warrant
SNAXW
$328K 0.03%
1,636,534
+500,000
+44% +$105K
DFBHW
118
DELISTED
DFB Healthcare Acquisitions Corp. Warrant
DFBHW
$324K 0.03%
224,825
+200,000
+806% +$286K
BWMCW
119
DELISTED
Boxwood Merger Corp. Warrant
BWMCW
$321K 0.03%
458,333
+183,333
+67% +$118K
CSQ icon
120
Calamos Strategic Total Return Fund
CSQ
$3.13B
$304K 0.02%
+23,920
New +$306K
ETJ
121
Eaton Vance Risk-Managed Diversified Equity Income Fund
ETJ
$556M
$304K 0.02%
+32,896
New +$309K
FSR
122
DELISTED
Fisker Inc.
FSR
$303K 0.02%
29,951
-1,900,000
-98% -$19M
BBCP icon
123
Concrete Pumping Holdings
BBCP
$491M
$302K 0.02%
76,193
-8,405
-10% -$35.5K
DBI icon
124
Designer Brands
DBI
$315M
$295K 0.02%
+17,230
New +$292K
BTU icon
125
Peabody Energy
BTU
$2.54B
$293K 0.02%
+19,898
New +$388K
3 4
5
6 7

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Weiss Asset Management's Q3 2019 Portfolio in Review

As of Q3 2019, Weiss Asset Management held 502 positions worth $1.25B, down 24% from $1.65B the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Weiss Asset Management withdrew a net $642M in Q3 2019, closing 124 positions and reducing 30 holdings. Its most notable exit was Dominion Energy, Inc 2016 Series A Corporate Units, an estimated $126M position sold in full.

By sector, the portfolio is most concentrated in Industrials at 5.1% of assets, up from 3.6% a quarter earlier, followed by Healthcare and Technology.

Against the trend, Weiss Asset Management opened a new position in Spirit MTA REIT Common Shares of Beneficial Interest worth $33M.

  • Weiss Asset Management's largest Q3 2019 buy was Spirit MTA REIT Common Shares of Beneficial Interest: 3,906,836 shares worth $33M.
  • Weiss Asset Management added most to Celgene Corp in Q3 2019, an estimated $16.1M increase.
  • Weiss Asset Management's biggest Q3 2019 reduction was Fisker Inc., cutting an estimated $19M.
  • Weiss Asset Management fully exited Dominion Energy, Inc 2016 Series A Corporate Units in Q3 2019, selling an estimated $126M.
  • Weiss Asset Management's ten largest holdings make up 45% of its $1.25B portfolio in Q3 2019.
  • Weiss Asset Management opened 148 new positions and closed 124 in Q3 2019.
  • Weiss Asset Management's portfolio value fell 24% quarter-over-quarter to $1.25B.

Based on Weiss Asset Management's 13F filing for Q3 2019, filed 14 Nov 2019.