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WAM

Weiss Asset Management Portfolio holdings

AUM $5.91B
1-Year Est. Return 42.42%
This Fund
S&P 500
This Quarter Est. Return
+1.55%
1 Year Est. Return
+42.42%
3 Year Est. Return
+87.34%
5 Year Est. Return
+112.49%
10 Year Est. Return
+166%
AUM
$901M
AUM Growth
-$69.1M
Cap. Flow
-$450M
Cap. Flow %
-49.88%
Top 10 Hldgs %
59.75%
Holding
157
New
53
Increased
14
Reduced
14
Closed
47

Top Buys

Rank Stock Value
1
ARNC.PRB
Arconic Inc.
ARNC.PRB
+$38.8M
2
PBA icon
Pembina Pipeline
PBA
+$7.39M
3
AVCT
American Virtual Cloud Technologies, Inc. Common Stock
AVCT
+$6.77M
4
DMTK
DermTech, Inc. Common Stock
DMTK
+$5.35M
5
ANIP icon
ANI Pharmaceuticals
ANIP
+$5.32M

Top Sells

Rank Stock Value
1
DCUC
Dominion Energy, Inc.
DCUC
+$101M
2
PNRA
Panera Bread Co
PNRA
+$73.7M
3
AGN.PRA
Allergan plc
AGN.PRA
+$68M
4
ALR.PRB
Alere Inc
ALR.PRB
+$29.8M
5
SWNC
Southwestern Energy Company
SWNC
+$21.9M

Sector Composition

Rank Sector Weight
1 Technology 2.54%
2 Healthcare 2.41%
3 Energy 2.39%
4 Financials 1.63%
5 Consumer Discretionary 1.47%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CSQ icon
101
Calamos Strategic Total Return Fund
CSQ
$3.21B
– –
-13,838
Closed -$162K
DENN
102
DELISTED
Denny's
DENN
– –
-13,450
Closed -$158K
DHF
103
BNY Mellon High Yield Strategies Fund
DHF
$171M
– –
-13,951
Closed -$49K
ETJ
104
Eaton Vance Risk-Managed Diversified Equity Income Fund
ETJ
$563M
– –
-29,285
Closed -$274K
FF icon
105
Future Fuel
FF
$204M
– –
-11,202
Closed -$169K
GDV icon
106
Gabelli Dividend & Income Trust
GDV
$2.6B
– –
-12,847
Closed -$280K
LRCX icon
107
Lam Research
LRCX
$382B
– –
-249,380
Closed -$3.53M
NAVI icon
108
Navient
NAVI
$774M
– –
-10,306
Closed -$172K
ADAM
109
Adamas Trust
ADAM
$777M
– –
-6,236
Closed -$155K
QQQX icon
110
Nuveen NASDAQ 100 Dynamic Overwrite Fund
QQQX
$1.44B
– –
-19,754
Closed -$429K
RMNI icon
111
Rimini Street
RMNI
$408M
– –
-1,583,615
Closed -$15.9M
RQI icon
112
Cohen & Steers Quality Income Realty Fund
RQI
$1.71B
– –
-15,783
Closed -$199K
RVT icon
113
Royce Value Trust
RVT
$2.21B
– –
-44,100
Closed -$643K
SA
114
Seabridge Gold
SA
$2.8B
– –
-200,000
Closed -$2.15M
SA
115
PUT
Seabridge Gold
SA
$2.8B
– –
-34,000
Closed -$367K
STK
116
Columbia Seligman Premium Technology Growth Fund
STK
$837M
– –
-10,478
Closed -$225K
USA icon
117
Liberty All-Star Equity Fund
USA
$1.75B
– –
-20,869
Closed -$118K
UTG icon
118
Reaves Utility Income Fund
UTG
$3.69B
– –
-9,311
Closed -$320K
AAMI
119
Acadian Asset Management
AAMI
$2.88B
– –
-11,161
Closed -$166K
CEM
120
DELISTED
ClearBridge MLP and Midstream Fund Inc.
CEM
– –
-2,744
Closed -$209K
BRQS
121
DELISTED
Borqs Technologies, Inc. Ordinary Shares
BRQS
– –
-1,281
Closed -$2.52M
KBLMR
122
DELISTED
KBL Merger Corp. IV Rights expiring 11/9/2020
KBLMR
– –
-250,000
Closed -$87K
KBLMW
123
DELISTED
KBL Merger Corp. IV Warrant
KBLMW
– –
-250,000
Closed -$45K
JMF
124
DELISTED
NUVEEN ENERGY MLP TOTAL RETURN FUND
JMF
– –
-21,020
Closed -$278K
GMZ
125
DELISTED
Goldman Sachs MLP Income Opportunities Fund
GMZ
– –
-1,776
Closed -$120K
2 3 4
5
6

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VAM
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CGPCS
Capital Group Private Client Services Los Angeles, California $5.93B AUM 27.73% 1-Year Est. Return
TCM
TimesSquare Capital Management New York $5.89B AUM 28.74% 1-Year Est. Return
AL
Appaloosa LP Short Hills, New Jersey $5.93B AUM 44.55% 1-Year Est. Return
CAG
Crestwood Advisors Group Boston, Massachusetts $5.94B AUM 18.44% 1-Year Est. Return
BP
BC Partners New York $5.96B AUM 15.21% 1-Year Est. Return
JSSH
J. Safra Sarasin Holding $5.87B AUM 24.95% 1-Year Est. Return

Weiss Asset Management's Q3 2017 Portfolio in Review

As of Q3 2017, Weiss Asset Management held 157 positions worth $901M, down 7.1% from $971M the previous quarter. Its ten largest holdings account for 60% of the portfolio.

Weiss Asset Management withdrew a net $450M in Q3 2017, closing 47 positions and reducing 14 holdings. Its most notable exit was Dominion Energy, Inc., an estimated $101M position sold in full.

By sector, the portfolio is most concentrated in Technology at 2.5% of assets, down from 3.2% a quarter earlier, followed by Healthcare and Energy.

Against the trend, Weiss Asset Management opened a new position in Pembina Pipeline worth $7.78M.

  • Weiss Asset Management's largest Q3 2017 buy was Pembina Pipeline: 221,688 shares worth $7.78M.
  • Weiss Asset Management added most to Arconic Inc. in Q3 2017, an estimated $38.8M increase.
  • Weiss Asset Management's biggest Q3 2017 reduction was Alere Inc, cutting an estimated $29.8M.
  • Weiss Asset Management fully exited Dominion Energy, Inc. in Q3 2017, selling an estimated $101M.
  • Weiss Asset Management's ten largest holdings make up 60% of its $901M portfolio in Q3 2017.
  • Weiss Asset Management opened 53 new positions and closed 47 in Q3 2017.
  • Weiss Asset Management's portfolio value fell 7.1% quarter-over-quarter to $901M.

Based on Weiss Asset Management's 13F filing for Q3 2017, filed 14 Nov 2017.