WAM

Weiss Asset Management Portfolio holdings

AUM $6.19B
This Quarter Return
-1.29%
1 Year Return
+26.89%
3 Year Return
+55.28%
5 Year Return
+74.65%
10 Year Return
+88.68%
AUM
$401M
AUM Growth
+$401M
Cap. Flow
+$27.9M
Cap. Flow %
6.96%
Top 10 Hldgs %
56.71%
Holding
264
New
24
Increased
14
Reduced
7
Closed
193

Top Buys

1
NPBC
NATL PENN BANCSHARES INC
NPBC
$69.2M
2
NEE.PRP
NEXTERA ENERGY INC EQUITY UNIT
NEE.PRP
$39.6M
3
AGN.PRA
Allergan plc.
AGN.PRA
$16.5M
4
TMUSP
T-Mobile US, Inc.5.50% Mandatory Convertible Preferred Stock, Series A
TMUSP
$13.2M
5
ACG
ALLIANCEBERNSTEIN INCOME FUND INC.
ACG
$8.8M

Top Sells

1
TSNU
Tyson Foods, Inc.
TSNU
$25M
2
FCAM
Fiat Chrysler Automobiles N.V.
FCAM
$12.8M
3
KYN icon
Kayne Anderson Energy Infrastructure Fund
KYN
$12.1M
4
PHYS icon
Sprott Physical Gold
PHYS
$10.7M
5
IVR icon
Invesco Mortgage Capital
IVR
$9.66M

Sector Composition

1 Financials 12.37%
2 Industrials 8.08%
3 Energy 2.82%
4 Technology 2.45%
5 Consumer Discretionary 1.63%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
SMM
101
DELISTED
Salient Midstream & MLP Fund
SMM
– –
-40,948
Closed -$390K
MGU
102
DELISTED
Macquarie Global Infrastructure Total Return Fund, Inc.
MGU
– –
-13,168
Closed -$251K
IVH
103
DELISTED
Delaware Ivy High Income Opportunities Fund
IVH
– –
-25,715
Closed -$318K
DEX
104
DELISTED
DELAWARE ENHANCED GLOBAL DIVIDEND & INCOME FUND
DEX
– –
-20,148
Closed -$188K
NSL
105
DELISTED
NUVEEN SENIOR INCM FD
NSL
– –
-34,050
Closed -$196K
CEN
106
DELISTED
Center Coast Brookfield MLP & Energy Infrastructure Fund
CEN
– –
-18,012
Closed -$181K
KMF
107
DELISTED
Kayne Anderson NextGen Energy & Infrastructure, Inc.
KMF
– –
-47,489
Closed -$587K
EDI
108
DELISTED
Virtus Stone Harbor Emerging Markets Total Income Fund
EDI
– –
-13,907
Closed -$158K
FIF
109
DELISTED
FIRST TRUST ENERGY INFRASTRUCTURE FUND
FIF
– –
-37,394
Closed -$546K
FEI
110
DELISTED
FIRST TRUST MLP AND ENERGY INCOME FUND
FEI
– –
-105,797
Closed -$1.4M
FEN
111
DELISTED
First Trust Energy Income and Growth Fund
FEN
– –
-21,634
Closed -$498K
NTG
112
DELISTED
Tortoise Midstream Energy Fund, Inc. Common Stock
NTG
– –
-167,666
Closed -$2.91M
AWF
113
AllianceBernstein Global High Income Fund
AWF
$975M
– –
-62,778
Closed -$677K
AWP
114
abrdn Global Premier Properties Fund
AWP
$343M
– –
-82,887
Closed -$478K
BCX icon
115
BlackRock Resources & Commodities Strategy Trust
BCX
$783M
– –
-139,690
Closed -$993K
BDJ icon
116
BlackRock Enhanced Equity Dividend Trust
BDJ
$1.6B
– –
-145,202
Closed -$1.11M
BGB
117
Blackstone Strategic Credit 2027 Term Fund
BGB
$557M
– –
-65,987
Closed -$882K
BGH
118
Barings Global Short Duration High Yield Fund
BGH
$327M
– –
-27,088
Closed -$447K
BGR icon
119
BlackRock Energy and Resources Trust
BGR
$349M
– –
-40,961
Closed -$513K
BGT icon
120
BlackRock Floating Rate Income Trust
BGT
$319M
– –
-16,942
Closed -$212K
BGX
121
Blackstone Long-Short Credit Income Fund
BGX
$159M
– –
-15,933
Closed -$215K
BGY icon
122
BlackRock Enhanced International Dividend Trust
BGY
$533M
– –
-48,894
Closed -$305K
BIT icon
123
BlackRock Multi-Sector Income Trust
BIT
$580M
– –
-35,929
Closed -$568K
BLW icon
124
BlackRock Limited Duration Income Trust
BLW
$548M
– –
-39,203
Closed -$572K
BOE icon
125
BlackRock Enhanced Global Dividend Trust
BOE
$656M
– –
-40,334
Closed -$515K
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5
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