WAM

Weiss Asset Management Portfolio holdings

AUM $6.19B
1-Year Return 26.89%
This Quarter Return
+1.44%
1 Year Return
+26.89%
3 Year Return
+55.28%
5 Year Return
+74.65%
10 Year Return
+88.68%
AUM
$4.45B
AUM Growth
+$188M
Cap. Flow
-$630M
Cap. Flow %
-14.16%
Top 10 Hldgs %
19.17%
Holding
1,046
New
355
Increased
83
Reduced
64
Closed
248

Top Buys

1
AVGOP
Broadcom Inc. 8.00% Mandatory Convertible Preferred Stock, Series A
AVGOP
$105M
2
SJIV
South Jersey Industries, Inc. Corporate Units
SJIV
$68.3M
3
NEE.PRP
NextEra Energy, Inc. 5.279% Corporate Units
NEE.PRP
$53.5M
4
NEE.PRO
NextEra Energy, Inc. 4.872% Corporate Units
NEE.PRO
$43.9M
5
PCGU
PG&E Corporation
PCGU
$39.4M

Top Sells

1
DCUE
Dominion Energy, Inc. 2019 Series A Corporate Units
DCUE
$223M
2
INFO
IHS Markit Ltd. Common Shares
INFO
$44.6M
3
FRGE icon
Forge Global Holdings
FRGE
$29.7M
4
SPAQ
Spartan Acquisition Corp. III
SPAQ
$25.5M
5
NRGV icon
Energy Vault
NRGV
$23.5M

Sector Composition

1 Financials 40.9%
2 Healthcare 6.12%
3 Technology 4.76%
4 Industrials 4.57%
5 Communication Services 1.75%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
DD icon
976
DuPont de Nemours
DD
$32.3B
– –
-120,500
Closed -$9.73M
DHF
977
BNY Mellon High Yield Strategies Fund
DHF
$190M
– –
-87,561
Closed -$268K
DNLI icon
978
Denali Therapeutics
DNLI
$2.16B
– –
-7,020
Closed -$313K
DOW icon
979
Dow Inc
DOW
$16.9B
– –
-171,400
Closed -$9.72M
ECF
980
Ellsworth Growth & Income Fund
ECF
$149M
– –
-15,265
Closed -$189K
ECL icon
981
Ecolab
ECL
$78B
– –
-31,600
Closed -$7.41M
EDD
982
Morgan Stanley Emerging Markets Domestic Debt Fund
EDD
$347M
– –
-56,232
Closed -$308K
EDF
983
Virtus Stone Harbor Emerging Markets Income Fund
EDF
$160M
– –
-32,940
Closed -$219K
EMN icon
984
Eastman Chemical
EMN
$7.88B
– –
-31,700
Closed -$3.83M
EWH icon
985
iShares MSCI Hong Kong ETF
EWH
$706M
– –
-52,755
Closed -$1.22M
EWJ icon
986
iShares MSCI Japan ETF
EWJ
$15.4B
– –
0
– –
EWM icon
987
iShares MSCI Malaysia ETF
EWM
$240M
– –
-93,292
Closed -$2.34M
FAX
988
abrdn Asia-Pacific Income Fund
FAX
$675M
– –
-39,941
Closed -$915K
FEZ icon
989
SPDR Euro Stoxx 50 ETF
FEZ
$4.52B
– –
0
– –
FMC icon
990
FMC
FMC
$4.66B
– –
-30,300
Closed -$3.33M
FRGE icon
991
Forge Global Holdings
FRGE
$238M
– –
-201,338
Closed -$29.7M
GFL icon
992
GFL Environmental
GFL
$17.5B
– –
-11,809
Closed -$447K
GGN
993
GAMCO Global Gold, Natural Resources & Income Trust
GGN
$750M
– –
-177,243
Closed -$665K
GWX icon
994
SPDR S&P International Small Cap ETF
GWX
$766M
– –
-54,160
Closed -$2.05M
HQL
995
abrdn Life Sciences Investors
HQL
$407M
– –
-19,624
Closed -$377K
HTHT icon
996
Huazhu Hotels Group
HTHT
$11.2B
– –
-6,706
Closed -$250K
HTZ icon
997
Hertz
HTZ
$1.69B
– –
-45,000
Closed -$1.13M
HYG icon
998
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$17.8B
– –
0
– –
IAE
999
Voya Asia Pacific High Dividend Equity Income Fund
IAE
$77M
– –
-16,277
Closed -$132K
IDE
1000
Voya Infrastructure, Industrials and Materials Fund
IDE
$187M
– –
-14,046
Closed -$170K
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