WAM

Weiss Asset Management Portfolio holdings

AUM $6.19B
This Quarter Return
+3.18%
1 Year Return
+26.89%
3 Year Return
+55.28%
5 Year Return
+74.65%
10 Year Return
+88.68%
AUM
$1.25B
AUM Growth
+$1.25B
Cap. Flow
-$11.8M
Cap. Flow %
-0.94%
Top 10 Hldgs %
52.62%
Holding
455
New
71
Increased
20
Reduced
102
Closed
134

Top Buys

1
EPR.PRE icon
EPR Properties 9.00% Series E Cumulative Convertible Preferred Shares
EPR.PRE
$15.6M
2
XLF icon
Financial Select Sector SPDR Fund
XLF
$14.9M
3
AGN
Allergan plc
AGN
$14.8M
4
LACQ
Leisure Acquisition Corp.
LACQ
$13.5M
5
JIH
Juniper Industrial Holdings, Inc.
JIH
$12.3M

Top Sells

1
BDXA
Becton, Dickinson and Company Depositary Shares, each Representing a 1/20th Interest in a Share of 6
BDXA
$28.1M
2
CELG
Celgene Corp
CELG
$19.3M
3
AABA
Altaba Inc. Common Stock
AABA
$18.1M
4
THBRU
Thunder Bridge Acquisition II, Ltd. Units
THBRU
$15M
5
XLU icon
Utilities Select Sector SPDR Fund
XLU
$12.9M

Sector Composition

1 Industrials 8.21%
2 Financials 4.74%
3 Healthcare 3.74%
4 Real Estate 2.62%
5 Communication Services 1.88%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
LNG icon
76
Cheniere Energy
LNG
$52.6B
$1.02M 0.07%
+16,640
New +$1.02M
MVST icon
77
Microvast
MVST
$835M
$996K 0.07%
100,000
-188,992
-65% -$1.88M
BTRS
78
DELISTED
BTRS Holdings Inc. Class 1 Common Stock
BTRS
$987K 0.07%
100,000
– –
RVPH icon
79
Reviva Pharmaceuticals
RVPH
$31.3M
$984K 0.07%
94,065
– –
XP icon
80
XP
XP
$9.38B
$963K 0.07%
+25,000
New +$963K
CZR
81
DELISTED
Caesars Entertainment Corporation
CZR
$957K 0.06%
70,403
-29,697
-30% -$404K
PACQW
82
DELISTED
Pure Acquisition Corp. Warrant
PACQW
$912K 0.06%
930,684
– –
GRSHW
83
DELISTED
Gores Holdings III, Inc. Warrants
GRSHW
$909K 0.06%
586,333
+500,000
+579% +$775K
BKJ
84
DELISTED
Bancorp of New Jersey, Inc.
BKJ
$894K 0.06%
+50,000
New +$894K
DEACW
85
DELISTED
Diamond Eagle Acquisition Corp. Warrant
DEACW
$886K 0.06%
369,023
+200,000
+118% +$480K
NRXP icon
86
NRX Pharmaceuticals
NRXP
$61.8M
$876K 0.06%
82,668
-161,768
-66% -$1.71M
HCCH
87
DELISTED
HL Acquisitions Corp. Ordinary Shares
HCCH
$869K 0.06%
84,109
– –
RPLA
88
DELISTED
Replay Acquisition Corp. Ordinary Shares
RPLA
$836K 0.06%
83,332
– –
CNQ icon
89
Canadian Natural Resources
CNQ
$65B
$808K 0.05%
25,000
-170,000
-87% -$5.49M
TRIT
90
DELISTED
Triterras, Inc. Class A Ordinary Shares
TRIT
$696K 0.05%
70,000
– –
RIDE
91
DELISTED
Lordstown Motors Corp. Class A Common Stock
RIDE
$647K 0.04%
64,999
– –
ANH
92
DELISTED
Anworth Mortgage Asset Corporation
ANH
$591K 0.04%
167,823
-344,014
-67% -$1.21M
CLNN icon
93
Clene
CLNN
$55.8M
$575K 0.04%
+54,758
New +$575K
UTZ icon
94
Utz Brands
UTZ
$1.15B
$524K 0.04%
51,000
– –
PE
95
DELISTED
PARSLEY ENERGY INC
PE
$516K 0.03%
+27,269
New +$516K
FREE
96
DELISTED
Whole Earth Brands, Inc. Class A Common Stock
FREE
$506K 0.03%
50,000
– –
ARKO icon
97
ARKO Corp
ARKO
$548M
$503K 0.03%
49,998
– –
LOAC
98
DELISTED
Longevity Acquisition Corporation Ordinary Shares
LOAC
$503K 0.03%
48,264
– –
CELU icon
99
Celularity
CELU
$61.1M
$500K 0.03%
50,000
– –
IMTX icon
100
Immatics
IMTX
$662M
$497K 0.03%
47,800
– –
2 3
4
5 6