WAM

Weiss Asset Management Portfolio holdings

AUM $6.19B
This Quarter Return
-0.49%
1 Year Return
+26.89%
3 Year Return
+55.28%
5 Year Return
+74.65%
10 Year Return
+88.68%
AUM
$1.06B
AUM Growth
+$1.06B
Cap. Flow
-$228M
Cap. Flow %
-21.5%
Top 10 Hldgs %
48.45%
Holding
501
New
147
Increased
112
Reduced
30
Closed
120

Top Buys

1
SMTA
Spirit MTA REIT Common Shares of Beneficial Interest
SMTA
$33M
2
HPK icon
HighPeak Energy
HPK
$18.5M
3
CELG
Celgene Corp
CELG
$16.8M
4
THBRU
Thunder Bridge Acquisition II, Ltd. Units
THBRU
$15M
5
XLU icon
Utilities Select Sector SPDR Fund
XLU
$12.9M

Top Sells

1
DCUD
Dominion Energy, Inc 2016 Series A Corporate Units
DCUD
$126M
2
DYNC
Vistra Energy Corp.
DYNC
$61.8M
3
FSR
Fisker Inc.
FSR
$19.2M
4
GIX.U
GigCapital2, Inc.
GIX.U
$16.2M
5
RHT
Red Hat Inc
RHT
$14.6M

Sector Composition

1 Healthcare 6.23%
2 Industrials 6.01%
3 Real Estate 5.02%
4 Technology 4.55%
5 Financials 3.51%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
ONCE
76
DELISTED
Spark Therapeutics, Inc. Common Stock
ONCE
$970K 0.08%
+10,000
New +$970K
KYN icon
77
Kayne Anderson Energy Infrastructure Fund
KYN
$2.07B
$950K 0.08%
+65,666
New +$950K
PACQW
78
DELISTED
Pure Acquisition Corp. Warrant
PACQW
$949K 0.08%
930,684
– –
HCCH
79
DELISTED
HL Acquisitions Corp. Ordinary Shares
HCCH
$858K 0.07%
84,109
– –
HFRO
80
Highland Opportunities and Income Fund
HFRO
$341M
$845K 0.07%
63,332
– –
RPLA
81
DELISTED
Replay Acquisition Corp. Ordinary Shares
RPLA
$827K 0.07%
83,332
– –
UTG icon
82
Reaves Utility Income Fund
UTG
$3.33B
$795K 0.06%
+21,650
New +$795K
SAIL
83
DELISTED
SailPoint Technologies Holdings, Inc. Common Stock
SAIL
$789K 0.06%
+42,200
New +$789K
PVT
84
DELISTED
Pivotal Acquisition Corp.
PVT
$764K 0.06%
75,000
– –
TRIT
85
DELISTED
Triterras, Inc. Class A Ordinary Shares
TRIT
$687K 0.06%
+70,000
New +$687K
BDJ icon
86
BlackRock Enhanced Equity Dividend Trust
BDJ
$1.6B
$668K 0.05%
+72,725
New +$668K
RIDE
87
DELISTED
Lordstown Motors Corp. Class A Common Stock
RIDE
$642K 0.05%
64,999
-1,076,800
-94% -$10.6M
LPRO icon
88
Open Lending Corp
LPRO
$268M
$571K 0.05%
56,001
– –
STNL
89
DELISTED
Sentinel Energy Services Inc. Class A Common Stock
STNL
$555K 0.04%
54,045
-295,000
-85% -$3.03M
UTZ icon
90
Utz Brands
UTZ
$1.15B
$520K 0.04%
51,000
– –
IMVT icon
91
Immunovant
IMVT
$2.91B
$503K 0.04%
50,400
+400
+0.8% +$3.99K
LOAC
92
DELISTED
Longevity Acquisition Corporation Ordinary Shares
LOAC
$498K 0.04%
48,264
+8,194
+20% +$84.5K
CELU icon
93
Celularity
CELU
$61.1M
$497K 0.04%
+50,000
New +$497K
ARKO icon
94
ARKO Corp
ARKO
$548M
$495K 0.04%
+49,998
New +$495K
IMTX icon
95
Immatics
IMTX
$662M
$493K 0.04%
47,800
– –
FREE
96
DELISTED
Whole Earth Brands, Inc. Class A Common Stock
FREE
$492K 0.04%
50,000
– –
WTRE
97
DELISTED
Watford Holdings Ltd. Common Shares
WTRE
$482K 0.04%
+17,900
New +$482K
VNQ icon
98
Vanguard Real Estate ETF
VNQ
$34.1B
$466K 0.04%
+5,000
New +$466K
SCPE.WS
99
DELISTED
SC Health Corporation Warrants, each whole warrant exercisable for one Class A ordinary share at an
SCPE.WS
$454K 0.04%
+377,991
New +$454K
JPC icon
100
Nuveen Preferred & Income Opportunities Fund
JPC
$2.61B
$453K 0.04%
+45,100
New +$453K
2 3
4
5 6