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WAM

Weiss Asset Management Portfolio holdings

AUM $5.91B
1-Year Est. Return 42.42%
This Fund
S&P 500
This Quarter Est. Return
-0.61%
1 Year Est. Return
+42.42%
3 Year Est. Return
+87.34%
5 Year Est. Return
+112.49%
10 Year Est. Return
+166%
AUM
$1.25B
AUM Growth
-$398M
Cap. Flow
-$642M
Cap. Flow %
-51.36%
Top 10 Hldgs %
45.43%
Holding
502
New
148
Increased
112
Reduced
30
Closed
124

Top Buys

Rank Stock Value
1
SMTA
Spirit MTA REIT Common Shares of Beneficial Interest
SMTA
+$33M
2
HPK icon
HighPeak Energy
HPK
+$18.5M
3
CELG
Celgene Corp
CELG
+$16.1M
4
THBRU
Thunder Bridge Acquisition II, Ltd. Units
THBRU
+$14.9M
5
XBI icon
State Street SPDR S&P Biotech ETF
XBI
+$13.8M

Top Sells

Rank Stock Value
1
DCUD
Dominion Energy, Inc 2016 Series A Corporate Units
DCUD
+$126M
2
DYNC
Vistra Energy Corp.
DYNC
+$61.8M
3
FSR
Fisker Inc.
FSR
+$19M
4
GIX.U
GigCapital2, Inc.
GIX.U
+$16.2M
5
RHT
Red Hat Inc
RHT
+$14.6M

Sector Composition

Rank Sector Weight
1 Industrials 5.09%
2 Healthcare 5.04%
3 Technology 4.5%
4 Real Estate 4.26%
5 Financials 2.97%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPPP
76
Sprott Physical Platinum and Palladium Trust
SPPP
$587M
$1.36M 0.11%
106,282
-175,514
-62% -$2.07M
PSEC icon
77
PUT
Prospect Capital
PSEC
$1.08B
$1.32M 0.11%
200,000
– –
GDYN icon
78
Grid Dynamics Holdings
GDYN
$590M
$1.29M 0.1%
128,828
– –
CZR
79
DELISTED
Caesars Entertainment Corporation
CZR
$1.17M 0.09%
+100,100
New +$1.17M
AGBAU
80
DELISTED
AGBA Acquisition Ltd Unit
AGBAU
$1.02M 0.08%
100,000
-375,000
-79% -$3.78M
ADV icon
81
Advantage Solutions
ADV
$540M
$995K 0.08%
+4,000
New +$992K
ALTG icon
82
Alta Equipment Group
ALTG
$197M
$992K 0.08%
100,000
-361,252
-78% -$3.55M
BTRS
83
DELISTED
BTRS Holdings Inc. Class 1 Common Stock
BTRS
$980K 0.08%
+100,000
New +$983K
RVPH
84
DELISTED
REVIVA PHARMA HLDGS INC
RVPH
$974K 0.08%
4,703
– –
ONCE
85
DELISTED
Spark Therapeutics, Inc. Common Stock
ONCE
$970K 0.08%
+10,000
New +$1M
KYN icon
86
Kayne Anderson Energy Infrastructure Fund
KYN
$2.45B
$950K 0.08%
+65,666
New +$974K
PACQW
87
DELISTED
Pure Acquisition Corp. Warrant
PACQW
$949K 0.08%
930,684
– –
HCCH
88
DELISTED
HL Acquisitions Corp. Ordinary Shares
HCCH
$858K 0.07%
84,109
– –
HFRO
89
Highland Opportunities and Income Fund
HFRO
$407M
$845K 0.07%
63,332
– –
RPLA
90
DELISTED
Replay Acquisition Corp. Ordinary Shares
RPLA
$827K 0.07%
83,332
– –
UTG icon
91
Reaves Utility Income Fund
UTG
$3.52B
$795K 0.06%
+21,650
New +$789K
SAIL
92
DELISTED
SailPoint Technologies Holdings, Inc. Common Stock
SAIL
$789K 0.06%
+42,200
New +$896K
PVT
93
DELISTED
Pivotal Acquisition Corp.
PVT
$764K 0.06%
75,000
– –
TRIT
94
DELISTED
Triterras, Inc. Class A Ordinary Shares
TRIT
$687K 0.06%
+70,000
New +$685K
BDJ icon
95
BlackRock Enhanced Equity Dividend Trust
BDJ
$1.71B
$668K 0.05%
+72,725
New +$654K
RIDE
96
DELISTED
Lordstown Motors Corp. Class A Common Stock
RIDE
$642K 0.05%
4,333
-71,787
-94% -$10.6M
LPRO
97
Open Lending Corp
LPRO
$372M
$571K 0.05%
56,001
– –
STNL
98
DELISTED
Sentinel Energy Services Inc. Class A Common Stock
STNL
$555K 0.04%
54,045
-295,000
-85% -$3.02M
UTZ icon
99
Utz Brands
UTZ
$1.25B
$520K 0.04%
51,000
– –
IMVT icon
100
Immunovant
IMVT
$8.11B
$503K 0.04%
50,400
+400
+0.8% +$3.95K
2 3
4
5 6

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Weiss Asset Management's Q3 2019 Portfolio in Review

As of Q3 2019, Weiss Asset Management held 502 positions worth $1.25B, down 24% from $1.65B the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Weiss Asset Management withdrew a net $642M in Q3 2019, closing 124 positions and reducing 30 holdings. Its most notable exit was Dominion Energy, Inc 2016 Series A Corporate Units, an estimated $126M position sold in full.

By sector, the portfolio is most concentrated in Industrials at 5.1% of assets, up from 3.6% a quarter earlier, followed by Healthcare and Technology.

Against the trend, Weiss Asset Management opened a new position in Spirit MTA REIT Common Shares of Beneficial Interest worth $33M.

  • Weiss Asset Management's largest Q3 2019 buy was Spirit MTA REIT Common Shares of Beneficial Interest: 3,906,836 shares worth $33M.
  • Weiss Asset Management added most to Celgene Corp in Q3 2019, an estimated $16.1M increase.
  • Weiss Asset Management's biggest Q3 2019 reduction was Fisker Inc., cutting an estimated $19M.
  • Weiss Asset Management fully exited Dominion Energy, Inc 2016 Series A Corporate Units in Q3 2019, selling an estimated $126M.
  • Weiss Asset Management's ten largest holdings make up 45% of its $1.25B portfolio in Q3 2019.
  • Weiss Asset Management opened 148 new positions and closed 124 in Q3 2019.
  • Weiss Asset Management's portfolio value fell 24% quarter-over-quarter to $1.25B.

Based on Weiss Asset Management's 13F filing for Q3 2019, filed 14 Nov 2019.