WAM

Weiss Asset Management Portfolio holdings

AUM $6.19B
This Quarter Return
-0.38%
1 Year Return
+26.89%
3 Year Return
+55.28%
5 Year Return
+74.65%
10 Year Return
+88.68%
AUM
$1.15B
AUM Growth
+$1.15B
Cap. Flow
+$64.8M
Cap. Flow %
5.66%
Top 10 Hldgs %
43.99%
Holding
285
New
73
Increased
29
Reduced
28
Closed
78

Top Buys

1
CCC.U
Churchill Capital Corp
CCC.U
$23.9M
2
CEF icon
Sprott Physical Gold and Silver Trust
CEF
$22.3M
3
CHR icon
Cheer Holding
CHR
$21.9M
4
QTS.PRB
QTS Realty Trust, Inc. 6.50% Series B Cumulative Convertible Perpetual Preferred Stock
QTS.PRB
$16.9M
5
TTCF
Tattooed Chef, Inc Class A Common Stock
TTCF
$13.8M

Top Sells

1
NRCG
NRC Group Holdings Corp.
NRCG
$20.5M
2
MTGE
MTGE Investment Corp. Common Stock
MTGE
$16.1M
3
TBRGU
Thunder Bridge Acquisition, Ltd. Unit
TBRGU
$16M
4
KNTK icon
Kinetik
KNTK
$13.6M
5
BROGU
Twelve Seas Investment Company Units
BROGU
$12.4M

Sector Composition

1 Consumer Discretionary 4.95%
2 Technology 4.9%
3 Healthcare 4.75%
4 Financials 3.17%
5 Communication Services 2.95%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
SWZ
76
Swiss Helvetia Fund
SWZ
$78.5M
$878K 0.07% +103,207 New +$878K
WRLSU
77
DELISTED
Pensare Acquisition Corp. Unit
WRLSU
$837K 0.06% +78,268 New +$837K
GILD icon
78
Gilead Sciences
GILD
$140B
$778K 0.06% 10,070 – –
TIBRU
79
DELISTED
Tiberius Acquisition Corporation Units
TIBRU
$769K 0.06% 75,000 – –
WINR
80
DELISTED
Simplicity Esports and Gaming Company Common Stock
WINR
$764K 0.06% 75,000 – –
VRTX icon
81
Vertex Pharmaceuticals
VRTX
$100B
$734K 0.06% 3,808 – –
STNL
82
DELISTED
Sentinel Energy Services Inc. Class A Common Stock
STNL
$719K 0.06% 73,245 -389,505 -84% -$3.82M
INCY icon
83
Incyte
INCY
$16.5B
$708K 0.05% 10,249 – –
LRCX icon
84
Lam Research
LRCX
$127B
$698K 0.05% +4,602 New +$698K
PRFT
85
DELISTED
Perficient Inc
PRFT
$637K 0.05% +23,900 New +$637K
NOW icon
86
ServiceNow
NOW
$190B
$628K 0.05% +3,208 New +$628K
ALXN
87
DELISTED
Alexion Pharmaceuticals Inc
ALXN
$577K 0.04% 4,150 – –
AGIO icon
88
Agios Pharmaceuticals
AGIO
$2.19B
$575K 0.04% 7,462 -758 -9% -$58.4K
EAGLU
89
DELISTED
Platinum Eagle Acquisition Corp. Unit
EAGLU
$509K 0.04% 49,000 – –
LPRO icon
90
Open Lending Corp
LPRO
$249M
$487K 0.04% +50,000 New +$487K
NKLA
91
DELISTED
Nikola Corporation Common Stock
NKLA
$415K 0.03% 43,500 -304,500 -88% -$2.91M
VEAC
92
DELISTED
Vantage Energy Acquisition Corp. Class A
VEAC
$385K 0.03% 38,720 +6,337 +20% +$63K
HALO icon
93
Halozyme
HALO
$8.56B
$378K 0.03% 20,814 – –
SAGE
94
DELISTED
Sage Therapeutics
SAGE
$370K 0.03% 2,620 – –
AGO icon
95
Assured Guaranty
AGO
$3.91B
$364K 0.03% 8,624 -821 -9% -$34.7K
NVO icon
96
Novo Nordisk
NVO
$251B
$359K 0.03% 7,616 – –
RDUS
97
DELISTED
Radius Health, Inc.
RDUS
$337K 0.03% 18,906 +6,200 +49% +$111K
BGR icon
98
BlackRock Energy and Resources Trust
BGR
$356M
$327K 0.03% +22,455 New +$327K
TBRGU
99
DELISTED
Thunder Bridge Acquisition, Ltd. Unit
TBRGU
$305K 0.02% 30,000 -1,570,000 -98% -$16M
MEOH icon
100
Methanex
MEOH
$2.75B
$289K 0.02% 3,658 -1,170 -24% -$92.4K
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4
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