WAM

Weiss Asset Management Portfolio holdings

AUM $6.19B
This Quarter Return
+1.33%
1 Year Return
+26.89%
3 Year Return
+55.28%
5 Year Return
+74.65%
10 Year Return
+88.68%
AUM
$818M
AUM Growth
+$818M
Cap. Flow
+$334M
Cap. Flow %
40.82%
Top 10 Hldgs %
72.09%
Holding
134
New
53
Increased
12
Reduced
8
Closed
27

Top Buys

1
DCUC
Dominion Energy, Inc.
DCUC
$101M
2
PNRA
Panera Bread Co
PNRA
$73.7M
3
AGN.PRA
Allergan plc.
AGN.PRA
$68M
4
ALR.PRB
Alere Inc
ALR.PRB
$48.4M
5
ARNC.PRB
Arconic Inc.
ARNC.PRB
$34.4M

Top Sells

1
EVHC.PR
Envision Healthcare Corporation
EVHC.PR
$26.1M
2
AMT.PRA
American Tower Corporation
AMT.PRA
$25.1M
3
TMUSP
T-Mobile US, Inc.5.50% Mandatory Convertible Preferred Stock, Series A
TMUSP
$13.2M
4
UAM
Universal American Corp
UAM
$10.1M
5
KLRE
KLR Energy Acquisition Corp
KLRE
$8.41M

Sector Composition

1 Consumer Discretionary 10.06%
2 Technology 3.51%
3 Financials 2.15%
4 Materials 1.41%
5 Energy 1.36%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
ASG
76
Liberty All-Star Growth Fund
ASG
$343M
$56K 0.01%
+11,440
New +$56K
DHF
77
BNY Mellon High Yield Strategies Fund
DHF
$188M
$49K 0.01%
+13,951
New +$49K
KBLMW
78
DELISTED
KBL Merger Corp. IV Warrant
KBLMW
$45K ﹤0.01%
+250,000
New +$45K
AXARW
79
DELISTED
Axar Acquisition Corp. Warrants
AXARW
$16K ﹤0.01%
195,415
– –
ARCC icon
80
Ares Capital
ARCC
$15.7B
– –
0
– –
CVE icon
81
Cenovus Energy
CVE
$29.7B
– –
-350,000
Closed -$3.96M
DHY
82
Credit Suisse High Yield Bond Fund
DHY
$217M
– –
-18,141
Closed -$48K
HIO
83
Western Asset High Income Opportunity Fund
HIO
$376M
– –
-12,293
Closed -$62K
HWM icon
84
Howmet Aerospace
HWM
$70.1B
– –
0
– –
IEF icon
85
iShares 7-10 Year Treasury Bond ETF
IEF
$35.6B
– –
0
– –
IYR icon
86
iShares US Real Estate ETF
IYR
$3.7B
– –
0
– –
KEY icon
87
KeyCorp
KEY
$20.8B
– –
0
– –
MFA
88
MFA Financial
MFA
$1.04B
– –
-18,330
Closed -$148K
NOA
89
North American Construction
NOA
$390M
– –
-53,736
Closed -$266K
RA
90
Brookfield Real Assets Income Fund
RA
$746M
– –
-11,507
Closed -$262K
TEI
91
Templeton Emerging Markets Income Fund
TEI
$289M
– –
-26,062
Closed -$293K
TWO
92
Two Harbors Investment
TWO
$1.04B
– –
-15,524
Closed -$149K
WEN icon
93
Wendy's
WEN
$1.93B
– –
-11,001
Closed -$150K
XLF icon
94
Financial Select Sector SPDR Fund
XLF
$53.6B
– –
0
– –
ISBC
95
DELISTED
Investors Bancorp, Inc.
ISBC
– –
-10,277
Closed -$148K
CBL
96
DELISTED
CBL& Associates Properties, Inc.
CBL
– –
-16,647
Closed -$159K
AGN
97
DELISTED
Allergan plc
AGN
– –
0
– –
ZF
98
DELISTED
Virtus Total Return Fund Inc.
ZF
– –
-11,148
Closed -$124K
GTYHU
99
DELISTED
GTY Technology Holdings, Inc. Units
GTYHU
– –
-74,500
Closed -$769K
KAACU
100
DELISTED
Kayne Anderson Acquisition Corp. Unit
KAACU
– –
-750,000
Closed -$7.52M
1 2 3
4
5