WAM

Weiss Asset Management Portfolio holdings

AUM $6.19B
This Quarter Return
-1.29%
1 Year Return
+26.89%
3 Year Return
+55.28%
5 Year Return
+74.65%
10 Year Return
+88.68%
AUM
$401M
AUM Growth
+$401M
Cap. Flow
+$27.9M
Cap. Flow %
6.96%
Top 10 Hldgs %
56.71%
Holding
264
New
24
Increased
14
Reduced
7
Closed
193

Top Buys

1
NPBC
NATL PENN BANCSHARES INC
NPBC
$69.2M
2
NEE.PRP
NEXTERA ENERGY INC EQUITY UNIT
NEE.PRP
$39.6M
3
AGN.PRA
Allergan plc.
AGN.PRA
$16.5M
4
TMUSP
T-Mobile US, Inc.5.50% Mandatory Convertible Preferred Stock, Series A
TMUSP
$13.2M
5
ACG
ALLIANCEBERNSTEIN INCOME FUND INC.
ACG
$8.8M

Top Sells

1
TSNU
Tyson Foods, Inc.
TSNU
$25M
2
FCAM
Fiat Chrysler Automobiles N.V.
FCAM
$12.8M
3
KYN icon
Kayne Anderson Energy Infrastructure Fund
KYN
$12.1M
4
PHYS icon
Sprott Physical Gold
PHYS
$10.7M
5
IVR icon
Invesco Mortgage Capital
IVR
$9.66M

Sector Composition

1 Financials 12.37%
2 Industrials 8.08%
3 Energy 2.82%
4 Technology 2.45%
5 Consumer Discretionary 1.63%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
JRO
76
DELISTED
Nuveen Floating Rate Income Opportunty Fund
JRO
– –
-45,924
Closed -$450K
JSD
77
DELISTED
NUVEEN SHORT DURATION CREDIT OPPORTUNITIES FUND
JSD
– –
-11,913
Closed -$177K
EMD
78
DELISTED
Western Asset Emerging Markets
EMD
– –
-36,760
Closed -$358K
HTR
79
DELISTED
Brookfield Total Return Fund Inc
HTR
– –
-11,207
Closed -$246K
HHY
80
DELISTED
Brookfield High Income Fund Inc.
HHY
– –
-21,819
Closed -$150K
IRR
81
DELISTED
VOYA NATURAL RESOURCES EQUITY INCOME FUND
IRR
– –
-27,466
Closed -$150K
KMM
82
DELISTED
Deutsche Multi-Market Incm Trust
KMM
– –
-14,459
Closed -$110K
GTU
83
DELISTED
CENTRAL GOLD TR (CANADA)
GTU
– –
-20,807
Closed -$785K
NQU
84
DELISTED
NUVEEN QUALITY INCOME MUNI FD
NQU
– –
-27,150
Closed -$385K
NIO
85
DELISTED
NUVEEN MUNICIPAL OPPORTUNITY FUND INC
NIO
– –
-72,975
Closed -$1.05M
HTS
86
DELISTED
HATTERAS FINANCIAL CORP
HTS
– –
-162,500
Closed -$2.14M
GDF
87
DELISTED
WESTERN ASSET GLB PARTNERS INCM FUND INC. COM
GDF
– –
-10,194
Closed -$79K
FCAM
88
DELISTED
Fiat Chrysler Automobiles N.V.
FCAM
– –
0
– -$12.8M
TSNU
89
DELISTED
Tyson Foods, Inc.
TSNU
– –
-412,667
Closed -$25M
ELECW
90
DELISTED
Electrum Special Acquisition Corporation
ELECW
– –
-159,850
Closed -$35K
KYE
91
DELISTED
Kayne Anderson Energy
KYE
– –
-58,372
Closed -$494K
AGC
92
DELISTED
Advent Claymore Conv Sec & Incme
AGC
– –
-35,293
Closed -$196K
JMF
93
DELISTED
NUVEEN ENERGY MLP TOTAL RETURN FUND
JMF
– –
-55,639
Closed -$618K
AGN
94
DELISTED
Allergan plc
AGN
– –
0
– –
DNI
95
DELISTED
Dividend and Income Fund
DNI
– –
-21,373
Closed -$235K
NMY
96
DELISTED
Nuveen Maryland Quality Municipal Income Fund
NMY
– –
-10,977
Closed -$139K
MIE
97
DELISTED
COHEN & STEERS MLP INCOME AND ENERGY OPPORTUNITY FUND, INC.
MIE
– –
-37,929
Closed -$397K
VTA
98
DELISTED
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
– –
-70,303
Closed -$742K
PCI
99
DELISTED
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
– –
-151,916
Closed -$2.74M
FMO
100
DELISTED
Fiduciary/Claymore Energy Infrastructure Fund
FMO
– –
-108,047
Closed -$1.4M
2 3
4
5 6