WAM

Weiss Asset Management Portfolio holdings

AUM $6.19B
1-Year Return 26.89%
This Quarter Return
+1.44%
1 Year Return
+26.89%
3 Year Return
+55.28%
5 Year Return
+74.65%
10 Year Return
+88.68%
AUM
$4.45B
AUM Growth
+$188M
Cap. Flow
-$630M
Cap. Flow %
-14.16%
Top 10 Hldgs %
19.17%
Holding
1,046
New
355
Increased
83
Reduced
64
Closed
248

Top Buys

1
AVGOP
Broadcom Inc. 8.00% Mandatory Convertible Preferred Stock, Series A
AVGOP
$105M
2
SJIV
South Jersey Industries, Inc. Corporate Units
SJIV
$68.3M
3
NEE.PRP
NextEra Energy, Inc. 5.279% Corporate Units
NEE.PRP
$53.5M
4
NEE.PRO
NextEra Energy, Inc. 4.872% Corporate Units
NEE.PRO
$43.9M
5
PCGU
PG&E Corporation
PCGU
$39.4M

Top Sells

1
DCUE
Dominion Energy, Inc. 2019 Series A Corporate Units
DCUE
$223M
2
INFO
IHS Markit Ltd. Common Shares
INFO
$44.6M
3
FRGE icon
Forge Global Holdings
FRGE
$29.7M
4
SPAQ
Spartan Acquisition Corp. III
SPAQ
$25.5M
5
NRGV icon
Energy Vault
NRGV
$23.5M

Sector Composition

1 Financials 40.9%
2 Healthcare 6.12%
3 Technology 4.76%
4 Industrials 4.57%
5 Communication Services 1.75%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
HCCC
876
DELISTED
Healthcare Capital Corp. Class A common stock
HCCC
– –
-2,140,022
Closed -$21.1M
CPLG
877
DELISTED
CorePoint Lodging Inc. Common Stock
CPLG
– –
-48,563
Closed -$762K
INFO
878
DELISTED
IHS Markit Ltd. Common Shares
INFO
– –
-335,516
Closed -$44.6M
DSKEW
879
DELISTED
Daseke, Inc. Warrant
DSKEW
– –
-1,098,016
Closed -$164K
PAEWW
880
DELISTED
PAE Incorporated Warrants
PAEWW
– –
-454,111
Closed -$870K
XLNX
881
DELISTED
Xilinx Inc
XLNX
– –
-102,664
Closed -$21.8M
GCAC
882
DELISTED
Growth Capital Acquisition Corp. Class A Common Stock
GCAC
– –
-459,386
Closed -$4.57M
SBEA
883
DELISTED
SilverBox Engaged Merger Corp I Class A Common Stock
SBEA
– –
-319,889
Closed -$3.25M
VMAC
884
DELISTED
Vistas Media Acquisition Company Inc. Class A Common Stock
VMAC
– –
-252,556
Closed -$2.57M
YSAC
885
DELISTED
Yellowstone Acquisition Company
YSAC
– –
-533,159
Closed -$5.42M
CFV
886
DELISTED
CF Acquisition Corp. V Class A Common Stock
CFV
– –
-1,519,587
Closed -$14.7M
ENR.PRA
887
DELISTED
Energizer Holdings, Inc. 7.50% Series A Mandatory Convertible Preferred Stock
ENR.PRA
– –
-100,000
Closed -$8.69M
DCRN
888
DELISTED
Decarbonization Plus Acquisition Corporation II Class A Common stock
DCRN
– –
-818,656
Closed -$8.16M
FXCOU
889
DELISTED
Financial Strategies Acquisition Corp. Unit
FXCOU
– –
-544,132
Closed -$5.63M
JWACU
890
DELISTED
Jupiter Wellness Acquisition Corp. Unit
JWACU
– –
-798,600
Closed -$8.05M
WTMAU
891
DELISTED
Welsbach Technology Metals Acquisition Corp. Unit
WTMAU
– –
-500,000
Closed -$5.01M
PRLHU
892
DELISTED
Pearl Holdings Acquisition Corp Unit
PRLHU
– –
-100,000
Closed -$1M
CFFSU
893
DELISTED
CF Acquisition Corp. VII Unit
CFFSU
– –
-250,000
Closed -$2.54M
IGTAU
894
DELISTED
Inception Growth Acquisition Limited Unit
IGTAU
– –
-700,000
Closed -$7.06M
FLDDU
895
DELISTED
FTAC Emerald Acquisition Corp. Unit
FLDDU
– –
-850,000
Closed -$8.47M
W icon
896
Wayfair
W
$11.6B
– –
-1,270
Closed -$241K
XLE icon
897
Energy Select Sector SPDR Fund
XLE
$26.7B
– –
0
– –
XLI icon
898
Industrial Select Sector SPDR Fund
XLI
$23.1B
– –
-6,475
Closed -$685K
MSDA
899
DELISTED
MSD Acquisition Corp. Class A Ordinary Shares
MSDA
– –
-80,757
Closed -$799K
HORIU
900
DELISTED
Emerging Markets Horizon Corp. Unit
HORIU
– –
-425,000
Closed -$4.26M
34 35
36
37 38