WAM

Weiss Asset Management Portfolio holdings

AUM $6.19B
This Quarter Return
-0.49%
1 Year Return
+26.89%
3 Year Return
+55.28%
5 Year Return
+74.65%
10 Year Return
+88.68%
AUM
$1.06B
AUM Growth
+$1.06B
Cap. Flow
-$228M
Cap. Flow %
-21.5%
Top 10 Hldgs %
48.45%
Holding
501
New
147
Increased
112
Reduced
30
Closed
120

Top Buys

1
SMTA
Spirit MTA REIT Common Shares of Beneficial Interest
SMTA
$33M
2
HPK icon
HighPeak Energy
HPK
$18.5M
3
CELG
Celgene Corp
CELG
$16.8M
4
THBRU
Thunder Bridge Acquisition II, Ltd. Units
THBRU
$15M
5
XLU icon
Utilities Select Sector SPDR Fund
XLU
$12.9M

Top Sells

1
DCUD
Dominion Energy, Inc 2016 Series A Corporate Units
DCUD
$126M
2
DYNC
Vistra Energy Corp.
DYNC
$61.8M
3
FSR
Fisker Inc.
FSR
$19.2M
4
GIX.U
GigCapital2, Inc.
GIX.U
$16.2M
5
RHT
Red Hat Inc
RHT
$14.6M

Sector Composition

1 Healthcare 6.23%
2 Industrials 6.01%
3 Real Estate 5.02%
4 Technology 4.55%
5 Financials 3.51%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
FLLCU
51
DELISTED
Fellazo Inc. Unit
FLLCU
$2.53M 0.2%
+254,000
New +$2.53M
PHGE icon
52
BiomX
PHGE
$14.1M
$2.53M 0.2%
249,000
– –
NRCG.WS
53
DELISTED
NRC Group Holdings Corp.
NRCG.WS
$2.25M 0.18%
954,212
+350,000
+58% +$826K
Z icon
54
Zillow
Z
$20.2B
$2.1M 0.17%
+70,300
New +$2.1M
INTC icon
55
Intel
INTC
$105B
$2.05M 0.16%
39,779
+35,165
+762% +$1.81M
LOTZ
56
DELISTED
CarLotz, Inc. Class A Common Stock
LOTZ
$2.03M 0.16%
203,998
– –
CHPT icon
57
ChargePoint
CHPT
$252M
$1.94M 0.16%
+199,998
New +$1.94M
RGEN icon
58
Repligen
RGEN
$6.54B
$1.84M 0.15%
+24,000
New +$1.84M
AGBA
59
DELISTED
AGBA Acquisition Limited Ordinary Share
AGBA
$1.83M 0.15%
+185,000
New +$1.83M
AEP icon
60
American Electric Power
AEP
$58.8B
$1.82M 0.15%
+19,425
New +$1.82M
PFPT
61
DELISTED
Proofpoint, Inc.
PFPT
$1.79M 0.14%
+13,902
New +$1.79M
ANH
62
DELISTED
Anworth Mortgage Asset Corporation
ANH
$1.69M 0.14%
+511,837
New +$1.69M
ETSY icon
63
Etsy
ETSY
$5.15B
$1.67M 0.13%
+29,600
New +$1.67M
DDMX
64
DELISTED
DD3 Acquisition Corp. S A de CV
DDMX
$1.66M 0.13%
163,168
+3,923
+2% +$39.8K
OPRT icon
65
Oportun Financial
OPRT
$287M
$1.62M 0.13%
+100,000
New +$1.62M
BN icon
66
Brookfield
BN
$97.7B
$1.56M 0.13%
+29,430
New +$1.56M
DOVA
67
DELISTED
Dova Pharmaceuticals, Inc. Common Stock
DOVA
$1.4M 0.11%
+50,000
New +$1.4M
SPPP
68
Sprott Physical Platinum and Palladium Trust
SPPP
$307M
$1.36M 0.11%
106,282
-175,514
-62% -$2.25M
GDYN icon
69
Grid Dynamics Holdings
GDYN
$695M
$1.29M 0.1%
128,828
– –
CZR
70
DELISTED
Caesars Entertainment Corporation
CZR
$1.17M 0.09%
+100,100
New +$1.17M
AGBAU
71
DELISTED
AGBA Acquisition Limited Unit
AGBAU
$1.02M 0.08%
100,000
-375,000
-79% -$3.82M
ADV icon
72
Advantage Solutions
ADV
$551M
$995K 0.08%
+100,000
New +$995K
ALTG icon
73
Alta Equipment Group
ALTG
$264M
$992K 0.08%
100,000
-361,252
-78% -$3.58M
BTRS
74
DELISTED
BTRS Holdings Inc. Class 1 Common Stock
BTRS
$980K 0.08%
+100,000
New +$980K
RVPH icon
75
Reviva Pharmaceuticals
RVPH
$31.3M
$974K 0.08%
94,065
– –
1 2
3
4 5