WAM

Weiss Asset Management Portfolio holdings

AUM $6.19B
This Quarter Return
+1.33%
1 Year Return
+26.89%
3 Year Return
+55.28%
5 Year Return
+74.65%
10 Year Return
+88.68%
AUM
$818M
AUM Growth
+$818M
Cap. Flow
+$334M
Cap. Flow %
40.82%
Top 10 Hldgs %
72.09%
Holding
134
New
53
Increased
12
Reduced
8
Closed
27

Top Buys

1
DCUC
Dominion Energy, Inc.
DCUC
$101M
2
PNRA
Panera Bread Co
PNRA
$73.7M
3
AGN.PRA
Allergan plc.
AGN.PRA
$68M
4
ALR.PRB
Alere Inc
ALR.PRB
$48.4M
5
ARNC.PRB
Arconic Inc.
ARNC.PRB
$34.4M

Top Sells

1
EVHC.PR
Envision Healthcare Corporation
EVHC.PR
$26.1M
2
AMT.PRA
American Tower Corporation
AMT.PRA
$25.1M
3
TMUSP
T-Mobile US, Inc.5.50% Mandatory Convertible Preferred Stock, Series A
TMUSP
$13.2M
4
UAM
Universal American Corp
UAM
$10.1M
5
KLRE
KLR Energy Acquisition Corp
KLRE
$8.41M

Sector Composition

1 Consumer Discretionary 10.06%
2 Technology 3.51%
3 Financials 2.15%
4 Materials 1.41%
5 Energy 1.36%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
STK
51
Columbia Seligman Premium Technology Growth Fund
STK
$523M
$225K 0.02%
+10,478
New +$225K
CEM
52
DELISTED
ClearBridge MLP and Midstream Fund Inc.
CEM
$209K 0.02%
+13,722
New +$209K
CEN
53
DELISTED
Center Coast Brookfield MLP & Energy Infrastructure Fund
CEN
$200K 0.02%
+18,226
New +$200K
RQI icon
54
Cohen & Steers Quality Income Realty Fund
RQI
$1.67B
$199K 0.02%
+15,783
New +$199K
NAVI icon
55
Navient
NAVI
$1.36B
$172K 0.02%
10,306
-164
-2% -$2.74K
FF icon
56
Future Fuel
FF
$171M
$169K 0.02%
11,202
+76
+0.7% +$1.15K
AAMI
57
Acadian Asset Management Inc.
AAMI
$1.81B
$166K 0.02%
+11,161
New +$166K
NRE
58
DELISTED
NorthStar Realty Europe Corp.
NRE
$166K 0.02%
13,054
– –
WPG
59
DELISTED
Washington Prime Group Inc.
WPG
$164K 0.02%
+19,543
New +$164K
RRD
60
DELISTED
RR Donnelley & Sons Co.
RRD
$163K 0.02%
13,023
-99
-0.8% -$1.24K
CSQ icon
61
Calamos Strategic Total Return Fund
CSQ
$2.97B
$162K 0.02%
+13,838
New +$162K
CYS
62
DELISTED
CYS Investments Inc.
CYS
$160K 0.02%
18,999
– –
DENN icon
63
Denny's
DENN
$225M
$158K 0.02%
+13,450
New +$158K
NYMT
64
New York Mortgage Trust
NYMT
$642M
$155K 0.02%
+24,944
New +$155K
SNR
65
DELISTED
NEW SENIOR INVESTMENT GROUP INC.
SNR
$154K 0.02%
15,343
+23
+0.2% +$231
ANH
66
DELISTED
Anworth Mortgage Asset Corporation
ANH
$153K 0.02%
25,449
-1,899
-7% -$11.4K
CMO
67
DELISTED
Capstead Mortgage Corp.
CMO
$148K 0.02%
14,176
-154
-1% -$1.61K
BRCD
68
DELISTED
Brocade Communications Systems, Inc. NEW
BRCD
$144K 0.01%
+11,381
New +$144K
GCI
69
DELISTED
Gannett Co., Inc
GCI
$144K 0.01%
+16,472
New +$144K
CHW
70
Calamos Global Dynamic Income Fund
CHW
$463M
$132K 0.01%
+15,499
New +$132K
CBA
71
DELISTED
ClearBridge American Energy MLP
CBA
$126K 0.01%
+14,033
New +$126K
GMZ
72
DELISTED
Goldman Sachs MLP Income Opportunities Fund
GMZ
$120K 0.01%
+12,432
New +$120K
USA icon
73
Liberty All-Star Equity Fund
USA
$1.92B
$118K 0.01%
+20,869
New +$118K
KBLMR
74
DELISTED
KBL Merger Corp. IV Rights expiring 11/9/2020
KBLMR
$87K 0.01%
+250,000
New +$87K
CYHHZ
75
DELISTED
Community Health Systems, Inc. Series A Contingent Value Rights
CYHHZ
$58K 0.01%
3,000,000
– –
1 2
3
4 5