WAM

Weiss Asset Management Portfolio holdings

AUM $6.19B
This Quarter Return
+15.04%
1 Year Return
+26.89%
3 Year Return
+55.28%
5 Year Return
+74.65%
10 Year Return
+88.68%
AUM
$561M
AUM Growth
+$561M
Cap. Flow
+$106M
Cap. Flow %
18.98%
Top 10 Hldgs %
58.9%
Holding
107
New
31
Increased
15
Reduced
6
Closed
28

Top Buys

1
WY.PRA
WEYERHAEUSER COMP PREF CONV SER A (WA)
WY.PRA
$72.1M
2
AG icon
First Majestic Silver
AG
$71.3M
3
RSE
ROUSE PPTYS INC COM (DE)
RSE
$25.5M
4
CPGX
COLUMBIA PIPELINE GROUP IN COM STK (DE)
CPGX
$23.2M
5
CCI.PRA
Crown Castle International Corp.
CCI.PRA
$12.1M

Top Sells

1
NPBC
NATL PENN BANCSHARES INC
NPBC
$69.2M
2
AGN.PRA
Allergan plc.
AGN.PRA
$16.5M
3
TMUSP
T-Mobile US, Inc.5.50% Mandatory Convertible Preferred Stock, Series A
TMUSP
$13.2M
4
ACG
ALLIANCEBERNSTEIN INCOME FUND INC.
ACG
$12.4M
5
NEE.PRP
NEXTERA ENERGY INC EQUITY UNIT
NEE.PRP
$10M

Sector Composition

1 Materials 13.55%
2 Financials 9.88%
3 Energy 8.04%
4 Industrials 6.85%
5 Real Estate 4.79%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
HHY
51
DELISTED
Brookfield High Income Fund Inc.
HHY
$557K 0.1%
+77,271
New +$557K
RSPP
52
DELISTED
RSP Permian, Inc.
RSPP
$554K 0.1%
+15,868
New +$554K
MUR icon
53
Murphy Oil
MUR
$3.58B
$553K 0.1%
+17,428
New +$553K
EGN
54
DELISTED
Energen
EGN
$550K 0.09%
11,400
-18,600
-62% -$897K
SWN
55
DELISTED
Southwestern Energy Company
SWN
$544K 0.09%
+43,225
New +$544K
GPOR
56
DELISTED
Gulfport Energy Corp.
GPOR
$537K 0.09%
+17,166
New +$537K
AR icon
57
Antero Resources
AR
$10B
$520K 0.09%
20,000
-30,000
-60% -$780K
EACQ
58
DELISTED
Easterly Acquisition Corp
EACQ
$489K 0.08%
50,000
– –
CRZO
59
DELISTED
Carrizo Oil & Gas Inc
CRZO
$485K 0.08%
+13,518
New +$485K
SM icon
60
SM Energy
SM
$3.23B
$462K 0.08%
+17,115
New +$462K
NPI
61
DELISTED
NUVEEN PREMIUN INC MUN FUND
NPI
$444K 0.08%
28,800
+1,000
+4% +$15.4K
KHI
62
DELISTED
Deutsche High Income Trust
KHI
$382K 0.07%
+43,550
New +$382K
BGC
63
DELISTED
General Cable Corporation
BGC
$316K 0.05%
+24,831
New +$316K
CENX icon
64
Century Aluminum
CENX
$2.05B
$250K 0.04%
+39,492
New +$250K
CKH
65
DELISTED
Seacor Holdings Inc.
CKH
$247K 0.04%
+4,254
New +$247K
PACE
66
DELISTED
Pace Holdings Corp. Class A Ordinary Shares
PACE
$111K 0.02%
11,250
– –
ECACR
67
DELISTED
E-compass Acquisition Corp. Rights
ECACR
$78K 0.01%
300,000
– –
ANDAR
68
DELISTED
Andina Acquisition Corp. II Right
ANDAR
$14K ﹤0.01%
79,100
– –
CYHHZ
69
DELISTED
Community Health Systems, Inc. Series A Contingent Value Rights
CYHHZ
$13K ﹤0.01%
3,000,000
– –
NPBC
70
DELISTED
NATL PENN BANCSHARES INC
NPBC
– –
-6,500,000
Closed -$69.2M
BABA icon
71
Alibaba
BABA
$324B
– –
0
– –
CCI icon
72
Crown Castle
CCI
$43B
– –
0
– –
IBB icon
73
iShares Biotechnology ETF
IBB
$5.71B
– –
-10,000
Closed -$2.61M
JCE icon
74
Nuveen Core Equity Alpha Fund
JCE
$265M
– –
-31,574
Closed -$430K
NVG icon
75
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$2.53B
– –
-30,659
Closed -$465K
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