WAM

Weiss Asset Management Portfolio holdings

AUM $6.19B
This Quarter Return
-1.29%
1 Year Return
+26.89%
3 Year Return
+55.28%
5 Year Return
+74.65%
10 Year Return
+88.68%
AUM
$401M
AUM Growth
+$401M
Cap. Flow
+$27.9M
Cap. Flow %
6.96%
Top 10 Hldgs %
56.71%
Holding
264
New
24
Increased
14
Reduced
7
Closed
193

Top Buys

1
NPBC
NATL PENN BANCSHARES INC
NPBC
$69.2M
2
NEE.PRP
NEXTERA ENERGY INC EQUITY UNIT
NEE.PRP
$39.6M
3
AGN.PRA
Allergan plc.
AGN.PRA
$16.5M
4
TMUSP
T-Mobile US, Inc.5.50% Mandatory Convertible Preferred Stock, Series A
TMUSP
$13.2M
5
ACG
ALLIANCEBERNSTEIN INCOME FUND INC.
ACG
$8.8M

Top Sells

1
TSNU
Tyson Foods, Inc.
TSNU
$25M
2
FCAM
Fiat Chrysler Automobiles N.V.
FCAM
$12.8M
3
KYN icon
Kayne Anderson Energy Infrastructure Fund
KYN
$12.1M
4
PHYS icon
Sprott Physical Gold
PHYS
$10.7M
5
IVR icon
Invesco Mortgage Capital
IVR
$9.66M

Sector Composition

1 Financials 12.37%
2 Industrials 8.08%
3 Energy 2.82%
4 Technology 2.45%
5 Consumer Discretionary 1.63%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
INSE icon
51
Inspired Entertainment
INSE
$244M
$561K 0.14%
56,716
– –
EACQ
52
DELISTED
Easterly Acquisition Corp
EACQ
$485K 0.12%
50,000
– –
NVG icon
53
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$2.53B
$465K 0.12%
+30,659
New +$465K
JCE icon
54
Nuveen Core Equity Alpha Fund
JCE
$264M
$430K 0.11%
31,574
-20,201
-39% -$275K
NPI
55
DELISTED
NUVEEN PREMIUN INC MUN FUND
NPI
$405K 0.1%
+27,800
New +$405K
PPP
56
DELISTED
Primero Mining Corp
PPP
$277K 0.07%
152,528
– –
NPF
57
DELISTED
NUVEEN PREMIER MUNI INCOME FD
NPF
$158K 0.04%
+11,188
New +$158K
PACE
58
DELISTED
Pace Holdings Corp. Class A Ordinary Shares
PACE
$106K 0.03%
+11,250
New +$106K
ECACR
59
DELISTED
E-compass Acquisition Corp. Rights
ECACR
$72K 0.02%
300,000
– –
I
60
DELISTED
INTELSAT S. A.
I
$38K 0.01%
+15,255
New +$38K
SUNE
61
DELISTED
SUNEDISON, INC COM
SUNE
$33K 0.01%
+60,908
New +$33K
ANDAR
62
DELISTED
Andina Acquisition Corp. II Right
ANDAR
$20K 0.01%
79,100
– –
CYHHZ
63
DELISTED
Community Health Systems, Inc. Series A Contingent Value Rights
CYHHZ
$18K ﹤0.01%
3,000,000
– –
PAACR
64
DELISTED
Pacific Special Acquisition Corp. Rights
PAACR
$16K ﹤0.01%
119,000
– –
EACQW
65
DELISTED
Easterly Acquisition Corp.
EACQW
$10K ﹤0.01%
25,000
– –
BOI
66
DELISTED
Brookfield Mtge Opportunity Fd
BOI
– –
-20,588
Closed -$304K
CBA
67
DELISTED
ClearBridge American Energy MLP
CBA
– –
-113,711
Closed -$931K
DCA
68
DELISTED
Virtus Total Return Fund
DCA
– –
-22,718
Closed -$87K
PKO
69
DELISTED
Pimco Income Opportunity Fund
PKO
– –
-20,915
Closed -$443K
MHY
70
DELISTED
WESTERN ASSET MANAGED HIGH INCOM FD INC. COM
MHY
– –
-48,772
Closed -$220K
AMTG
71
DELISTED
APOLLO RESIDENTIAL MTG INC COM STK
AMTG
– –
-40,799
Closed -$488K
PHF
72
DELISTED
Pacholder High Yield
PHF
– –
-12,037
Closed -$73K
MTGE
73
DELISTED
MTGE Investment Corp. Common Stock
MTGE
– –
-97,500
Closed -$1.36M
JDD
74
DELISTED
Nuveen Diversified Dividend and Income Fund
JDD
– –
-17,488
Closed -$189K
JTA
75
DELISTED
Nuveen Tax-Advantaged Total Return Strategy Fund
JTA
– –
-11,605
Closed -$135K
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