WAM

Weiss Asset Management Portfolio holdings

AUM $6.19B
This Quarter Return
-2.77%
1 Year Return
+26.89%
3 Year Return
+55.28%
5 Year Return
+74.65%
10 Year Return
+88.68%
AUM
$246M
AUM Growth
+$246M
Cap. Flow
+$102M
Cap. Flow %
41.43%
Top 10 Hldgs %
54.52%
Holding
90
New
49
Increased
5
Reduced
7
Closed
21

Top Buys

1
TDF
Templeton Dragon Fund
TDF
$9.45M
2
RPT.PRD
RPT Realty 7.25% Series D Cumulative Convertible Perpetual Preferred Shares of Beneficial Interest
RPT.PRD
$9.04M
3
SWZ
Swiss Helvetia Fund
SWZ
$8.39M
4
IFN
India Fund
IFN
$7.34M
5
ASHR icon
Xtrackers Harvest CSI 300 China A-Shares ETF
ASHR
$5.58M

Top Sells

1
JGT
NUVEEN DIVERSIFIED CURRENCY OPPORTUNIES FUND(USA)
JGT
$11.2M
2
MWRX
MEDWORTH RX CORP COM STK (DE)
MWRX
$2.68M
3
JLA
NUVEEN EQUITY PREMIUM ADVANTAGE FUND
JLA
$2.56M
4
VTTI
VTTI Energy Partners LP
VTTI
$2.51M
5
VDTH
Videocon d2h Limited
VDTH
$2.27M

Sector Composition

1 Consumer Discretionary 4.85%
2 Materials 3.79%
3 Industrials 1.34%
4 Communication Services 1.18%
5 Energy 0.32%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
GNT
51
GAMCO Natural Resources, Gold & Income Trust
GNT
$111M
$402K 0.16%
+49,763
New +$402K
EDF
52
Virtus Stone Harbor Emerging Markets Income Fund
EDF
$160M
$395K 0.16%
+25,469
New +$395K
MXF
53
Mexico Fund
MXF
$263M
$393K 0.16%
+18,900
New +$393K
SPE
54
Special Opportunities Fund
SPE
$166M
$381K 0.15%
+24,782
New +$381K
DMO
55
Western Asset Mortgage Opportunity Fund
DMO
$136M
$303K 0.12%
+12,703
New +$303K
INF
56
DELISTED
BROOKFIELD GLOBAL LISTED INFRASTRUCTURE INCOME FUND INC.
INF
$276K 0.11%
+13,231
New +$276K
JGV
57
DELISTED
NUVEEN GLOBAL EQUITY INCOME FUND
JGV
$217K 0.09%
16,664
-161,653
-91% -$2.11M
ECF
58
Ellsworth Growth & Income Fund
ECF
$150M
$215K 0.09%
+24,655
New +$215K
CYHHZ
59
DELISTED
Community Health Systems, Inc. Series A Contingent Value Rights
CYHHZ
$75K 0.03%
3,000,000
– –
ENSV
60
DELISTED
Enservco Corp.
ENSV
$31K 0.01%
19,075
– –
AVAL icon
61
Grupo Aval
AVAL
$3.91B
– –
-75,000
Closed -$1.02M
BABA icon
62
Alibaba
BABA
$325B
– –
-25,000
Closed -$2.22M
CLM icon
63
Cornerstone Strategic Value Fund
CLM
$2.31B
– –
-63,078
Closed -$368K
CRF
64
Cornerstone Total Return Fund
CRF
$1.21B
– –
-138,704
Closed -$755K
HERZ
65
Herzfeld Credit Income Fund, Inc. Common Stock
HERZ
$39.3M
– –
-15,200
Closed -$122K
LEU icon
66
Centrus Energy
LEU
$3.67B
– –
-21,780
Closed -$221K
HMLP
67
DELISTED
HOEGH LNG PARTNERS LP
HMLP
– –
-20,000
Closed -$458K
MDLY
68
DELISTED
Medley Management Inc
MDLY
– –
-25,000
Closed -$422K
NMY
69
DELISTED
Nuveen Maryland Quality Municipal Income Fund
NMY
– –
-52,968
Closed -$663K
MPVD
70
DELISTED
Mountain Province Diamonds Inc.
MPVD
– –
-75,000
Closed -$375K
NTC
71
DELISTED
Nuveen Connecticut Quality Municipal Income Fund
NTC
– –
-12,436
Closed -$155K
SFS
72
DELISTED
Smart & Final Stores, Inc.
SFS
– –
-50,000
Closed -$722K
VDTH
73
DELISTED
Videocon d2h Limited
VDTH
– –
-228,200
Closed -$2.27M
VTTI
74
DELISTED
VTTI Energy Partners LP
VTTI
– –
-100,000
Closed -$2.51M
VTAE
75
DELISTED
VITAE PHARMACEUTICALS INC COMMON STOCK
VTAE
– –
-40,000
Closed -$305K
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