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WAM

Weiss Asset Management Portfolio holdings

AUM $5.91B
1-Year Est. Return 42.42%
This Fund
S&P 500
This Quarter Est. Return
+0.27%
1 Year Est. Return
+42.42%
3 Year Est. Return
+87.34%
5 Year Est. Return
+112.49%
10 Year Est. Return
+166%
AUM
$4B
AUM Growth
-$30.8M
Cap. Flow
-$280M
Cap. Flow %
-7%
Top 10 Hldgs %
19.13%
Holding
737
New
239
Increased
121
Reduced
59
Closed
224

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$210M
2
PCGU
PG&E Corporation
PCGU
+$61.5M
3
GFL icon
GFL Environmental
GFL
+$41.7M
4
GFLU
GFL Environmental Inc. Tangible Equity Units
GFLU
+$32M
5
HCVIU
Hennessy Capital Investment Corp. VI Unit
HCVIU
+$29.6M

Top Sells

Rank Stock Value
1
XYZ
Block Inc
XYZ
+$62.6M
2
NEE.PRP
NextEra Energy, Inc. 5.279% Corporate Units
NEE.PRP
+$55.4M
3
ALXN
Alexion Pharmaceuticals
ALXN
+$50.4M
4
SRNG
Soaring Eagle Acquisition Corp. Class A Ordinary Share
SRNG
+$45M
5
PTRA
Proterra Inc. Common Stock
PTRA
+$34.2M

Sector Composition

Rank Sector Weight
1 Financials 26.87%
2 Industrials 8.51%
3 Healthcare 5.55%
4 Consumer Discretionary 3.92%
5 Technology 3.55%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TWCT
701
DELISTED
TWC Tech Holdings II Corp. Class A Common Stock
TWCT
– –
-2,996,446
Closed -$29.8M
AJAX.WS
702
DELISTED
Capri Listco Redeemable Warrants, each warrant exercisable for one Class A ordinary share at an exer
AJAX.WS
– –
-11,286
Closed -$21K
KSMT
703
DELISTED
Kismet Acquisition One Corp Ordinary Shares
KSMT
– –
-426,211
Closed -$4.22M
MXIM
704
DELISTED
Maxim Integrated Products
MXIM
– –
-290,735
Closed -$30.6M
RMGB
705
DELISTED
RMG Acquisition Corp. II Class A Ordinary Shares
RMGB
– –
-1,120,100
Closed -$11.1M
SAII
706
DELISTED
Software Acquisition Group Inc. II Class A Common Stock
SAII
– –
-443,570
Closed -$4.41M
SCPE
707
DELISTED
SC Health Corporation
SCPE
– –
-34,005
Closed -$343K
NEBC
708
DELISTED
Nebula Caravel Acquisition Corp. Class A Common Stock
NEBC
– –
-1,469,445
Closed -$14.7M
VCVC
709
DELISTED
10X Capital Venture Acquisition Corp
VCVC
– –
-1,092,040
Closed -$10.9M
ALXN
710
DELISTED
Alexion Pharmaceuticals
ALXN
– –
-274,142
Closed -$50.4M
WORK
711
DELISTED
Slack Technologies, Inc.
WORK
– –
-545,621
Closed -$24.2M
EMPW.WS
712
DELISTED
Empower Ltd. Redeemable Warrants, each whole warrant exercisable for one Class A ordinary share at a
EMPW.WS
– –
-45,509
Closed -$86K
NHIC
713
DELISTED
NewHold Investment Corp. Class A Common Stock
NHIC
– –
-198,490
Closed -$1.99M
SBG.WS
714
DELISTED
Sandbridge Acquisition Corporation Warrants, each whole warrant exercisable for one share of Class A
SBG.WS
– –
-45,684
Closed -$64K
ASPL.WS
715
DELISTED
Aspirational Consumer Lifestyle Corp. Redeemable Warrants, each whole warrant exercisable for one Cl
ASPL.WS
– –
-7,515
Closed -$14K
BST.RT
716
DELISTED
BlackRock Science and Technology Trust Rights (expiring July 14, 2021)
BST.RT
– –
-283,097
Closed -$187K
SPKAU
717
DELISTED
SPK Acquisition Corp Unit
SPKAU
– –
-309,905
Closed -$3.11M
GAB.RT
718
DELISTED
The Gabelli Equity Trust Inc. Rights (expiring July 14, 2021)
GAB.RT
– –
-12,964,674
Closed -$1.51M
25 26 27 28
29

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Weiss Asset Management's Q3 2021 Portfolio in Review

As of Q3 2021, Weiss Asset Management held 737 positions worth $4B, down 0.77% from $4.03B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Weiss Asset Management withdrew a net $280M in Q3 2021, closing 224 positions and reducing 59 holdings. Its most notable exit was Block Inc, an estimated $62.6M position sold in full.

By sector, the portfolio is most concentrated in Financials at 27% of assets, up from 22% a quarter earlier, followed by Industrials and Healthcare.

Against the trend, Weiss Asset Management opened a new position in GFL Environmental worth $44.8M.

  • Weiss Asset Management's largest Q3 2021 buy was GFL Environmental: 1,206,261 shares worth $44.8M.
  • Weiss Asset Management added most to State Street SPDR S&P 500 ETF Trust in Q3 2021, an estimated $210M increase.
  • Weiss Asset Management's biggest Q3 2021 reduction was NextEra Energy, Inc. 5.279% Corporate Units, cutting an estimated $55.4M.
  • Weiss Asset Management fully exited Block Inc in Q3 2021, selling an estimated $62.6M.
  • Weiss Asset Management's ten largest holdings make up 19% of its $4B portfolio in Q3 2021.
  • Weiss Asset Management opened 239 new positions and closed 224 in Q3 2021.
  • Weiss Asset Management's portfolio value fell 0.77% quarter-over-quarter to $4B.

Based on Weiss Asset Management's 13F filing for Q3 2021, filed 12 Nov 2021.