WAM

Weiss Asset Management Portfolio holdings

AUM $6.19B
1-Year Return 26.89%
This Quarter Return
+2.63%
1 Year Return
+26.89%
3 Year Return
+55.28%
5 Year Return
+74.65%
10 Year Return
+88.68%
AUM
$4.26B
AUM Growth
+$601M
Cap. Flow
+$107M
Cap. Flow %
2.51%
Top 10 Hldgs %
15.46%
Holding
855
New
340
Increased
136
Reduced
59
Closed
160

Top Buys

1
TBPH icon
Theravance Biopharma
TBPH
$28.8M
2
HCVI
Hennessy Capital Investment Corp. VI Class A Common Stock
HCVI
$28.7M
3
FOUN
Founder SPAC Class A Ordinary Shares
FOUN
$28.6M
4
AVGOP
Broadcom Inc. 8.00% Mandatory Convertible Preferred Stock, Series A
AVGOP
$25.9M
5
IIVI
Coherent Corp. 6.00% Series A Mandatory Convertible Preferred Stock
IIVI
$21.8M

Top Sells

1
SPY icon
SPDR S&P 500 ETF Trust
SPY
$120M
2
GFL icon
GFL Environmental
GFL
$45.2M
3
ENJY
Enjoy Technology, Inc. Common Stock
ENJY
$36.4M
4
GFLU
GFL Environmental Inc. Tangible Equity Units
GFLU
$34M
5
HCVIU
Hennessy Capital Investment Corp. VI Unit
HCVIU
$29.6M

Sector Composition

1 Financials 37.17%
2 Industrials 5.39%
3 Technology 4.89%
4 Materials 4.53%
5 Healthcare 4.52%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
DCRC
676
DELISTED
Decarbonization Plus Acquisition Corporation III Class A Common Stock
DCRC
– –
-760,767
Closed -$7.65M
DCRCU
677
DELISTED
Decarbonization Plus Acquisition Corporation III Unit
DCRCU
– –
-2
Closed –
SVOK
678
DELISTED
Seven Oaks Acquisition Corp. Class A Common Stock
SVOK
– –
-1,269,633
Closed -$12.6M
DGNS
679
DELISTED
Dragoneer Growth Opportunities Corp. II Class A Ordinary Shares
DGNS
– –
-855,360
Closed -$8.51M
GIGGW
680
DELISTED
GigCapital4, Inc. Warrant
GIGGW
– –
-21,100
Closed -$22K
DMYQ.WS
681
DELISTED
dMY Technology Group, Inc. IV Redeemable warrants, each whole warrant exercisable for one share of C
DMYQ.WS
– –
-200,357
Closed -$381K
TPGS
682
DELISTED
TPG Pace Solutions Corp.
TPGS
– –
-318,506
Closed -$3.2M
ADF
683
DELISTED
Aldel Financial Inc.
ADF
– –
-44,297
Closed -$447K
DDMX
684
DELISTED
DD3 Acquisition Corp. II Class A Common Stock
DDMX
– –
-19,421
Closed -$193K
VOSO
685
DELISTED
Virtuoso Acquisition Corp. Class A Common Stock
VOSO
– –
-1,632,910
Closed -$16.2M
VOSOW
686
DELISTED
Virtuoso Acquisition Corp. Warrant
VOSOW
– –
-111,106
Closed -$127K
TRIL
687
DELISTED
Trillium Therapeutics Inc.
TRIL
– –
-10,000
Closed -$176K
SWBK
688
DELISTED
Switchback II Corporation
SWBK
– –
-1,558,936
Closed -$15.5M
BNIXU
689
DELISTED
Bannix Acquisition Corp. Unit
BNIXU
– –
-341,200
Closed -$3.5M
TMTS
690
DELISTED
Spartacus Acquisition Corporation Class A Common Stock
TMTS
– –
-482,606
Closed -$4.89M
BOWX
691
DELISTED
BowX Acquisition Corp. Class A Common Stock
BOWX
– –
-280,370
Closed -$2.8M
HZAC
692
DELISTED
Horizon Acquisition Corporation
HZAC
– –
-107,163
Closed -$1.07M
SBBP
693
DELISTED
Strongbridge Biopharma plc.
SBBP
– –
-494,093
Closed -$1.01M
CTAC.WS
694
DELISTED
Cerberus Telecom Acquisition Corp. Warrants included as part of the Units, each whole warrant exerci
CTAC.WS
– –
-371,089
Closed -$371K
NOVVW
695
DELISTED
Nova Vision Acquisition Corp. Warrant
NOVVW
– –
-480,000
Closed -$125K
NOVVR
696
DELISTED
Nova Vision Acquisition Corp. Rights
NOVVR
– –
-480,000
Closed -$156K
HHGCU
697
DELISTED
HHG Capital Corporation Units
HHGCU
– –
-125,000
Closed -$1.28M
KCGI.U
698
DELISTED
Kensington Capital Acquisition Corp. V Units, each consisting of one Class A ordinary share and three-fourths of one redeemable warrant
KCGI.U
– –
-2,000,000
Closed -$20.4M
FHLTU
699
DELISTED
Future Health ESG Corp. Unit
FHLTU
– –
-1,800,000
Closed -$18M
PPHPU
700
DELISTED
PHP Ventures Acquisition Corp. Units
PPHPU
– –
-450,000
Closed -$4.61M
26 27
28
29 30