WAM

Weiss Asset Management Portfolio holdings

AUM $6.19B
1-Year Return 26.89%
This Quarter Return
-2.07%
1 Year Return
+26.89%
3 Year Return
+55.28%
5 Year Return
+74.65%
10 Year Return
+88.68%
AUM
$3.79B
AUM Growth
-$664M
Cap. Flow
-$1.08B
Cap. Flow %
-28.47%
Top 10 Hldgs %
18.69%
Holding
919
New
124
Increased
77
Reduced
115
Closed
277

Top Buys

1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$72.6M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$47.4M
3
CDR
Cedar Realty Trust, Inc
CDR
$23.6M
4
SOLN
The Southern Company
SOLN
$23.3M
5
DTP
DTE Energy Company 2019 Corporate Units
DTP
$18.6M

Top Sells

1
AVGOP
Broadcom Inc. 8.00% Mandatory Convertible Preferred Stock, Series A
AVGOP
$96M
2
SPY icon
SPDR S&P 500 ETF Trust
SPY
$89.6M
3
NEE.PRO
NextEra Energy, Inc. 4.872% Corporate Units
NEE.PRO
$43.3M
4
ASZ
Austerlitz Acquisition Corporation II
ASZ
$30.8M
5
DCUE
Dominion Energy, Inc. 2019 Series A Corporate Units
DCUE
$30.5M

Sector Composition

1 Financials 45.45%
2 Healthcare 6.2%
3 Technology 4.28%
4 Industrials 3.95%
5 Utilities 2.56%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
GLAQ
626
DELISTED
Globis Acquisition Corp. common stock
GLAQ
– –
-10,000
Closed -$102K
CAS
627
DELISTED
Cascade Acquisition Corp.
CAS
– –
-389,100
Closed -$3.92M
DCUE
628
DELISTED
Dominion Energy, Inc. 2019 Series A Corporate Units
DCUE
– –
-30,000
Closed -$30.5M
OCA
629
DELISTED
Omnichannel Acquisition Corp.
OCA
– –
-208,166
Closed -$2.08M
APSG.WS
630
DELISTED
Apollo Strategic Growth Capital Warrants, each exercisable for one Class A Ordinary Share at an exer
APSG.WS
– –
-599,791
Closed -$822K
ANAT
631
DELISTED
American National Group, Inc. Common Stock
ANAT
– –
-1,922
Closed -$363K
AVTR.PRA
632
DELISTED
Avantor, Inc. Series A Mandatory Convertible Preferred Stock
AVTR.PRA
– –
-260,000
Closed -$26.9M
ATSPT
633
DELISTED
Archimedes Tech SPAC Partners Co. Subunit
ATSPT
– –
-120,263
Closed -$1.19M
CHPM
634
DELISTED
CHP Merger Corp. Class A Common Stock
CHPM
– –
-234,045
Closed -$2.38M
TLMD
635
DELISTED
SOC Telemed, Inc. Class A Common Stock
TLMD
– –
-1,440,254
Closed -$4.31M
PPGH
636
DELISTED
Poema Global Holdings Corp. Class A Ordinary Share
PPGH
– –
-413,924
Closed -$4.09M
GMBTW
637
DELISTED
Pivotal Holdings Corp Warrant
GMBTW
– –
-131,100
Closed -$89K
LEVL
638
DELISTED
Level One Bancorp, Inc. Common Stock
LEVL
– –
-7,300
Closed -$291K
WTRU
639
DELISTED
Essential Utilities, Inc.6.00% Tangible Equity Units
WTRU
– –
-50,000
Closed -$3.06M
PLAOU
640
DELISTED
Patria Latin American Opportunity Acquisition Corp. Unit
PLAOU
– –
-494,200
Closed -$4.97M
NOVV
641
DELISTED
Nova Vision Acquisition Corp. Ordinary share
NOVV
– –
-330,000
Closed -$3.31M
QDROU
642
DELISTED
Quadro Acquisition One Corp. Unit
QDROU
– –
-19,009
Closed -$187K
BMAC.U
643
DELISTED
Black Mountain Acquisition Corp. Units, each consisting of one share of Class A common stock and three quarters of one warrant
BMAC.U
– –
-1
Closed –
MEOA
644
DELISTED
Minority Equality Opportunities Acquisition Inc. Class A Common Stock
MEOA
– –
-634,969
Closed -$6.37M
HRB icon
645
H&R Block
HRB
$6.85B
– –
-81,337
Closed -$2.12M
HSIC icon
646
Henry Schein
HSIC
$8.42B
– –
-11,147
Closed -$972K
HTHT icon
647
Huazhu Hotels Group
HTHT
$11.5B
– –
0
– –
HUMA icon
648
Humacyte
HUMA
$226M
– –
-49,900
Closed -$352K
HXL icon
649
Hexcel
HXL
$5.16B
– –
-18,100
Closed -$1.08M
III icon
650
Information Services Group
III
$253M
– –
-39,400
Closed -$268K
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