WAM

Weiss Asset Management Portfolio holdings

AUM $6.19B
1-Year Return 26.89%
This Quarter Return
+1.44%
1 Year Return
+26.89%
3 Year Return
+55.28%
5 Year Return
+74.65%
10 Year Return
+88.68%
AUM
$4.45B
AUM Growth
+$188M
Cap. Flow
-$630M
Cap. Flow %
-14.16%
Top 10 Hldgs %
19.17%
Holding
1,046
New
355
Increased
83
Reduced
64
Closed
248

Top Buys

1
AVGOP
Broadcom Inc. 8.00% Mandatory Convertible Preferred Stock, Series A
AVGOP
+$105M
2
SJIV
South Jersey Industries, Inc. Corporate Units
SJIV
+$68.3M
3
NEE.PRP
NextEra Energy, Inc. 5.279% Corporate Units
NEE.PRP
+$53.5M
4
NEE.PRO
NextEra Energy, Inc. 4.872% Corporate Units
NEE.PRO
+$43.9M
5
PCGU
PG&E Corporation
PCGU
+$39.4M

Top Sells

1
DCUE
Dominion Energy, Inc. 2019 Series A Corporate Units
DCUE
+$223M
2
INFO
IHS Markit Ltd. Common Shares
INFO
+$44.6M
3
FRGE icon
Forge Global Holdings
FRGE
+$29.7M
4
SPAQ
Spartan Acquisition Corp. III
SPAQ
+$25.5M
5
NRGV icon
Energy Vault
NRGV
+$23.5M

Sector Composition

1 Financials 40.9%
2 Healthcare 6.12%
3 Technology 4.76%
4 Industrials 4.57%
5 Communication Services 1.75%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
GOGL
626
DELISTED
Golden Ocean Group
GOGL
$308K 0.01%
+24,900
New +$308K
TGAN
627
DELISTED
Transphorm, Inc. Common Stock
TGAN
$308K 0.01%
+43,600
New +$308K
NREF
628
NexPoint Real Estate Finance
NREF
$268M
$307K 0.01%
+13,600
New +$307K
HLGN
629
DELISTED
Heliogen, Inc.
HLGN
$307K 0.01%
+1,669
New +$307K
CBAN icon
630
Colony Bankcorp
CBAN
$297M
$302K 0.01%
+16,200
New +$302K
PKBK icon
631
Parke Bancorp
PKBK
$267M
$302K 0.01%
+12,800
New +$302K
SBT
632
DELISTED
Sterling Bancorp, Inc. Common Stock
SBT
$302K 0.01%
+42,500
New +$302K
SDA icon
633
SunCar Technology Group
SDA
$273M
$300K 0.01%
29,788
– –
ACBA
634
DELISTED
Ace Global Business Acquisition Limited Ordinary Shares
ACBA
$299K 0.01%
29,305
– –
BRG
635
DELISTED
Bluerock Residential Growth REIT, Inc.
BRG
$295K 0.01%
+11,100
New +$295K
BCML icon
636
BayCom
BCML
$329M
$294K 0.01%
+13,500
New +$294K
FVCB icon
637
FVCBankcorp
FVCB
$240M
$293K 0.01%
+17,625
New +$293K
APGN
638
DELISTED
Apexigen, Inc. Common Stock
APGN
$293K 0.01%
29,034
– –
LEVL
639
DELISTED
Level One Bancorp, Inc. Common Stock
LEVL
$291K 0.01%
+7,300
New +$291K
WFRD icon
640
Weatherford International
WFRD
$4.58B
$290K 0.01%
+8,700
New +$290K
SHBI icon
641
Shore Bancshares
SHBI
$567M
$289K 0.01%
+14,100
New +$289K
SKIL icon
642
Skillsoft
SKIL
$117M
$288K 0.01%
+2,385
New +$288K
NBN icon
643
Northeast Bank
NBN
$941M
$287K 0.01%
+8,400
New +$287K
FTCV
644
DELISTED
FinTech Acquisition Corp. V Class A Common Stock
FTCV
$287K 0.01%
29,106
-27,466
-49% -$271K
GAQ.WS
645
DELISTED
Generation Asia I Acquisition Limited Redeemable Warrants included as part of the units, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
GAQ.WS
$284K 0.01%
+978,860
New +$284K
DCGOW
646
DELISTED
DocGo Inc. Warrants
DCGOW
$282K 0.01%
133,124
– –
MYFW icon
647
First Western Financial
MYFW
$226M
$281K 0.01%
+9,000
New +$281K
SEAT icon
648
Vivid Seats
SEAT
$96.5M
$281K 0.01%
+1,270
New +$281K
SLGC
649
DELISTED
SomaLogic, Inc. Class A Common Stock
SLGC
$279K 0.01%
+34,800
New +$279K
AMPL icon
650
Amplitude
AMPL
$1.48B
$278K 0.01%
+15,100
New +$278K
24 25
26
27 28